0001437749-22-009543.txt : 20220422
0001437749-22-009543.hdr.sgml : 20220422
20220422164554
ACCESSION NUMBER: 0001437749-22-009543
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220420
FILED AS OF DATE: 20220422
DATE AS OF CHANGE: 20220422
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Accordino Robert
CENTRAL INDEX KEY: 0001887472
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31932
FILM NUMBER: 22846227
MAIL ADDRESS:
STREET 1: 2120 COLORADO AVE.
STREET 2: SUITE 230
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ontrak, Inc.
CENTRAL INDEX KEY: 0001136174
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 880464853
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2200 PASEO VERDE PARKWAY
STREET 2: SUITE 280
CITY: HENDERSON
STATE: NV
ZIP: 89052
BUSINESS PHONE: 310 444 4300
MAIL ADDRESS:
STREET 1: 2200 PASEO VERDE PARKWAY
STREET 2: SUITE 280
CITY: HENDERSON
STATE: NV
ZIP: 89052
FORMER COMPANY:
FORMER CONFORMED NAME: CATASYS, INC.
DATE OF NAME CHANGE: 20110316
FORMER COMPANY:
FORMER CONFORMED NAME: HYTHIAM, INC.
DATE OF NAME CHANGE: 20101029
FORMER COMPANY:
FORMER CONFORMED NAME: HYTHIAM INC
DATE OF NAME CHANGE: 20031003
4
1
rdgdoc.xml
FORM 4
X0306
4
2022-04-20
0001136174
Ontrak, Inc.
OTRK
0001887472
Accordino Robert
2200 PASEO VERDE PARKWAY, SUITE 280
HENDERSON
NV
89052
1
Chief Medical Officer
Option (right to buy)
1.74
2022-04-20
4
A
0
100000
A
2031-09-27
Ontrak, Inc. Common Stock
100000
100000
D
Option (right to buy)
10.40
2022-04-20
4
D
0
100000
D
2031-09-27
Ontrak, Inc. Common Stock
100000
0
D
25,000 of these shares shall vest on September 27, 2022 and the remaining shares shall vest equally over the next 36 months, such that all shares shall be vested on September 27, 2025. There was no change to the vesting schedule in connection with the repricing transaction on April 20, 2022.
The reporting person agreed to the repricing of an option granted to him on September 27, 2021.
/s/ Robert Accordino
2022-04-22