0000919574-14-007190.txt : 20141229
0000919574-14-007190.hdr.sgml : 20141225
20141229172558
ACCESSION NUMBER: 0000919574-14-007190
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141222
FILED AS OF DATE: 20141229
DATE AS OF CHANGE: 20141229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST MARBLEHEAD CORP
CENTRAL INDEX KEY: 0001262279
STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141]
IRS NUMBER: 043295311
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 800 BOYLSTON ST.
STREET 2: 34TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02199-8157
BUSINESS PHONE: 617 638-2000
MAIL ADDRESS:
STREET 1: 800 BOYLSTON ST.
STREET 2: 34TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02199-8157
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROWN THOMAS K
CENTRAL INDEX KEY: 0001378438
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31825
FILM NUMBER: 141313582
MAIL ADDRESS:
STREET 1: C/O SECOND CURVE CAPITAL, LLC
STREET 2: 237 PARK AVENUE, 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SECOND CURVE CAPITAL LLC
CENTRAL INDEX KEY: 0001136704
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31825
FILM NUMBER: 141313583
BUSINESS ADDRESS:
STREET 1: 237 PARK AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 646-563-7635
MAIL ADDRESS:
STREET 1: 237 PARK AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
p6313217.xml
SECOND CURVE / FMD
X0306
4
2014-12-22
0
0001262279
FIRST MARBLEHEAD CORP
FMD
0001136704
SECOND CURVE CAPITAL LLC
237 PARK AVENUE
9TH FLOOR
NEW YORK
NY
10017
0
0
1
0
0001378438
BROWN THOMAS K
C/O SECOND CURVE CAPITAL, LLC
237 PARK AVENUE, 9TH FLOOR
NEW YORK
NY
10017
0
0
1
0
Common Stock, $0.01 Par Value Per Share
2014-12-22
4
P
0
114000
5.105
A
1282161
I
By advisory clients of Second Curve Capital, LLC
Common Stock, $0.01 Par Value Per Share
2014-12-22
4
S
0
114000
5.105
D
1168161
I
By advisory clients of Second Curve Capital, LLC
Common Stock, $0.01 Par Value Per Share
2014-12-26
4
P
0
35000
5.07
A
1203161
I
By advisory clients of Second Curve Capital, LLC
Common Stock, $0.01 Par Value Per Share
2014-12-26
4
S
0
35000
5.07
D
1168161
I
By advisory clients of Second Curve Capital, LLC
Common Stock, $0.01 Par Value Per Share
2014-12-29
4
P
0
200000
5.045
A
1368161
I
By advisory clients of Second Curve Capital, LLC
Common Stock, $0.01 Par Value Per Share
2014-12-29
4
S
0
200000
5.045
D
1168161
I
By advisory clients of Second Curve Capital, LLC
These transactions constitute transactions among related entities over which the Reporting Persons may be deemed to have beneficial ownership.
These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, L.P., Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Opportunity Fund II, LP, Second Curve Opportunity Fund International, Ltd., Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
SECOND CURVE CAPITAL, LLC, By: /s/ Thomas K. Brown
2014-12-29
/s/ Thomas K. Brown
2014-12-29