0001136704-12-000004.txt : 20121114
0001136704-12-000004.hdr.sgml : 20121114
20121114142617
ACCESSION NUMBER: 0001136704-12-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECOND CURVE CAPITAL LLC
CENTRAL INDEX KEY: 0001136704
IRS NUMBER: 134096446
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06413
FILM NUMBER: 121203326
BUSINESS ADDRESS:
STREET 1: 237 PARK AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 646-563-7635
MAIL ADDRESS:
STREET 1: 237 PARK AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
scc13f93012.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F-HR
Form 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.):[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Second Curve Capital, LLC
Address: 237 Park Ave 9th Floor
New York, NY 10017
Form 13F File Number: 028-06413
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements, schedules, lists, and tables, are considered integral
parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Bradley Cymbol
Title: Chief Financial Officer
Phone: 646-563-7620
Signature, Place, and Date of Signing:
Bradley Cymbol New York, NY November 14, 2012
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total:24
Form 13F Information Table Value Total: $ 282,233
(thousands)
List of Other Included Managers:
None
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED
BANCORP INC COM 05969A105 25,478 2480861 SH SOLE 2480861
BANNER CORPORATION COM 06652V109 24,097 887584 SH SOLE 887584
BOFI HOLDING INC COM 05566U108 499 19175 SH SOLE 19175
CAPITAL CITY BANK GROUP INC COM 139674105 4,300 404170 SH SOLE 404170
EVERBANK FINANCIAL CORP COM 29977G102 11,962 868735 SH SOLE 868735
FIRST ACCEPTANCE CORP COM 318457108 288 247652 SH SOLE 247652
FIRST OPPORTUNITY FUND INC COM 33587T108 76 10000 SH SOLE 10000
FIRST UNITED CORP COM 33741H107 616 97719 SH SOLE 97719
HILLTOP HOLDINGS INC COM 432748101 3,559 280000 SH SOLE 280000
MERCANTILE BANK CORP COM 587376104 4,240 247389 SH SOLE 247389
NEWBRIDGE BANCORP ORD COM 65080T102 1,204 248665 SH SOLE 248665
NEWSTAR FINANCIAL INC COM 65251F105 47,230 3939112 SH SOLE 3939112
PRIMUS GUARANTY LTD COM G72457107 32,492 4011314 SH SOLE 4011314
REPUBLIC BANCORP INC - CLASS A COM 760281204 2,472 112607 SH SOLE 112607
SEACOAST BANKING CORP INC COM 811707306 2,939 1848133 SH SOLE 1848133
SUFFOLK BANKCORP ORD COM 864739107 3,993 272351 SH SOLE 272351
SUN BANCORP INC COM 86663B102 10,700 3175016 SH SOLE 3175016
SYNOVUS FINANCIAL CORP COM 87161C105 33,973 14334744 SH SOLE 14334744
TAYLOR CAPITAL GROUP INC COM 876851106 30,045 1754939 SH SOLE 1754939
TREE COM INC COM 894675107 6,906 440722 SH SOLE 440722
UNITED COMMUNITY BANKS GA COM 90984P303 14,315 1706170 SH SOLE 1706170
BANK OF AMERICA CORP A WARRANTS *W EXP 01/16/201 060505146 17,757 5030200 SH SOLE 5030200
BANK OF AMERICA CORP B WARRANTS *W EXP 10/28/201 060505153 505 711000 SH SOLE 711000
ZIONS BANCORPORATION WARRANTS *W EXP 05/22/202 989701115 2,587 770000 SH SOLE 770000