-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AAiKJ4y2VHUs6S6BDtgEVfTNxcm8H0veRR0WGsLDY4yPI9JZL8IJ0ilTmeEOIXzc 2iXNmKPuc6yLN+mfvYHShA== 0001136704-04-000002.txt : 20040213 0001136704-04-000002.hdr.sgml : 20040213 20040213130005 ACCESSION NUMBER: 0001136704-04-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040213 EFFECTIVENESS DATE: 20040213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SECOND CURVE CAPITAL LLC CENTRAL INDEX KEY: 0001136704 IRS NUMBER: 134096446 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06413 FILM NUMBER: 04596698 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE SUITE 3300 CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2128083546 MAIL ADDRESS: STREET 1: 200 PARK AVENUE SUITE 3300 CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 scc13f123103.txt SECOND CURVE CAPITAL 13F FILING FOR PERIOD ENDING DECEMBER 31, 2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Second Curve Capital, LLC Address: 200 Park Avenue Suite 3300 New York, NY 10166 Form 13F File Number: 028-06413 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen Krug Title: Chief Operating Officer Phone: 212-808-3546 Signature, Place, and Date of Signing: Stephen Krug New York, NY February 13,2004 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 35 Form 13F Information Table Value Total: $462,982 (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE AMERICREDIT CORP COM 03060R101 69608 4369600 SH SOLE 4369600 AMERITRADE HOLDING CORP COM 03074K100 10525 746000 SH SOLE 746000 BANKATLANTIC BANCORP INC-CL A COM 065908501 1364 71800 SH SOLE 71800 BANKUNITED FINANCIAL CORP-CL A COM 06652B103 224 8700 SH SOLE 8700 CAPITAL ONE FINANCIAL CORP COM 14040H105 70913 1157000 SH SOLE 1157000 COMMERCE BANCORP INC - N.J. COM 200519106 39326 746500 SH SOLE 746500 CULLEN FROST BANKERS INC COM 229899109 7530 185600 SH SOLE 185600 E TRADE GROUP INC COM 269246104 9842 778000 SH SOLE 778000 E-LOAN INC COM 26861P107 8551 2869500 SH SOLE 2869500 FIRST COMMUNITY BANCORP CALIF COM 31983B101 3231 89400 SH SOLE 89400 FIRST REPUBLIC BANK COM 336158100 2914 81400 SH SOLE 81400 FRIEDMAN BILLINGS RAMSEY GROUP COM 358434108 480 20800 SH SOLE 20800 GOLDEN WEST FINANCIAL CORP-DEL COM 381317106 8100 78500 SH SOLE 78500 GREENPOINT FINANCIAL CORP COM 395384100 18013 510000 SH SOLE 510000 H & R BLOCK INC COM 93671105 14950 270000 SH SOLE 270000 HIBERNIA CORP-CL A COM 428656102 715 30400 SH SOLE 30400 IRWIN FINANCIAL CORP COM 464119106 327 10400 SH SOLE 10400 MBNA CORP COM 55262L100 15183 611000 SH SOLE 611000 METRIS COMPANIES INC COM 591598107 18247 4109700 SH SOLE 4109700 MGIC INVESTMENT CORP-WIS COM 552848103 5694 100000 SH SOLE 100000 NETBANK INC COM 640933107 7909 592400 SH SOLE 592400 NEW CENTURY FINANCIAL CORP COM 64352D101 41038 1034496 SH SOLE 1034496 PACIFIC PREMIER BANCORP INC COM 69478X105 111 10000 SH SOLE 10000 PORTFOLIO RECOVERY ASSOCIATES COM 73640Q105 9263 348900 SH SOLE 348900 PROVIDIAN FINANCIAL CORP COM 74406A102 65044 5588000 SH SOLE 5588000 QUAKER CITY BANCORP INC-DEL COM 74731K106 821 17800 SH SOLE 17800 RENAISSANCERE HOLDINGS LTD COM G7496G103 5739 117000 SH SOLE 117000 RENT A CENTER INC - NEW COM 76009N100 312 10400 SH SOLE 10400 RIGGS NATIONAL CORP COM 766570105 1081 65400 SH SOLE 65400 SAXON CAP INC COM 80556P302 618 29500 SH SOLE 29500 SOUTHWEST BANCORPORATION OF COM 84476R109 10715 275800 SH SOLE 275800 UCBH HOLDINGS INC COM 90262T308 168 4300 SH SOLE 4300 UMPQUA HLDGS CORP COM 904214103 2553 122800 SH SOLE 122800 VIAD CORP COM 92552R109 11813 472500 SH SOLE 472500 WTS DIME BANCORP INC NEW COM 25429Q110 61 357051 SH SOLE 357051
-----END PRIVACY-ENHANCED MESSAGE-----