0001136704-12-000002.txt : 20120511
0001136704-12-000002.hdr.sgml : 20120511
20120511102239
ACCESSION NUMBER: 0001136704-12-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120511
DATE AS OF CHANGE: 20120511
EFFECTIVENESS DATE: 20120511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SECOND CURVE CAPITAL LLC
CENTRAL INDEX KEY: 0001136704
IRS NUMBER: 134096446
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06413
FILM NUMBER: 12832569
BUSINESS ADDRESS:
STREET 1: 237 PARK AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 646-563-7635
MAIL ADDRESS:
STREET 1: 237 PARK AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
scc13f33112.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F-HR
Form 13F COVER PAGE
Report for the Calendar Year of Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.):[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Second Curve Capital, LLC
Address: 237 Park Ave 9th Floor
New York, NY 10017
Form 13F File Number: 028-06413
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements, schedules, lists, and tables, are considered integral
parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Bradley Cymbol
Title: Chief Financial Officer
Phone: 646-563-7620
Signature, Place, and Date of Signing:
Bradley Cymbol New York, NY May 11, 2012
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total:26
Form 13F Information Table Value Total: $ 268,057
(thousands)
List of Other Included Managers:
None
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED
BANCORP INC COM 05969A105 20,559 2047674 SH SOLE 2047674
BANNER CORPORATION COM 06652V109 28,301 1284640 SH SOLE 1284640
CITIGROUP INC COM 172967424 2,064 56480 SH SOLE 56480
CITIZENS REPUBLIC BANCORP INC COM 174420109 26,500 1697622 SH SOLE 1697622
COBIZ FINANCIAL INC COM 190897108 12,570 1777931 SH SOLE 1777931
COMPUCREDIT CORP COM 20478T107 6,976 1200631 SH SOLE 1200631
FIRST ACCEPTANCE CORP COM 318457108 69 50000 SH SOLE 50000
FIRST MERCHANTS CORP COM 320817109 3,914 317150 SH SOLE 317150
MERCANTILE BANK CORP COM 587376104 8,757 615387 SH SOLE 615387
MERITAGE HOMES CORP COM 59001A10 4,330 160000 SH SOLE 160000
NEWSTAR FINANCIAL INC COM 65251F105 30,738 2764187 SH SOLE 2764187
OCWEN FINANCIAL CORP COM 675746309 179 11458 SH SOLE 11458
PRIMUS GUARANTY LTD COM G72457107 31,758 5249282 SH SOLE 5249282
SEACOAST BANKING CORP INC COM 811707306 4,779 2715574 SH SOLE 2715574
STERLING FINANCIAL CORP COM 859319105 7,778 372528 SH SOLE 372528
SUFFOLK BANKCORP ORD COM 864739107 1,182 91000 SH SOLE 91000
SUN BANCORP INC COM 86663B102 4,158 1177942 SH SOLE 1177942
SYNOVUS FINANCIAL CORP COM 87161C105 21,729 10599744 SH SOLE 10599744
TAYLOR CAPITAL GROUP INC COM 876851106 33,543 2337479 SH SOLE 2337479
TREE COM INC COM 894675107 3,462 453701 SH SOLE 453701
UNITED COMMUNITY BANKS GA COM 90984P303 1,472 151016 SH SOLE 151016
ZIONS BANCORPORATION COM 989701107 1,009 47000 SH SOLE 47000
BANK OF AMERICA CORP A WARRANTS *W EXP 01/16/201 060505146 7,813 1680200 SH SOLE 1680200
BANK OF AMERICA CORP B WARRANTS *W EXP 10/28/201 060505153 747 711000 SH SOLE 711000
WELLS FARGO & CO WARRANTS *W EXP 10/28/201 949746119 453 45000 SH SOLE 45000
ZIONS BANCORPORATION WARRANTS *W EXP 05/22/202 989701115 3,217 650000 SH SOLE 650000