0001593968-23-000805.txt : 20230515 0001593968-23-000805.hdr.sgml : 20230515 20230515212216 ACCESSION NUMBER: 0001593968-23-000805 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230511 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Osborne Mary Louise CENTRAL INDEX KEY: 0001878938 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31932 FILM NUMBER: 23925354 MAIL ADDRESS: STREET 1: 2200 PASEO VERDE PARKWAY STREET 2: SUITE 280 CITY: HENDERSON STATE: NV ZIP: 89052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ontrak, Inc. CENTRAL INDEX KEY: 0001136174 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 880464853 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 PASEO VERDE PARKWAY STREET 2: SUITE 280 CITY: HENDERSON STATE: NV ZIP: 89052 BUSINESS PHONE: 310 444 4300 MAIL ADDRESS: STREET 1: 2200 PASEO VERDE PARKWAY STREET 2: SUITE 280 CITY: HENDERSON STATE: NV ZIP: 89052 FORMER COMPANY: FORMER CONFORMED NAME: CATASYS, INC. DATE OF NAME CHANGE: 20110316 FORMER COMPANY: FORMER CONFORMED NAME: HYTHIAM, INC. DATE OF NAME CHANGE: 20101029 FORMER COMPANY: FORMER CONFORMED NAME: HYTHIAM INC DATE OF NAME CHANGE: 20031003 4 1 primary_01.xml PRIMARY DOCUMENT X0407 4 2023-05-11 0001136174 Ontrak, Inc. OTRK 0001878938 Osborne Mary Louise 2200 PASEO VERDE PARKWAY SUITE 280 HENDERSON NV 89052 false true false false Chief Commercial Officer false Option (right to buy) 0.4770 2023-05-11 4 A false 250000 0 A 2024-05-11 2030-05-11 Ontrak, Inc. Common Stock 250000 250000 D These securities were granted to Ms. Osborne for her services as the President and Chief Commercial Officer of the Company. 25% of these options vest one year from the date of grant and the remaining options vest in six equal installments every six months thereafter over the next three years. /s/ Mary Louise Osborne 2023-05-15