0001437749-22-009543.txt : 20220422 0001437749-22-009543.hdr.sgml : 20220422 20220422164554 ACCESSION NUMBER: 0001437749-22-009543 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220420 FILED AS OF DATE: 20220422 DATE AS OF CHANGE: 20220422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Accordino Robert CENTRAL INDEX KEY: 0001887472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31932 FILM NUMBER: 22846227 MAIL ADDRESS: STREET 1: 2120 COLORADO AVE. STREET 2: SUITE 230 CITY: SANTA MONICA STATE: CA ZIP: 90404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ontrak, Inc. CENTRAL INDEX KEY: 0001136174 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 880464853 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 PASEO VERDE PARKWAY STREET 2: SUITE 280 CITY: HENDERSON STATE: NV ZIP: 89052 BUSINESS PHONE: 310 444 4300 MAIL ADDRESS: STREET 1: 2200 PASEO VERDE PARKWAY STREET 2: SUITE 280 CITY: HENDERSON STATE: NV ZIP: 89052 FORMER COMPANY: FORMER CONFORMED NAME: CATASYS, INC. DATE OF NAME CHANGE: 20110316 FORMER COMPANY: FORMER CONFORMED NAME: HYTHIAM, INC. DATE OF NAME CHANGE: 20101029 FORMER COMPANY: FORMER CONFORMED NAME: HYTHIAM INC DATE OF NAME CHANGE: 20031003 4 1 rdgdoc.xml FORM 4 X0306 4 2022-04-20 0001136174 Ontrak, Inc. OTRK 0001887472 Accordino Robert 2200 PASEO VERDE PARKWAY, SUITE 280 HENDERSON NV 89052 1 Chief Medical Officer Option (right to buy) 1.74 2022-04-20 4 A 0 100000 A 2031-09-27 Ontrak, Inc. Common Stock 100000 100000 D Option (right to buy) 10.40 2022-04-20 4 D 0 100000 D 2031-09-27 Ontrak, Inc. Common Stock 100000 0 D 25,000 of these shares shall vest on September 27, 2022 and the remaining shares shall vest equally over the next 36 months, such that all shares shall be vested on September 27, 2025. There was no change to the vesting schedule in connection with the repricing transaction on April 20, 2022. The reporting person agreed to the repricing of an option granted to him on September 27, 2021. /s/ Robert Accordino 2022-04-22