-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NVBCTtVMJoS7o83FpGuk+Cr49+8PUUoWd1sPuJjXxkNc5qxFf2usCzZjLHtpVmH4 VrYyT0O3K8F4jRK4Eus2vw== 0001136704-04-000008.txt : 20040813 0001136704-04-000008.hdr.sgml : 20040813 20040813103213 ACCESSION NUMBER: 0001136704-04-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040813 EFFECTIVENESS DATE: 20040813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SECOND CURVE CAPITAL LLC CENTRAL INDEX KEY: 0001136704 IRS NUMBER: 134096446 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06413 FILM NUMBER: 04972187 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE SUITE 3300 CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2128083546 MAIL ADDRESS: STREET 1: 200 PARK AVENUE SUITE 3300 CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 scc13f063004.txt SECOND CURVE CAPITAL 13F FILING AS OF JUNE 30, 2004 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: June 30, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Second Curve Capital, LLC Address: 200 Park Avenue Suite 3300 New York, NY 10166 Form 13F File Number: 028-06413 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen Krug Title: Chief Operating Officer Phone: 212-808-3546 Signature, Place, and Date of Signing: Stephen Krug New York, NY August 13, 2004 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 18 Form 13F Information Table Value Total: $473,801 (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE AMERICREDIT CORP COM 03060R101 76,323 3908000 SH SOLE 3908000 BANKATLANTIC BANCORP INC-CL A COM 065908501 8,376 454000 SH SOLE 454000 CAPITAL ONE FINANCIAL CORP COM 14040H105 68,345 999500 SH SOLE 999500 COMMERCE BANCORP INC - N.J. COM 200519106 51,159 930000 SH SOLE 930000 CORUS BANKSHARES INC COM 220873103 2,515 61200 SH SOLE 61200 E-LOAN INC COM 26861P107 12,254 4538700 SH SOLE 4538700 INVESTORS FINANCIAL SERVICES COM 461915100 1,307 30000 SH SOLE 30000 MGIC INVESTMENT CORP-WIS COM 552848103 32,619 430000 SH SOLE 430000 METRIS COMPANIES INC COM 591598107 36,342 4182140 SH SOLE 4182140 NATIONAL PROCESSING INC COM 637229105 10,295 358100 SH SOLE 358100 NETBANK INC COM 640933107 17,914 1639000 SH SOLE 1639000 NOVASTAR FINANCIAL INC COM 669947400 14,235 375000 SH SOLE 375000 PORTFOLIO RECOVERY ASSOCIATES COM 73640Q105 31,155 1130065 SH SOLE 1130065 PROVIDIAN FINANCIAL CORP COM 74406A102 72,396 4935000 SH SOLE 4935000 RENT A CENTER INC - NEW COM 76009N100 11,672 390000 SH SOLE 390000 RIGGS NATIONAL CORP COM 766570105 6,842 324000 SH SOLE 324000 UCBH HOLDINGS INC COM 90262T308 5,256 133000 SH SOLE 133000 VIAD CORP COM 92552R406 14,787 547500 SH SOLE 547500
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