0001062993-23-011215.txt : 20230516 0001062993-23-011215.hdr.sgml : 20230516 20230516161501 ACCESSION NUMBER: 0001062993-23-011215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230512 FILED AS OF DATE: 20230516 DATE AS OF CHANGE: 20230516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kolli Sreelakshmi CENTRAL INDEX KEY: 0001689392 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16407 FILM NUMBER: 23927669 MAIL ADDRESS: STREET 1: C/O ALIGN TECHNOLOGY INC. STREET 2: 2820 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 94131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZIMMER BIOMET HOLDINGS, INC. CENTRAL INDEX KEY: 0001136869 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 134151777 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 EAST MAIN STREET CITY: WARSAW STATE: IN ZIP: 46580 BUSINESS PHONE: 5742676131 MAIL ADDRESS: STREET 1: 345 EAST MAIN STREET CITY: WARSAW STATE: IN ZIP: 46580 FORMER COMPANY: FORMER CONFORMED NAME: ZIMMER HOLDINGS INC DATE OF NAME CHANGE: 20010315 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-05-12 0001136869 ZIMMER BIOMET HOLDINGS, INC. ZBH 0001689392 Kolli Sreelakshmi 345 E. MAIN STREET WARSAW IN 46580 1 0 0 0 0 Phantom Stock Units 136.73 2023-05-12 4 A 0 500 0 A Common Stock 500 2499.536 D Restricted Stock Units 2023-05-12 4 A 0 950.779 0 A Common Stock 950.779 2883.937 D The phantom stock units were accrued under the Zimmer Biomet Holdings, Inc. (the "Company") Deferred Compensation Plan for Non-Employee Directors. The Conversion or Exercise Price of Derivative Security is 1-for-1. These units are to be settled in shares of Company common stock within sixty days after cessation of the reporting person's service as a Director. Includes 3.274 phantom stock units accrued on April 28, 2023 under the dividend reinvestment provision of the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors. The Restricted Stock Units are immediately 100% vested and will be subject to mandatory deferral until the later of (1) the reporting person's termination of service as a Director or (2) the date that is three years after the grant date. Includes Restricted Stock Units granted in prior years that are subject to different mandatory deferral periods. /s/ Matthew R. St. Louis, Attorney-in-Fact for Sreelakshmi Kolli (power of attorney previously filed) 2023-05-16