0001567619-20-002817.txt : 20200211
0001567619-20-002817.hdr.sgml : 20200211
20200211210445
ACCESSION NUMBER: 0001567619-20-002817
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200207
FILED AS OF DATE: 20200211
DATE AS OF CHANGE: 20200211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COTE DAVID M
CENTRAL INDEX KEY: 0001136538
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38518
FILM NUMBER: 20599520
MAIL ADDRESS:
STREET 1: PO BOX 781
CITY: ANNA MARIA
STATE: FL
ZIP: 34216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vertiv Holdings Co
CENTRAL INDEX KEY: 0001674101
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 812376902
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 212-902-1000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GS Acquisition Holdings Corp
DATE OF NAME CHANGE: 20160510
4
1
doc1.xml
FORM 4
X0306
4
2020-02-07
0
0001674101
Vertiv Holdings Co
VRT
0001136538
COTE DAVID M
C/O VERTIV HOLDINGS CO, 1050 DEARBORN DR
COLUMBUS
OH
43085
1
1
1
0
Executive Chairman of the Bd
Class A Common Stock
2020-02-07
4
C
0
8572500
A
8572500
I
See Footnote
Class A Common Stock
2020-02-07
4
A
0
2000000
10
A
2000000
I
See Footnote
Class A Common Stock
2020-02-07
4
A
0
50000
10
A
50000
I
See Footnote
Class A Common Stock
2020-02-07
5
G
0
1840000
0
D
2000000
I
See Footnote
Class A Common Stock
2020-02-07
4
J
0
160000
D
2000000
I
See Footnote
Class B Common Stock
2020-02-07
4
C
0
8572500
0
D
Class A Common Stock
8572500
8572500
I
See Footnote
Private Placement Warrants
11.50
2020-02-07
4
A
0
5266667
1.50
D
2025-02-07
Class A Common Stock
5266667
5266667
I
See Footnote
Stock Option
12.05
2020-02-07
4
A
0
115942
0
D
2030-02-07
Class A Common Stock
115942
115942
D
On February 7, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vertiv Holdings, LLC. In connection with the consummation of the Business Combination, each share of Class B common stock automatically converted into one share of Class A common stock.
Reflects securities previously reported as indirectly beneficially owned through GS DC Sponsor I LLC.
Reflects securities held directly by Cote SPAC 1 LLC, of which the Reporting Person is the manager.
Reflects securities held directly by Atlanta Sons LLC, of which the Reporting Person is the manager.
Reflects securities held directly by the Reporting Person's spouse.
Reflects a gift by the Reporting Person of limited liability company interests in Atlanta Sons LLC to trusts for the benefit of his family, over which the Reporting Person has investment control. No Issuer securities were transferred.
Reflects a transfer by the Reporting Person of limited liability company interests in Atlanta Sons LLC to trusts for the benefit of his family, over which the Reporting Person has investment control. The transfer was made for an aggregate of $1,258,740. No Issuer securities were transferred.
These Private Placement Warrants were acquired by GS DC Sponsor I LLC from the Issuer in connection with the Issuer's initial public offering. The Reporting Person previously indirectly beneficially owned these warrants through GS DC Sponsor I LLC. Each warrant is exercisable for one share of Class A common stock at an exercise price of $11.50 per share, subject to certain adjustments. The warrants may be exercised commencing 30 days after the consummation of the Business Combination and expire five years after consummation of the Business Combination or earlier upon redemption or liquidation.
The stock option will vest as to 25% on each of February 7, 2021, February 7, 2022, February 7, 2023 and February 7, 2024.
/s/ David M. Cote
2020-02-11