0001593968-22-001306.txt : 20220805
0001593968-22-001306.hdr.sgml : 20220805
20220805164648
ACCESSION NUMBER: 0001593968-22-001306
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220726
FILED AS OF DATE: 20220805
DATE AS OF CHANGE: 20220805
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Feld Judith
CENTRAL INDEX KEY: 0001940593
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31932
FILM NUMBER: 221141478
MAIL ADDRESS:
STREET 1: 2200 PASEO VERDE PARKWAY
STREET 2: SUITE 280
CITY: HENDERSON
STATE: NV
ZIP: 89052
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ontrak, Inc.
CENTRAL INDEX KEY: 0001136174
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 880464853
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2200 PASEO VERDE PARKWAY
STREET 2: SUITE 280
CITY: HENDERSON
STATE: NV
ZIP: 89052
BUSINESS PHONE: 310 444 4300
MAIL ADDRESS:
STREET 1: 2200 PASEO VERDE PARKWAY
STREET 2: SUITE 280
CITY: HENDERSON
STATE: NV
ZIP: 89052
FORMER COMPANY:
FORMER CONFORMED NAME: CATASYS, INC.
DATE OF NAME CHANGE: 20110316
FORMER COMPANY:
FORMER CONFORMED NAME: HYTHIAM, INC.
DATE OF NAME CHANGE: 20101029
FORMER COMPANY:
FORMER CONFORMED NAME: HYTHIAM INC
DATE OF NAME CHANGE: 20031003
3
1
primary_01.xml
PRIMARY DOCUMENT
X0206
3
2022-07-26
0
0001136174
Ontrak, Inc.
OTRK
0001940593
Feld Judith
2200 PASEO VERDE PARKWAY
SUITE 280
HENDERSON
NV
89052
false
true
false
false
Chief Medical Officer
Common Stock
2854.67
I
by 401(k) Plan
Option (right to buy)
1.73
2023-04-12
2029-04-12
Ontrak, Inc. Common Stock
18500
D
Option (right to buy)
5.74
2022-12-16
2028-12-16
Ontrak, Inc. Common Stock
1000
D
Restricted Stock Unit
Ontrak, Inc. Common Stock
2000
D
On July 26,2022, Ms. Feld became the Chief Medical Officer of the Company.
As of August 4, 2022, Ms. Feld has acquired 2,854.67 shares of the Company's common stock under the Company's 401(k) plan.
25% of these options vest one year from the date of grant and the remaining options vest in 12 equal quarterly installments thereafter over the next three years.
20% of these options vest one year from the date of grant and the remaining options vest in 16 equal quarterly installments on the last day of each quarter beginning January 1, 2023 over the next four years.
Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting, or, in the complete and sole discretion of the Company, a cash payment equal to the fair market value of one share of common stock for each vested RSU.
The RSU's vest over five years as follows: 40% vest on the second anniversary of the grant date and 20% vest on the third, fourth and fifth anniversaries of the grant date subject to Ms. Feld's continued employment with the Company.
/s/ Judith Feld
2022-08-05