0001593968-24-000058.txt : 20240104
0001593968-24-000058.hdr.sgml : 20240104
20240104182657
ACCESSION NUMBER: 0001593968-24-000058
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240102
FILED AS OF DATE: 20240104
DATE AS OF CHANGE: 20240104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berman Richard A
CENTRAL INDEX KEY: 0001639994
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31932
FILM NUMBER: 24513741
MAIL ADDRESS:
STREET 1: C/O CATASYS, INC.
STREET 2: 11601 WILSHIRE BOULEVARD, SUITE 950
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ontrak, Inc.
CENTRAL INDEX KEY: 0001136174
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 880464853
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 S. E. 2ND AVENUE
STREET 2: SUITE 2000
CITY: MIAMI
STATE: FL
ZIP: 33131
BUSINESS PHONE: 310 444 4300
MAIL ADDRESS:
STREET 1: 333 S. E. 2ND AVENUE
STREET 2: SUITE 2000
CITY: MIAMI
STATE: FL
ZIP: 33131
FORMER COMPANY:
FORMER CONFORMED NAME: CATASYS, INC.
DATE OF NAME CHANGE: 20110316
FORMER COMPANY:
FORMER CONFORMED NAME: HYTHIAM, INC.
DATE OF NAME CHANGE: 20101029
FORMER COMPANY:
FORMER CONFORMED NAME: HYTHIAM INC
DATE OF NAME CHANGE: 20031003
4
1
primary_01.xml
PRIMARY DOCUMENT
X0508
4
2024-01-02
0001136174
Ontrak, Inc.
OTRK
0001639994
Berman Richard A
333 S. E. 2ND AVENUE
SUITE 2000
MIAMI
FL
33131
true
false
false
false
false
Option (right to buy)
0.39
2024-01-02
4
A
false
218853
0
A
2024-03-31
2031-01-02
Ontrak, Inc. Common Stock
218853
218853
D
These securities were granted to Mr. Berman for his services as a member of the Company's Board of Directors and Chairman of the Audit Committee.
25% of these options shall vest at the at the end of each quarter beginning January 1, 2024, such that all shares pursuant to the option shall be vested on December 31, 2024. Quarterly vesting of the options will be subject to Mr. Berman attending board meetings, unless such absence is excused by the Chairman of the Board.
/s/ Richard Berman
2024-01-04