0001136704-12-000003.txt : 20120814
0001136704-12-000003.hdr.sgml : 20120814
20120814110748
ACCESSION NUMBER: 0001136704-12-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120814
DATE AS OF CHANGE: 20120814
EFFECTIVENESS DATE: 20120814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECOND CURVE CAPITAL LLC
CENTRAL INDEX KEY: 0001136704
IRS NUMBER: 134096446
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06413
FILM NUMBER: 121030466
BUSINESS ADDRESS:
STREET 1: 237 PARK AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 646-563-7635
MAIL ADDRESS:
STREET 1: 237 PARK AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
scc13f63012.txt
SCC 13F QE 63012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F-HR
Form 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.):[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Second Curve Capital, LLC
Address: 237 Park Ave 9th Floor
New York, NY 10017
Form 13F File Number: 028-06413
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements, schedules, lists, and tables, are considered integral
parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Bradley Cymbol
Title: Chief Financial Officer
Phone: 646-563-7620
Signature, Place, and Date of Signing:
Bradley Cymbol New York, NY August 14, 2012
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total:28
Form 13F Information Table Value Total: $ 271,729
(thousands)
List of Other Included Managers:
None
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED
BANCORP INC COM 05969A105 23,141 2453945 SH SOLE 2453945
BANNER CORPORATION COM 06652V109 25,102 1145678 SH SOLE 1145678
CAPITAL CITY BANK GROUP INC COM 139674105 1,160 157365 SH SOLE 157365
CITIZENS REPUBLIC BANCORP INC COM 174420109 23,280 1359025 SH SOLE 1359025
COBIZ FINANCIAL INC COM 190897108 4,256 679925 SH SOLE 679925
COMPUCREDIT CORP COM 20478T107 4,598 1270031 SH SOLE 1270031
EVERBANK FINANCIAL CORP COM 29977G102 217 20000 SH SOLE 20000
FIRST ACCEPTANCE CORP COM 318457108 158 117652 SH SOLE 117652
FIRST UNITED CORP COM 33741H107 161 37384 SH SOLE 37384
JPMORGAN CHASE & CO COM 46625H100 391 10940 SH SOLE 10940
MERCANTILE BANK CORP COM 587376104 7,738 419422 SH SOLE 419422
MERITAGE HOMES CORP COM 59001A10 763 22475 SH SOLE 22475
NEWBRIDGE BANCORP ORD COM 65080T102 154 35142 SH SOLE 35142
NEWSTAR FINANCIAL INC COM 65251F105 48,044 3707119 SH SOLE 3707119
OCWEN FINANCIAL CORP COM 675746309 299 15941 SH SOLE 15941
PRIMUS GUARANTY LTD COM G72457107 36,123 4816356 SH SOLE 4816356
SEACOAST BANKING CORP INC COM 811707306 3,125 2097086 SH SOLE 2097086
STERLING FINANCIAL CORP COM 859319105 1,049 55548 SH SOLE 55548
SUFFOLK BANKCORP ORD COM 864739107 1,479 114000 SH SOLE 114000
SUN BANCORP INC COM 86663B102 6,533 2437718 SH SOLE 2437718
SYNOVUS FINANCIAL CORP COM 87161C105 29,214 14754744 SH SOLE 14754744
TAYLOR CAPITAL GROUP INC COM 876851106 33,840 2064684 SH SOLE 2064684
TREE COM INC COM 894675107 5,476 478701 SH SOLE 478701
UNITED COMMUNITY BANKS GA COM 90984P303 3,094 361016 SH SOLE 361016
AMERICAN INTL GROUP INC WARRANTS *W EXP 01/19/202 026874156 515 50000 SH SOLE 50000
BANK OF AMERICA CORP A WARRANTS *W EXP 01/16/201 060505146 9,126 2585200 SH SOLE 2585200
BANK OF AMERICA CORP B WARRANTS *W EXP 10/28/201 060505153 569 711000 SH SOLE 711000
ZIONS BANCORPORATION WARRANTS *W EXP 05/22/202 989701115 2,124 720000 SH SOLE 720000