0001213900-23-011498.txt : 20230214 0001213900-23-011498.hdr.sgml : 20230214 20230214160517 ACCESSION NUMBER: 0001213900-23-011498 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEITZMAN HOWARD CENTRAL INDEX KEY: 0001136368 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37503 FILM NUMBER: 23628729 MAIL ADDRESS: STREET 1: 21255 BURBANK BOULEVARD STREET 2: SUITE 400 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: B. Riley Financial, Inc. CENTRAL INDEX KEY: 0001464790 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 270223495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 818-884-3737 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: SUITE 800 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: Great American Group, Inc. DATE OF NAME CHANGE: 20090522 5 1 ownership.xml X0306 5 2022-12-31 0 0 0 0001464790 B. Riley Financial, Inc. RILY 0001136368 WEITZMAN HOWARD C/O B. RILEY FINANCIAL, INC. 11100 SANTA MONICA BLVD. SUITE 800 LOS ANGELES CA 90025 0 1 0 0 SVP, Chief Accounting Officer Common Stock 2022-04-14 5 G 0 3557 0.00 D 44815 D Common Stock 7500 I See Footnote Held by self-directed 401(k) Plan. /s/ Howard Weitzman 2023-02-14