0000919574-14-007190.txt : 20141229 0000919574-14-007190.hdr.sgml : 20141225 20141229172558 ACCESSION NUMBER: 0000919574-14-007190 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141222 FILED AS OF DATE: 20141229 DATE AS OF CHANGE: 20141229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST MARBLEHEAD CORP CENTRAL INDEX KEY: 0001262279 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 043295311 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 800 BOYLSTON ST. STREET 2: 34TH FLOOR CITY: BOSTON STATE: MA ZIP: 02199-8157 BUSINESS PHONE: 617 638-2000 MAIL ADDRESS: STREET 1: 800 BOYLSTON ST. STREET 2: 34TH FLOOR CITY: BOSTON STATE: MA ZIP: 02199-8157 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN THOMAS K CENTRAL INDEX KEY: 0001378438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31825 FILM NUMBER: 141313582 MAIL ADDRESS: STREET 1: C/O SECOND CURVE CAPITAL, LLC STREET 2: 237 PARK AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SECOND CURVE CAPITAL LLC CENTRAL INDEX KEY: 0001136704 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31825 FILM NUMBER: 141313583 BUSINESS ADDRESS: STREET 1: 237 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-563-7635 MAIL ADDRESS: STREET 1: 237 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 p6313217.xml SECOND CURVE / FMD X0306 4 2014-12-22 0 0001262279 FIRST MARBLEHEAD CORP FMD 0001136704 SECOND CURVE CAPITAL LLC 237 PARK AVENUE 9TH FLOOR NEW YORK NY 10017 0 0 1 0 0001378438 BROWN THOMAS K C/O SECOND CURVE CAPITAL, LLC 237 PARK AVENUE, 9TH FLOOR NEW YORK NY 10017 0 0 1 0 Common Stock, $0.01 Par Value Per Share 2014-12-22 4 P 0 114000 5.105 A 1282161 I By advisory clients of Second Curve Capital, LLC Common Stock, $0.01 Par Value Per Share 2014-12-22 4 S 0 114000 5.105 D 1168161 I By advisory clients of Second Curve Capital, LLC Common Stock, $0.01 Par Value Per Share 2014-12-26 4 P 0 35000 5.07 A 1203161 I By advisory clients of Second Curve Capital, LLC Common Stock, $0.01 Par Value Per Share 2014-12-26 4 S 0 35000 5.07 D 1168161 I By advisory clients of Second Curve Capital, LLC Common Stock, $0.01 Par Value Per Share 2014-12-29 4 P 0 200000 5.045 A 1368161 I By advisory clients of Second Curve Capital, LLC Common Stock, $0.01 Par Value Per Share 2014-12-29 4 S 0 200000 5.045 D 1168161 I By advisory clients of Second Curve Capital, LLC These transactions constitute transactions among related entities over which the Reporting Persons may be deemed to have beneficial ownership. These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, L.P., Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Opportunity Fund II, LP, Second Curve Opportunity Fund International, Ltd., Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. SECOND CURVE CAPITAL, LLC, By: /s/ Thomas K. Brown 2014-12-29 /s/ Thomas K. Brown 2014-12-29