0000919574-11-005302.txt : 20110913 0000919574-11-005302.hdr.sgml : 20110913 20110913094216 ACCESSION NUMBER: 0000919574-11-005302 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110909 FILED AS OF DATE: 20110913 DATE AS OF CHANGE: 20110913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN THOMAS K CENTRAL INDEX KEY: 0001378438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32307 FILM NUMBER: 111087014 MAIL ADDRESS: STREET 1: C/O SECOND CURVE CAPITAL, LLC STREET 2: 237 PARK AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRIMUS GUARANTY LTD CENTRAL INDEX KEY: 0001170593 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: C/O PRIMUS ASSET MANAGEMENT INC STREET 2: 360 MADISON AVE 23RD FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126972227 MAIL ADDRESS: STREET 1: C/O PRIMUS ASSET MANAGEMENT INC STREET 2: 360 MADISON AVE 23RD FL CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SECOND CURVE CAPITAL LLC CENTRAL INDEX KEY: 0001136704 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32307 FILM NUMBER: 111087015 BUSINESS ADDRESS: STREET 1: 237 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-563-7635 MAIL ADDRESS: STREET 1: 237 PARK AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 p1226612.xml SECOND CURVE/PRIMUS X0304 4 2011-09-09 0 0001170593 PRIMUS GUARANTY LTD PRS 0001136704 SECOND CURVE CAPITAL LLC 237 PARK AVENUE 9TH FLOOR NEW YORK NY 10017 0 0 1 0 0001378438 BROWN THOMAS K C/O SECOND CURVE CAPITAL, LLC 237 PARK AVENUE, 9TH FLOOR NEW YORK NY 10017 0 0 1 0 Common Stock 2011-09-09 4 P 0 20000 5.39 A 5768372 I By advisory clients of Second Curve Capital LLC These securities may be deemed to be beneficially owned by Second Curve Capital, LLC and Thomas K. Brown. Second Curve Capital, LLC is the investment manager of Second Curve Partners, LP, Second Curve Partners II, LP, Second Curve Partners International, Ltd., Second Curve Opportunity Fund, LP, Second Curve Opportunity Fund II, LP, Second Curve Opportunity Fund International, Ltd., Second Curve Vision Fund, LP, Second Curve Vision Fund International, Ltd. Thomas K. Brown is the managing member of Second Curve Capital, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Second Curve Capital LLC, By: /s/ Thomas K. Brown 2011-09-13 /s/ Thomas K. Brown 2011-09-13