EX-1.01 2 d920188dex101.htm EX-1.01 EX-1.01

Exhibit 1.01

ZIMMER BIOMET HOLDINGS, INC.

Conflict Minerals Report

For the Reporting Period from January 1, 2019 to December 31, 2019

This Conflict Minerals Report (this “Report”) of Zimmer Biomet Holdings, Inc. (“Zimmer Biomet,” the “Company,” “we,” “our” or “us”) has been prepared pursuant to Rule 13p-1 and Form SD (collectively, the “Rule”) promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period from January 1, 2019 to December 31, 2019.

The Rule imposes certain reporting obligations on Securities and Exchange Commission (“SEC”) registrants whose products contain cassiterite, columbite-tantalite (coltan), gold, wolframite, or their derivatives, which are limited to tantalum, tin and tungsten (collectively, “conflict minerals”) that are necessary to the functionality or production of their products (such minerals are referred to as “necessary conflict minerals”). For products which contain necessary conflict minerals, the registrant must conduct in good faith a reasonable country of origin inquiry designed to determine whether any of the conflict minerals originated in the Democratic Republic of the Congo (“DRC”) or an adjoining country. If, based on such inquiry, the registrant knows or has reason to believe that any of the necessary conflict minerals contained in its products originated or may have originated in the DRC or an adjoining country and knows or has reason to believe that those necessary conflict minerals may not be solely from recycled or scrap sources, the registrant must conduct due diligence on the source and chain of custody of the necessary conflict minerals contained in those products.

Pursuant to SEC guidance issued April 29, 2014 and the SEC order issued May 2, 2014, we are not required to describe any of our products as “DRC conflict free” or “having not been found to be ‘DRC conflict free,’” and, therefore, we make no conclusion in this regard in this Report. Furthermore, given that we have not voluntarily elected to describe any of our products as “DRC conflict free,” an independent private sector audit of this Report has not been conducted.

Company and Products Overview

We are a global leader in musculoskeletal healthcare. We design, manufacture and market orthopedic reconstructive products; sports medicine, biologics, extremities and trauma products; office based technologies; spine, craniomaxillofacial (“CMF”) and thoracic products; dental implants; and related surgical products. Our products and solutions help treat patients suffering from disorders of, or injuries to, bones, joints or supporting soft tissues. Our primary customers include orthopedic surgeons, neurosurgeons, oral surgeons and other specialists, dentists, hospitals, stocking distributors, healthcare dealers and, in their capacity as agents, healthcare purchasing organizations or buying groups, making Zimmer Biomet the final step in the supply chain prior to these products reaching the end customer.

Our orthopedic reconstructive devices include knee and hip implants that are used to replace joints that have deteriorated as a result of disease (principally osteoarthritis) or injury. Our sports medicine products are designed primarily for the repair of soft tissue injuries and are most commonly used in knee and shoulder procedures. Our biologics products are used as early intervention solutions for joint preservation or to support surgical procedures. Our foot and ankle and extremities products are designed to treat arthritic conditions and fractures in the foot, ankle, shoulder, elbow and wrist. Our CMF and thoracic products include face and skull reconstruction products as well as products that fixate and stabilize the bones of the chest in order to facilitate healing or reconstruction after open heart surgery, trauma or for deformities of the chest. Our spine products are designed to deliver comprehensive solutions for individuals with back or neck plain caused by degenerative conditions, deformities or traumatic injury of the spine. Our trauma products are used to stabilize damaged or broken bones and their surrounding tissues to support the body’s natural healing process. Our dental products include dental reconstructive implants and dental prosthetic and regenerative products. Our surgical products are used to support various surgical procedures and include tourniquet systems, wound debridement devices, fluid waste management systems and surgical power systems.

Reasonable Country of Origin Inquiry

Our reasonable country of origin inquiry is discussed in the Specialized Disclosure Report on Form SD to which this Report is attached as an exhibit.

Due Diligence Framework

We designed our due diligence measures to be in conformity, in all material respects, with the internationally recognized due diligence framework as set forth in the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and related supplements for gold and for tin, tantalum and tungsten.

Due Diligence Measures Undertaken

We are a downstream consumer of necessary conflict minerals. In most cases, there are several third parties in the supply chain between the original source of these minerals and us. We do not purchase necessary conflict minerals directly from mines, smelters or refiners; therefore, we rely on our suppliers to provide information regarding the origin of these minerals. We believe smelters and refiners are best situated to identify the sources of conflict minerals, and, therefore, we have taken steps to identify the smelters and refiners of necessary conflict minerals in our supply chain.

Step 1: Establish company management systems

We undertook the following measures to establish management systems to address compliance with the Rule:

 

•  

Established a cross-functional conflict minerals project team to direct the overall efforts of our conflict minerals compliance program.

 

•  

Adopted a policy statement on conflict minerals, communicated it to suppliers and published it on our Company’s website at www.zimmerbiomet.com/corporate/suppliers.html. Our policy statement provides, among other things, that we expect our suppliers to source conflict minerals from socially responsible sub-tier suppliers and manufacturers and to undertake reasonable due diligence within their supply chains to determine the origin of the conflict minerals contained in materials and products supplied to us.

 

•  

Reinforced our expectations of our suppliers via our Zimmer Biomet Code of Supplier Conduct, available at www.zimmerbiomet.com/corporate/suppliers.html, which sets forth important legal, ethical, behavioral and other requirements for our suppliers, including our policy statement on conflict minerals.

 

•  

Developed a grievance mechanism to allow parties to contact us with conflict minerals-related questions or concerns via email at conflictminerals@zimmerbiomet.com or via our Corporate Compliance Hotline website, www.zimmerbiomet.ethicspoint.com.

 

•  

Engaged with suppliers, including notifying them in writing that we are subject to disclosure obligations under the Rule relating to the sources of necessary conflict minerals used in our products, that we must collect important supply chain data from them and that we expect their cooperation in providing such information in a timely manner.

 

•  

Leveraged materials, including a Conflict Minerals Reporting Template, created and made available by the Responsible Minerals Initiative, which supports the responsible sourcing of minerals through the Responsible Minerals Assurance Process (“RMAP”).

 

•  

Included updated terms and conditions in supplier contracts that address suppliers’ obligations to provide us with information pertaining to the origin of any necessary conflict minerals in materials or components supplied to us.

 

•  

Provided suppliers with opportunities for training and links to educational websites related to conflict minerals.

Step 2: Identify and assess risks in the supply chain

We took the following measures to identify risks in our supply chain:

 

•  

Surveyed suppliers providing materials or components necessary to the production and/or functionality of our products. Suppliers were asked to provide information based on the Conflict Minerals Reporting Template through the use of iPoint’s Conflict Minerals Platform. This survey was sent to 455 suppliers globally.

•  

Provided training materials to suppliers on the use of iPoint’s Conflict Minerals Platform and the Conflict Minerals Reporting Template form.

 

•  

Reviewed and assessed survey responses. We followed up with suppliers whose responses were incomplete or appeared to report inconsistent information.

 

•  

When a supplier response stated that conflict minerals were sourced from the DRC or an adjoining country and identified the smelter involved, we compared the identified smelter or refiner (even though the supplier had not confirmed that the conflict minerals were used in the materials supplied to us) against the RMAP Conformant Smelters and Refiners Lists to confirm whether the smelter or refiner in question was identified as having undergone an assessment through the RMAP or industry equivalent program and was validated to be conformant with the protocols.

Step 3: Design and implement a strategy to respond to identified risks

We designed and implemented strategies to respond to identified risks, including the following:

 

•  

Where applicable, we sent follow-up communications to suppliers that provided incomplete or inconsistent survey responses. We requested suppliers submitting letters of conflict “status” to complete our survey to collect additional relevant information.

 

•  

Suppliers who received one of these follow-up communications were directed to our policy statement on conflict minerals, as well as conflict minerals training and education materials. Suppliers were asked to review the materials and provide updated information in a timely manner.

 

•  

Suppliers who did not respond to our initial survey were sent escalation communications requesting that they respond to the survey and provide the requested information. Several unresponsive suppliers were engaged directly by our Sourcing personnel to advise them to complete our requested survey to the best of their ability. Further, suppliers were informed that we may take into consideration a failure to respond to our survey in future purchasing decisions.

Step 4: Carry out independent third-party audit of smelter/refiner due diligence practices

As previously noted, we are a downstream consumer of the necessary conflict minerals in our products and are many steps removed from smelters and refiners who provide minerals and ores. As such, we do not perform or direct audits of smelters and refiners within the supply chain. Our due diligence efforts rely on cross-industry initiatives to conduct smelter and refiner due diligence and independent third-party audits, such as those led by the Responsible Minerals Initiative, including the RMAP.

Step 5: Report annually on supply chain due diligence

A copy of our Specialized Disclosure Report on Form SD, along with a copy of this Conflict Minerals Report, which is attached to the Form SD as Exhibit 1.01, is available on our website at www.zimmerbiomet.com (in the “Investors” section under the “Financial Information” caption and “SEC Filings” sub-caption).

Due Diligence Results

We surveyed 455 suppliers globally that we identified may contribute necessary conflict minerals to our products. The survey response rate was approximately 84% for 2019. Of the suppliers who responded, approximately 66% reported that conflict minerals are not intentionally added to their products, are not necessary to the production of their products and are not contained in the finished products that they manufacture or contract to manufacture. With respect to the remaining survey respondents, the large majority of suppliers who responded provided data at a company, division or product category level and/or were unable to specify the smelters or refiners that processed conflict minerals in materials or components supplied to us.

With respect to six supplier responses that we received that stated that the data provided was specific to materials or components supplied to us, all six reported that the materials or components supplied to us did not contain conflict minerals.

Appendix A lists the smelters and refiners that the suppliers who responded to our survey reported as being in their supply chains. Only known smelters or refiners (those listed in the Conflict Minerals Reporting Template) are included in Appendix A. Not all of these smelters and refiners may have processed necessary conflict minerals contained in our products, since suppliers may have reported to us smelters and refiners that were not in our supply chain due to the decision of such suppliers to provide data at a company, division or product category level, over-inclusiveness in the information received from their respective suppliers, or for other reasons. Appendix A also denotes the RMAP audit status of each smelter and refiner listed. All smelters and refiners listed in Appendix A are either conformant with the RMAP assessment protocols (denoted as “Conformant”) or have committed to undergo an RMAP audit or are participating in a cross-recognized certification program (denoted as “Active”).

Efforts to Determine the Mine or Location of Origin

As described above, we are a downstream consumer of necessary conflict minerals. In most cases, there are several third parties in the supply chain between the original source of these minerals and us. Further, the large majority of suppliers who responded to our survey provided data at a company, division or product category level. Our due diligence process, described above, reflects our efforts to determine with the greatest specificity the mines or location of origin of the conflict minerals necessary to the functionality or production of products we manufacture or contract to manufacture.

Continuous Improvement Efforts to Mitigate Risk

Due to the complexity of our global supply chain, we engaged iPoint in 2019 as we did in several prior calendar years to assist us in collecting, managing, and aggregating conflict minerals information. Going forward, we expect to take the following additional steps, among others, to improve our due diligence measures and to further mitigate the risk that necessary conflict minerals contained in our products may finance or benefit armed groups in the DRC or adjoining countries:

 

•  

Continue to educate our direct suppliers about our reporting obligations related to conflict minerals, and continue to provide our direct suppliers with training and educational materials and website links that they may provide to their own suppliers.

 

•  

Continue to include our policy statement on conflict minerals as part of Sourcing training curriculum.

 

•  

Continue to include our policy statement on conflict minerals in our new supplier onboarding process.

 

•  

Continue to encourage our direct suppliers to implement responsible sourcing and ask them to encourage smelters and refiners to become conformant with the RMAP assessment protocols.

 

•  

Continue to follow up with suppliers that either failed to provide a response or provide data specific to materials or components supplied to us.

Independent Private Sector Audit

Not applicable.

Appendix A

The following smelters and refiners were reported by our suppliers as being in their supply chains.

 

Metal

   

Smelter/Refiner Name

   

Smelter/Refiner Country

   

Smelter ID

   

RMAP Audit Status*

Gold    8853 S.p.A.    ITALY    CID002763    Conformant
Gold    Advanced Chemical Company    UNITED STATES OF AMERICA    CID000015    Conformant
Gold    Aida Chemical Industries Co., Ltd.    JAPAN    CID000019    Conformant
Gold    Al Etihad Gold Refinery DMCC    UNITED ARAB EMIRATES    CID002560    Conformant
Gold    Allgemeine Gold-und Silberscheideanstalt A.G.    GERMANY    CID000035    Conformant
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN    CID000041    Conformant
Gold    AngloGold Ashanti Corrego do Sitio Mineracao    BRAZIL    CID000058    Conformant
Gold    Argor-Heraeus S.A.    SWITZERLAND    CID000077    Conformant
Gold    Asahi Pretec Corp.    JAPAN    CID000082    Conformant
Gold    Asahi Refining Canada Ltd.    CANADA    CID000924    Conformant
Gold    Asahi Refining USA Inc.    UNITED STATES OF AMERICA    CID000920    Conformant
Gold    Asaka Riken Co., Ltd.    JAPAN    CID000090    Conformant
Gold    AU Traders and Refiners    SOUTH AFRICA    CID002850    Conformant
Gold    Aurubis AG    GERMANY    CID000113    Conformant
Gold    Bangalore Refinery    INDIA    CID002863    Conformant
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES    CID000128    Conformant
Gold    Boliden AB    SWEDEN    CID000157    Conformant
Gold    C. Hafner GmbH + Co. KG    GERMANY    CID000176    Conformant
Gold    CCR Refinery - Glencore Canada Corporation    CANADA    CID000185    Conformant
Gold    Cendres + Metaux S.A.    SWITZERLAND    CID000189    Conformant
Gold    Chimet S.p.A.    ITALY    CID000233    Conformant
Gold    Chugai Mining    JAPAN    CID000264    Conformant
Gold    DODUCO Contacts and Refining GmbH    GERMANY    CID000362    Conformant
Gold    Dowa    JAPAN    CID000401    Conformant
Gold    DS PRETECH Co., Ltd.    KOREA, REPUBLIC OF    CID003195    Conformant
Gold    DSC (Do Sung Corporation)    KOREA, REPUBLIC OF    CID000359    Conformant
Gold    Eco-System Recycling Co., Ltd. East Plant    JAPAN    CID000425    Conformant
Gold    Eco-System Recycling Co., Ltd. North Plant    JAPAN    CID003424    Conformant
Gold    Eco-System Recycling Co., Ltd. West Plant    JAPAN    CID003425    Conformant
Gold    Emirates Gold DMCC    UNITED ARAB EMIRATES    CID002561    Conformant
Gold    Geib Refining Corporation    UNITED STATES OF AMERICA    CID002459    Conformant
Gold    Gold Refinery of Zijin Mining Group Co., Ltd.    CHINA    CID002243    Conformant
Gold    Heimerle + Meule GmbH    GERMANY    CID000694    Conformant
Gold    Heraeus Metals Hong Kong Ltd.    CHINA    CID000707    Conformant
Gold    Heraeus Precious Metals GmbH & Co. KG    GERMANY    CID000711    Conformant
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CHINA    CID000801    Conformant
Gold    Ishifuku Metal Industry Co., Ltd.    JAPAN    CID000807    Conformant
Gold    Istanbul Gold Refinery    TURKEY    CID000814    Conformant
Gold    Italpreziosi    ITALY    CID002765    Conformant
Gold    Japan Mint    JAPAN    CID000823    Conformant
Gold    Jiangxi Copper Co., Ltd.    CHINA    CID000855    Conformant
Gold    JSC Uralelectromed    RUSSIAN FEDERATION    CID000929    Conformant
Gold    JX Nippon Mining & Metals Co., Ltd.    JAPAN    CID000937    Conformant
Gold    Kazzinc    KAZAKHSTAN    CID000957    Conformant
Gold    Kennecott Utah Copper LLC    UNITED STATES OF AMERICA    CID000969    Conformant
Gold    KGHM Polska Miedz Spolka Akcyjna    POLAND    CID002511    Conformant
Gold    Kojima Chemicals Co., Ltd.    JAPAN    CID000981    Conformant
Gold    Korea Zinc Co., Ltd.    KOREA, REPUBLIC OF    CID002605    Conformant
Gold    Kyrgyzaltyn JSC    KYRGYZSTAN    CID001029    Conformant
Gold    L'Orfebre S.A.    ANDORRA    CID002762    Conformant
Gold    LS-NIKKO Copper Inc.    KOREA, REPUBLIC OF    CID001078    Conformant
Gold    LT Metal Ltd.    KOREA, REPUBLIC OF    CID000689    Conformant
Gold    Marsam Metals    BRAZIL    CID002606    Conformant
Gold    Materion    UNITED STATES OF AMERICA    CID001113    Conformant
Gold    Matsuda Sangyo Co., Ltd.    JAPAN    CID001119    Conformant
Gold    Metalor Technologies (Hong Kong) Ltd.    CHINA    CID001149    Conformant
Gold    Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE    CID001152    Conformant
Gold    Metalor Technologies (Suzhou) Ltd.    CHINA    CID001147    Conformant
Gold    Metalor Technologies S.A.    SWITZERLAND    CID001153    Conformant
Gold    Metalor USA Refining Corporation    UNITED STATES OF AMERICA    CID001157    Conformant
Gold    Metalurgica Met-Mex Penoles S.A. De C.V.    MEXICO    CID001161    Conformant
Gold    Mitsubishi Materials Corporation    JAPAN    CID001188    Conformant
Gold    Mitsui Mining and Smelting Co., Ltd.    JAPAN    CID001193    Conformant
Gold    MMTC-PAMP India Pvt., Ltd.    INDIA    CID002509    Conformant
Gold    Moscow Special Alloys Processing Plant    RUSSIAN FEDERATION    CID001204    Conformant
Gold    Nadir Metal Rafineri San. Ve Tic. A.S.    TURKEY    CID001220    Conformant
Gold    Nihon Material Co., Ltd.    JAPAN    CID001259    Conformant
Gold    Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA    CID002779    Conformant
Gold    Ohura Precious Metal Industry Co., Ltd.    JAPAN    CID001325    Conformant
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    RUSSIAN FEDERATION    CID001326    Conformant
Gold    OJSC Novosibirsk Refinery    RUSSIAN FEDERATION    CID000493    Conformant

Metal

   

Smelter/Refiner Name

   

Smelter/Refiner Country

   

Smelter ID

   

RMAP Audit Status*

Gold    PAMP S.A.    SWITZERLAND    CID001352    Conformant
Gold    Planta Recuperadora de Metales SpA    CHILE    CID002919    Conformant
Gold    Prioksky Plant of Non-Ferrous Metals    RUSSIAN FEDERATION    CID001386    Conformant
Gold    PT Aneka Tambang (Persero) Tbk    INDONESIA    CID001397    Conformant
Gold    PX Precinox S.A.    SWITZERLAND    CID001498    Conformant
Gold    Rand Refinery (Pty) Ltd.    SOUTH AFRICA    CID001512    Conformant
Gold    REMONDIS PMR B.V.    NETHERLANDS    CID002582    Conformant
Gold    Royal Canadian Mint    CANADA    CID001534    Conformant
Gold    SAAMP    FRANCE    CID002761    Conformant
Gold    Safimet S.p.A    ITALY    CID002973    Conformant
Gold    SAFINA A.S.    CZECHIA    CID002290    Conformant
Gold    Samduck Precious Metals    KOREA, REPUBLIC OF    CID001555    Conformant
Gold    SAXONIA Edelmetalle GmbH    GERMANY    CID002777    Conformant
Gold    SEMPSA Joyeria Plateria S.A.    SPAIN    CID001585    Conformant
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA    CID001622    Conformant
Gold    Sichuan Tianze Precious Metals Co., Ltd.    CHINA    CID001736    Conformant
Gold    Singway Technology Co., Ltd.    TAIWAN, PROVINCE OF CHINA    CID002516    Conformant
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    RUSSIAN FEDERATION    CID001756    Conformant
Gold    Solar Applied Materials Technology Corp.    TAIWAN, PROVINCE OF CHINA    CID001761    Conformant
Gold    Sumitomo Metal Mining Co., Ltd.    JAPAN    CID001798    Conformant
Gold    SungEel HiMetal Co., Ltd.    KOREA, REPUBLIC OF    CID002918    Conformant
Gold    T.C.A S.p.A    ITALY    CID002580    Conformant
Gold    Tanaka Kikinzoku Kogyo K.K.    JAPAN    CID001875    Conformant
Gold    The Refinery of Shandong Gold Mining Co., Ltd.    CHINA    CID001916    Conformant
Gold    Tokuriki Honten Co., Ltd.    JAPAN    CID001938    Conformant
Gold    TOO Tau-Ken-Altyn    KAZAKHSTAN    CID002615    Conformant
Gold    Torecom    KOREA, REPUBLIC OF    CID001955    Conformant
Gold    Umicore Brasil Ltda.    BRAZIL    CID001977    Conformant
Gold    Umicore Precious Metals Thailand    THAILAND    CID002314    Conformant
Gold    Umicore S.A. Business Unit Precious Metals Refining    BELGIUM    CID001980    Conformant
Gold    United Precious Metal Refining, Inc.    UNITED STATES OF AMERICA    CID001993    Conformant
Gold    Valcambi S.A.    SWITZERLAND    CID002003    Conformant
Gold    Western Australian Mint (T/a The Perth Mint)    AUSTRALIA    CID002030    Conformant
Gold    WIELAND Edelmetalle GmbH    GERMANY    CID002778    Conformant
Gold    Yamakin Co., Ltd.    JAPAN    CID002100    Conformant
Gold    Yokohama Metal Co., Ltd.    JAPAN    CID002129    Conformant
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA    CID002224    Conformant
Tantalum    Asaka Riken Co., Ltd.    JAPAN    CID000092    Conformant
Tantalum    Changsha South Tantalum Niobium Co., Ltd.    CHINA    CID000211    Conformant
Tantalum    CP Metals Inc.    UNITED STATES OF AMERICA    CID003402    Conformant
Tantalum    D Block Metals, LLC    UNITED STATES OF AMERICA    CID002504    Conformant
Tantalum    Exotech Inc.    UNITED STATES OF AMERICA    CID000456    Conformant
Tantalum    F&X Electro-Materials Ltd.    CHINA    CID000460    Conformant
Tantalum    FIR Metals & Resource Ltd.    CHINA    CID002505    Conformant
Tantalum    Global Advanced Metals Aizu    JAPAN    CID002558    Conformant
Tantalum    Global Advanced Metals Boyertown    UNITED STATES OF AMERICA    CID002557    Conformant
Tantalum    Guangdong Rising Rare Metals-EO Materials Ltd.    CHINA    CID000291    Conformant
Tantalum    Guangdong Zhiyuan New Material Co., Ltd.    CHINA    CID000616    Conformant
Tantalum    H.C. Starck Co., Ltd.    THAILAND    CID002544    Conformant
Tantalum    H.C. Starck Hermsdorf GmbH    GERMANY    CID002547    Conformant
Tantalum    H.C. Starck Inc.    UNITED STATES OF AMERICA    CID002548    Conformant
Tantalum    H.C. Starck Ltd.    JAPAN    CID002549    Conformant
Tantalum    H.C. Starck Smelting GmbH & Co. KG    GERMANY    CID002550    Conformant
Tantalum    H.C. Starck Tantalum and Niobium GmbH    GERMANY    CID002545    Conformant
Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    CHINA    CID002492    Conformant
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CHINA    CID002512    Conformant
Tantalum    Jiangxi Tuohong New Raw Material    CHINA    CID002842    Conformant
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    CHINA    CID000914    Conformant
Tantalum    Jiujiang Tanbre Co., Ltd.    CHINA    CID000917    Conformant
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CHINA    CID002506    Conformant
Tantalum    KEMET Blue Metals    MEXICO    CID002539    Conformant
Tantalum    KEMET Blue Powder    UNITED STATES OF AMERICA    CID002568    Conformant
Tantalum    LSM Brasil S.A.    BRAZIL    CID001076    Conformant
Tantalum    Metallurgical Products India Pvt., Ltd.    INDIA    CID001163    Conformant
Tantalum    Mineracao Taboca S.A.    BRAZIL    CID001175    Conformant
Tantalum    Mitsui Mining and Smelting Co., Ltd.    JAPAN    CID001192    Conformant
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    CHINA    CID001277    Conformant
Tantalum    NPM Silmet AS    ESTONIA    CID001200    Conformant
Tantalum    PRG Dooel    NORTH MACEDONIA, REPUBLIC OF    CID002847    Conformant
Tantalum    QuantumClean    UNITED STATES OF AMERICA    CID001508    Conformant
Tantalum    Resind Industria e Comercio Ltda.    BRAZIL    CID002707    Conformant
Tantalum    Solikamsk Magnesium Works OAO    RUSSIAN FEDERATION    CID001769    Conformant
Tantalum    Taki Chemical Co., Ltd.    JAPAN    CID001869    Conformant
Tantalum    Telex Metals    UNITED STATES OF AMERICA    CID001891    Conformant
Tantalum    Ulba Metallurgical Plant JSC    KAZAKHSTAN    CID001969    Conformant
Tantalum    XinXing HaoRong Electronic Material Co., Ltd.    CHINA    CID002508    Conformant

Metal

   

Smelter/Refiner Name

   

Smelter/Refiner Country

   

Smelter ID

   

RMAP Audit Status*

Tantalum    Yanling Jincheng Tantalum & Niobium Co., Ltd.    CHINA    CID001522    Conformant
Tin    Alpha    UNITED STATES OF AMERICA    CID000292    Conformant
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA    CID000228    Conformant
Tin    Chifeng Dajingzi Tin Industry Co., Ltd.    CHINA    CID003190    Conformant
Tin    China Tin Group Co., Ltd.    CHINA    CID001070    Conformant
Tin    CV Ayi Jaya    INDONESIA    CID002570    Conformant
Tin    CV Dua Sekawan    INDONESIA    CID002592    Conformant
Tin    CV Gita Pesona    INDONESIA    CID000306    Conformant
Tin    CV United Smelting    INDONESIA    CID000315    Conformant
Tin    CV Venus Inti Perkasa    INDONESIA    CID002455    Conformant
Tin    Dowa    JAPAN    CID000402    Conformant
Tin    EM Vinto    BOLIVIA (PLURINATIONAL STATE OF)    CID000438    Conformant
Tin    Fenix Metals    POLAND    CID000468    Conformant
Tin    Gejiu Fengming Metallurgy Chemical Plant    CHINA    CID002848    Conformant
Tin    Gejiu Kai Meng Industry and Trade LLC    CHINA    CID000942    Conformant
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA    CID000538    Conformant
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CHINA    CID001908    Conformant
Tin    Gejiu Zili Mining And Metallurgy Co., Ltd.    CHINA    CID000555    Conformant
Tin    Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CHINA    CID003116    Conformant
Tin    Guanyang Guida Nonferrous Metal Smelting Plant    CHINA    CID002849    Conformant
Tin    HuiChang Hill Tin Industry Co., Ltd.    CHINA    CID002844    Conformant
Tin    Huichang Jinshunda Tin Co., Ltd.    CHINA    CID000760    Conformant
Tin    Jiangxi New Nanshan Technology Ltd.    CHINA    CID001231    Conformant
Tin    Luna Smelter, Ltd.    RWANDA    CID003387    Conformant
Tin    Ma'anshan Weitai Tin Co., Ltd.    CHINA    CID003379    Conformant
Tin    Magnu's Minerais Metais e Ligas Ltda.    BRAZIL    CID002468    Conformant
Tin    Malaysia Smelting Corporation (MSC)    MALAYSIA    CID001105    Conformant
Tin    Melt Metais e Ligas S.A.    BRAZIL    CID002500    Conformant
Tin    Metallic Resources, Inc.    UNITED STATES OF AMERICA    CID001142    Conformant
Tin    Metallo Belgium N.V.    BELGIUM    CID002773    Conformant
Tin    Metallo Spain S.L.U.    SPAIN    CID002774    Conformant
Tin    Mineracao Taboca S.A.    BRAZIL    CID001173    Conformant
Tin    Minsur    PERU    CID001182    Conformant
Tin    Mitsubishi Materials Corporation    JAPAN    CID001191    Conformant
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND    CID001314    Conformant
Tin    O.M. Manufacturing Philippines, Inc.    PHILIPPINES    CID002517    Conformant
Tin    Operaciones Metalurgicas S.A.    BOLIVIA (PLURINATIONAL STATE OF)    CID001337    Conformant
Tin    Precious Minerals and Smelting Limited    INDIA    CID003409    Active
Tin    PT Aries Kencana Sejahtera    INDONESIA    CID000309    Conformant
Tin    PT Artha Cipta Langgeng    INDONESIA    CID001399    Conformant
Tin    PT ATD Makmur Mandiri Jaya    INDONESIA    CID002503    Conformant
Tin    PT Babel Inti Perkasa    INDONESIA    CID001402    Conformant
Tin    PT Babel Surya Alam Lestari    INDONESIA    CID001406    Conformant
Tin    PT Bangka Prima Tin    INDONESIA    CID002776    Conformant
Tin    PT Bangka Serumpun    INDONESIA    CID003205    Conformant
Tin    PT Bangka Tin Industry    INDONESIA    CID001419    Conformant
Tin    PT Belitung Industri Sejahtera    INDONESIA    CID001421    Conformant
Tin    PT Bukit Timah    INDONESIA    CID001428    Conformant
Tin    PT DS Jaya Abadi    INDONESIA    CID001434    Conformant
Tin    PT Inti Stania Prima    INDONESIA    CID002530    Conformant
Tin    PT Karimun Mining    INDONESIA    CID001448    Conformant
Tin    PT Kijang Jaya Mandiri    INDONESIA    CID002829    Conformant
Tin    PT Lautan Harmonis Sejahtera    INDONESIA    CID002870    Conformant
Tin    PT Menara Cipta Mulia    INDONESIA    CID002835    Conformant
Tin    PT Mitra Stania Prima    INDONESIA    CID001453    Conformant
Tin    PT Panca Mega Persada    INDONESIA    CID001457    Conformant
Tin    PT Premium Tin Indonesia    INDONESIA    CID000313    Conformant
Tin    PT Prima Timah Utama    INDONESIA    CID001458    Conformant
Tin    PT Rajawali Rimba Perkasa    INDONESIA    CID003381    Conformant
Tin    PT Rajehan Ariq    INDONESIA    CID002593    Conformant
Tin    PT Refined Bangka Tin    INDONESIA    CID001460    Conformant
Tin    PT Sariwiguna Binasentosa    INDONESIA    CID001463    Conformant
Tin    PT Stanindo Inti Perkasa    INDONESIA    CID001468    Conformant
Tin    PT Sukses Inti Makmur    INDONESIA    CID002816    Conformant
Tin    PT Sumber Jaya Indah    INDONESIA    CID001471    Conformant
Tin    PT Timah Tbk Kundur    INDONESIA    CID001477    Conformant
Tin    PT Timah Tbk Mentok    INDONESIA    CID001482    Conformant
Tin    PT Tinindo Inter Nusa    INDONESIA    CID001490    Conformant
Tin    PT Tirus Putra Mandiri    INDONESIA    CID002478    Conformant
Tin    PT Tommy Utama    INDONESIA    CID001493    Conformant
Tin    Resind Industria e Comercio Ltda.    BRAZIL    CID002706    Conformant
Tin    Rui Da Hung    TAIWAN, PROVINCE OF CHINA    CID001539    Conformant
Tin    Soft Metais Ltda.    BRAZIL    CID001758    Conformant
Tin    Thai Nguyen Mining and Metallurgy Co., Ltd.    VIET NAM    CID002834    Conformant
Tin    Thaisarco    THAILAND    CID001898    Conformant
Tin    Tin Technology & Refining    UNITED STATES OF AMERICA    CID003325    Conformant

Metal

   

Smelter/Refiner Name

   

Smelter/Refiner Country

   

Smelter ID

   

RMAP Audit Status*

Tin    White Solder Metalurgia e Mineracao Ltda.    BRAZIL    CID002036    Conformant
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA    CID002158    Conformant
Tin    Yunnan Tin Company Limited    CHINA    CID002180    Conformant
Tin    Yunnan Yunfan Non-ferrous Metals Co., Ltd.    CHINA    CID003397    Conformant
Tungsten    A.L.M.T. Corp.    JAPAN    CID000004    Conformant
Tungsten    ACL Metais Eireli    BRAZIL    CID002833    Conformant
Tungsten    Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.    BRAZIL    CID003427    Active
Tungsten    Asia Tungsten Products Vietnam Ltd.    VIET NAM    CID002502    Conformant
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    CHINA    CID002513    Conformant
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    CHINA    CID000258    Conformant
Tungsten    CP Metals Inc.    UNITED STATES OF AMERICA    CID003448    Active
Tungsten    Fujian Ganmin RareMetal Co., Ltd.    CHINA    CID003401    Conformant
Tungsten    Fujian Jinxin Tungsten Co., Ltd.    CHINA    CID000499    Conformant
Tungsten    Ganzhou Haichuang Tungsten Co., Ltd.    CHINA    CID002645    Conformant
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    CHINA    CID000875    Conformant
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CHINA    CID002315    Conformant
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    CHINA    CID002494    Conformant
Tungsten    Global Tungsten & Powders Corp.    UNITED STATES OF AMERICA    CID000568    Conformant
Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    CHINA    CID000218    Conformant
Tungsten    H.C. Starck Smelting GmbH & Co. KG    GERMANY    CID002542    Conformant
Tungsten    H.C. Starck Tungsten GmbH    GERMANY    CID002541    Conformant
Tungsten    Hunan Chenzhou Mining Co., Ltd.    CHINA    CID000766    Conformant
Tungsten    Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    CHINA    CID002579    Conformant
Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.    CHINA    CID000769    Conformant
Tungsten    Hunan Litian Tungsten Industry Co., Ltd.    CHINA    CID003182    Conformant
Tungsten    Hydrometallurg, JSC    RUSSIAN FEDERATION    CID002649    Conformant
Tungsten    Japan New Metals Co., Ltd.    JAPAN    CID000825    Conformant
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CHINA    CID002551    Conformant
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    CHINA    CID002321    Conformant
Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CHINA    CID002318    Conformant
Tungsten    Jiangxi Xianglu Tungsten Co., Ltd.    CHINA    CID002647    Active
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CHINA    CID002317    Conformant
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    CHINA    CID002316    Conformant
Tungsten    JSC “Kirovgrad Hard Alloys Plant”    RUSSIAN FEDERATION    CID003408    Active
Tungsten    Kennametal Fallon    UNITED STATES OF AMERICA    CID000966    Conformant
Tungsten    Kennametal Huntsville    UNITED STATES OF AMERICA    CID000105    Conformant
Tungsten    KGETS Co., Ltd.    KOREA, REPUBLIC OF    CID003388    Conformant
Tungsten    Lianyou Metals Co., Ltd.    TAIWAN, PROVINCE OF CHINA    CID003407    Conformant
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    CHINA    CID002319    Conformant
Tungsten    Masan Tungsten Chemical LLC (MTC)    VIET NAM    CID002543    Conformant
Tungsten    Moliren Ltd.    RUSSIAN FEDERATION    CID002845    Conformant
Tungsten    Niagara Refining LLC    UNITED STATES OF AMERICA    CID002589    Conformant
Tungsten    Philippine Chuangxin Industrial Co., Inc.    PHILIPPINES    CID002827    Conformant
Tungsten    Tejing (Vietnam) Tungsten Co., Ltd.    VIET NAM    CID001889    Conformant
Tungsten    Unecha Refractory metals plant    RUSSIAN FEDERATION    CID002724    Conformant
Tungsten    Wolfram Bergbau und Hutten AG    AUSTRIA    CID002044    Conformant
Tungsten    Woltech Korea Co., Ltd.    KOREA, REPUBLIC OF    CID002843    Conformant
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    CHINA    CID002320    Conformant
Tungsten    Xiamen Tungsten Co., Ltd.    CHINA    CID002082    Conformant
Tungsten    Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CHINA    CID002830    Conformant
Tungsten    Xinhai Rendan Shaoguan Tungsten Co., Ltd.    CHINA    CID002095    Conformant

 

*

As of May 27, 2020