-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AsRjuijxpDLd0huDombK9YohAb7Sb6vOUsxt9a/GkLeCtyREIQmQgEBHvfVq9pzZ Kehd0Jqfemp8iwoJiT52lw== 0001136704-03-000003.txt : 20030213 0001136704-03-000003.hdr.sgml : 20030213 20030213111336 ACCESSION NUMBER: 0001136704-03-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030213 EFFECTIVENESS DATE: 20030213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SECOND CURVE CAPITAL LLC CENTRAL INDEX KEY: 0001136704 IRS NUMBER: 134096446 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06413 FILM NUMBER: 03557234 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE SUITE 3300 CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2128083546 MAIL ADDRESS: STREET 1: 200 PARK AVENUE SUITE 3300 CITY: NEW YORK STATE: NY ZIP: 10166 13F-HR 1 scc13f123102.txt SECOND CURVE CAPITAL 13F FILING AS OF 12/31/02 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F-HR Form 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Second Curve Capital, LLC Address: 200 Park Avenue Suite 3300 New York, NY 10166 Form 13F File Number: 028-06413 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Stephen Krug Title: Chief Operating Officer Phone: 212-808-3546 Signature, Place, and Date of Signing: Stephen Krug New York, NY February 13, 2003 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 27 Form 13F Information Table Value Total: $303,077 (thousands) List of Other Included Managers: None FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE AMERICREDIT CORP COM 03060R101 25473 3291067 SH SOLE 3291067 W R BERKLEY CORP COM 084423102 12609 318321 SH SOLE 318321 COMMERCE BANCORP INC - N.J. COM 200519106 3240 75012 SH SOLE 75012 COMPUCREDIT CORP COM 20478N100 3427 484706 SH SOLE 484706 CAPITAL ONE FINANCIAL CORP COM 14040H105 41086 1382426 SH SOLE 1382426 WTS DIME BANCORP INC NEW COM 25429Q110 43 357051 SH SOLE 357051 E-LOAN INC COM 26861P107 1849 1000000 SH SOLE 1000000 FLEETBOSTON FINL CORP COM 339030108 14580 600000 SH SOLE 600000 FIRST COMMUNITY BANCORP CALIF COM 31983B101 3293 100000 SH SOLE 100000 FIRST REPUBLIC BANK COM 336158100 2241 112108 SH SOLE 112108 GREATER BAY BANCORP COM 391648102 1729 100000 SH SOLE 100000 J P MORGAN CHASE & CO COM 46625H100 27600 1150000 SH SOLE 1150000 METRIS COMPANIES INC COM 591598107 2470 1000000 SH SOLE 1000000 NATIONAL PROCESSING INC COM 637229105 5435 338599 SH SOLE 338599 NETBANK INC COM 640933107 2933 303020 SH SOLE 303020 PROVIDENT FINANCIAL GROUP INC COM 743866105 7445 286000 SH SOLE 286000 PNC FINANCIAL CORP COM 693475105 17347 414000 SH SOLE 414000 PROSPERITY BANCSHARES INC COM 743606105 4946 260296 SH SOLE 260296 PROVIDIAN FINANCIAL CORP COM 74406A102 35688 5498998 SH SOLE 5498998 ***RENAISSANCERE HOLDINGS LTD COM G7496G103 14012 353837 SH SOLE 353837 SOVEREIGN BANCORP INC COM 845905108 10341 736033 SH SOLE 736033 SOUTHWEST BANCORPORATION OF COM 84476R109 2044 70942 SH SOLE 70942 TCF FINANCIAL CORP COM 872275102 8738 200000 SH SOLE 200000 LENDINGTREE INC COM 52602Q105 9630 747698 SH SOLE 747698 UNIONBANCAL CORP COM 908906100 9997 254576 SH SOLE 254576 WACHOVIA CORP 2ND NEW COM 929903102 25508 700000 SH SOLE 700000 WELLS FARGO & CO-NEW COM 949746101 9374 200000 SH SOLE 200000
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