0001437749-19-000760.txt : 20190111 0001437749-19-000760.hdr.sgml : 20190111 20190111212409 ACCESSION NUMBER: 0001437749-19-000760 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181219 FILED AS OF DATE: 20190111 DATE AS OF CHANGE: 20190111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gabrielson Sharon CENTRAL INDEX KEY: 0001758259 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31932 FILM NUMBER: 19523507 MAIL ADDRESS: STREET 1: 11601 WILSHIRE BLVD, SUITE 1100 CITY: LOS ANGELES STATE: CA ZIP: 90025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CATASYS, INC. CENTRAL INDEX KEY: 0001136174 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 880464853 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11601 WILSHIRE BLVD. STREET 2: SUITE 1100 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310 444 4300 MAIL ADDRESS: STREET 1: 11601 WILSHIRE BLVD. STREET 2: SUITE 1100 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: HYTHIAM, INC. DATE OF NAME CHANGE: 20101029 FORMER COMPANY: FORMER CONFORMED NAME: HYTHIAM INC DATE OF NAME CHANGE: 20031003 FORMER COMPANY: FORMER CONFORMED NAME: ALASKA FREIGHTWAYS INC DATE OF NAME CHANGE: 20010305 4 1 rdgdoc.xml FORM 4 X0306 4 2018-12-19 0001136174 CATASYS, INC. CATS 0001758259 Gabrielson Sharon 11601 WILSHIRE BLVD, SUITE 1100 LOS ANGELES CA 90025 1 Stock Option to purchase Common Stock 10.11 2018-12-19 4 A 0 35647 A 2023-12-19 Common Stock 35647 35647 D Stock Option to purchase Common Stock 9.51 2019-01-04 4 A 0 49904 A 2024-01-03 Common Stock 49904 49904 D These options were granted to Ms. Gabrielson for her services as a member of the Company's Board of Directors. These options have a one-year vesting period out of which 7,130 shares vested on December 19, 2018, the grant date, and 28,517 shares shall vest at the end of each calendar quarter for the 2019 calendar year beginning January 1, 2019, such that all shares shall vest on December 31, 2019. Quarterly vesting of the option will be subject to Ms. Gabrielson attending board meetings, unless such absence is excused by the Chairman of the Board of Directors. All unvested options will immediately vest in the event of termination without cause. These options will vest equally over seven quarters beginning January 1, 2020, such that all shares shall vest on September 30, 2021. Quarterly vesting of the options will be subject to Ms. Gabrielson attending board meetings, unless such absence is excused by the Chairman of the Board of Directors. All unvested options will immediately vest in the event of termination without cause. /s/ Sharon Gabrielson 2019-01-11