0001593968-24-000058.txt : 20240104 0001593968-24-000058.hdr.sgml : 20240104 20240104182657 ACCESSION NUMBER: 0001593968-24-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240102 FILED AS OF DATE: 20240104 DATE AS OF CHANGE: 20240104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berman Richard A CENTRAL INDEX KEY: 0001639994 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31932 FILM NUMBER: 24513741 MAIL ADDRESS: STREET 1: C/O CATASYS, INC. STREET 2: 11601 WILSHIRE BOULEVARD, SUITE 950 CITY: LOS ANGELES STATE: CA ZIP: 90025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ontrak, Inc. CENTRAL INDEX KEY: 0001136174 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 880464853 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 S. E. 2ND AVENUE STREET 2: SUITE 2000 CITY: MIAMI STATE: FL ZIP: 33131 BUSINESS PHONE: 310 444 4300 MAIL ADDRESS: STREET 1: 333 S. E. 2ND AVENUE STREET 2: SUITE 2000 CITY: MIAMI STATE: FL ZIP: 33131 FORMER COMPANY: FORMER CONFORMED NAME: CATASYS, INC. DATE OF NAME CHANGE: 20110316 FORMER COMPANY: FORMER CONFORMED NAME: HYTHIAM, INC. DATE OF NAME CHANGE: 20101029 FORMER COMPANY: FORMER CONFORMED NAME: HYTHIAM INC DATE OF NAME CHANGE: 20031003 4 1 primary_01.xml PRIMARY DOCUMENT X0508 4 2024-01-02 0001136174 Ontrak, Inc. OTRK 0001639994 Berman Richard A 333 S. E. 2ND AVENUE SUITE 2000 MIAMI FL 33131 true false false false false Option (right to buy) 0.39 2024-01-02 4 A false 218853 0 A 2024-03-31 2031-01-02 Ontrak, Inc. Common Stock 218853 218853 D These securities were granted to Mr. Berman for his services as a member of the Company's Board of Directors and Chairman of the Audit Committee. 25% of these options shall vest at the at the end of each quarter beginning January 1, 2024, such that all shares pursuant to the option shall be vested on December 31, 2024. Quarterly vesting of the options will be subject to Mr. Berman attending board meetings, unless such absence is excused by the Chairman of the Board. /s/ Richard Berman 2024-01-04