0001593968-23-000085.txt : 20230105
0001593968-23-000085.hdr.sgml : 20230105
20230105172909
ACCESSION NUMBER: 0001593968-23-000085
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230103
FILED AS OF DATE: 20230105
DATE AS OF CHANGE: 20230105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sherman Michael Edward
CENTRAL INDEX KEY: 0001730468
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31932
FILM NUMBER: 23512555
MAIL ADDRESS:
STREET 1: C/O BIOVIE
STREET 2: 2120 COLORADO AVENUE, SUITE 230
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ontrak, Inc.
CENTRAL INDEX KEY: 0001136174
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 880464853
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2200 PASEO VERDE PARKWAY
STREET 2: SUITE 280
CITY: HENDERSON
STATE: NV
ZIP: 89052
BUSINESS PHONE: 310 444 4300
MAIL ADDRESS:
STREET 1: 2200 PASEO VERDE PARKWAY
STREET 2: SUITE 280
CITY: HENDERSON
STATE: NV
ZIP: 89052
FORMER COMPANY:
FORMER CONFORMED NAME: CATASYS, INC.
DATE OF NAME CHANGE: 20110316
FORMER COMPANY:
FORMER CONFORMED NAME: HYTHIAM, INC.
DATE OF NAME CHANGE: 20101029
FORMER COMPANY:
FORMER CONFORMED NAME: HYTHIAM INC
DATE OF NAME CHANGE: 20031003
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2023-01-03
0001136174
Ontrak, Inc.
OTRK
0001730468
Sherman Michael Edward
2200 PASEO VERDE PARKWAY
SUITE 280
HENDERSON
NV
89052
true
false
false
false
Option (right to buy)
0.36
2023-01-03
4
A
false
321345
0
A
2023-03-31
2030-01-03
Ontrak, Inc. Common Stock
321345
321345
D
These securities were granted to Mr. Sherman for his services as a member of the Company's Board of Directors, Lead Independent Director, and Chairman of the Compensation Committee and the Nominations and Governance Committee.
25% of these options shall vest at the at the end of each quarter beginning January 1, 2023, such that all shares pursuant to the option shall be vested on December 31, 2023. Quarterly vesting of the options will be subject to Mr. Sherman attending board meetings, unless such absence is excused by the Chairman of the Board.
/s/ Michael Sherman
2023-01-05