0001567619-20-002817.txt : 20200211 0001567619-20-002817.hdr.sgml : 20200211 20200211210445 ACCESSION NUMBER: 0001567619-20-002817 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200207 FILED AS OF DATE: 20200211 DATE AS OF CHANGE: 20200211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COTE DAVID M CENTRAL INDEX KEY: 0001136538 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38518 FILM NUMBER: 20599520 MAIL ADDRESS: STREET 1: PO BOX 781 CITY: ANNA MARIA STATE: FL ZIP: 34216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vertiv Holdings Co CENTRAL INDEX KEY: 0001674101 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 812376902 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GS Acquisition Holdings Corp DATE OF NAME CHANGE: 20160510 4 1 doc1.xml FORM 4 X0306 4 2020-02-07 0 0001674101 Vertiv Holdings Co VRT 0001136538 COTE DAVID M C/O VERTIV HOLDINGS CO, 1050 DEARBORN DR COLUMBUS OH 43085 1 1 1 0 Executive Chairman of the Bd Class A Common Stock 2020-02-07 4 C 0 8572500 A 8572500 I See Footnote Class A Common Stock 2020-02-07 4 A 0 2000000 10 A 2000000 I See Footnote Class A Common Stock 2020-02-07 4 A 0 50000 10 A 50000 I See Footnote Class A Common Stock 2020-02-07 5 G 0 1840000 0 D 2000000 I See Footnote Class A Common Stock 2020-02-07 4 J 0 160000 D 2000000 I See Footnote Class B Common Stock 2020-02-07 4 C 0 8572500 0 D Class A Common Stock 8572500 8572500 I See Footnote Private Placement Warrants 11.50 2020-02-07 4 A 0 5266667 1.50 D 2025-02-07 Class A Common Stock 5266667 5266667 I See Footnote Stock Option 12.05 2020-02-07 4 A 0 115942 0 D 2030-02-07 Class A Common Stock 115942 115942 D On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock. Reflects securities previously reported as indirectly beneficially owned through GS DC Sponsor I LLC. Reflects securities held directly by Cote SPAC 1 LLC, of which the Reporting Person is the manager. Reflects securities held directly by Atlanta Sons LLC, of which the Reporting Person is the manager. Reflects securities held directly by the Reporting Person's spouse. Reflects a gift by the Reporting Person of limited liability company interests in Atlanta Sons LLC to trusts for the benefit of his family, over which the Reporting Person has investment control. No Issuer securities were transferred. Reflects a transfer by the Reporting Person of limited liability company interests in Atlanta Sons LLC to trusts for the benefit of his family, over which the Reporting Person has investment control. The transfer was made for an aggregate of $1,258,740. No Issuer securities were transferred. These Private Placement Warrants were acquired by GS DC Sponsor I LLC from the Issuer in connection with the Issuer's initial public offering. The Reporting Person previously indirectly beneficially owned these warrants through GS DC Sponsor I LLC. Each warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation. The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024. /s/ David M. Cote 2020-02-11