0001437749-19-000760.txt : 20190111
0001437749-19-000760.hdr.sgml : 20190111
20190111212409
ACCESSION NUMBER: 0001437749-19-000760
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181219
FILED AS OF DATE: 20190111
DATE AS OF CHANGE: 20190111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gabrielson Sharon
CENTRAL INDEX KEY: 0001758259
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31932
FILM NUMBER: 19523507
MAIL ADDRESS:
STREET 1: 11601 WILSHIRE BLVD, SUITE 1100
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATASYS, INC.
CENTRAL INDEX KEY: 0001136174
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 880464853
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11601 WILSHIRE BLVD.
STREET 2: SUITE 1100
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 310 444 4300
MAIL ADDRESS:
STREET 1: 11601 WILSHIRE BLVD.
STREET 2: SUITE 1100
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER COMPANY:
FORMER CONFORMED NAME: HYTHIAM, INC.
DATE OF NAME CHANGE: 20101029
FORMER COMPANY:
FORMER CONFORMED NAME: HYTHIAM INC
DATE OF NAME CHANGE: 20031003
FORMER COMPANY:
FORMER CONFORMED NAME: ALASKA FREIGHTWAYS INC
DATE OF NAME CHANGE: 20010305
4
1
rdgdoc.xml
FORM 4
X0306
4
2018-12-19
0001136174
CATASYS, INC.
CATS
0001758259
Gabrielson Sharon
11601 WILSHIRE BLVD, SUITE 1100
LOS ANGELES
CA
90025
1
Stock Option to purchase Common Stock
10.11
2018-12-19
4
A
0
35647
A
2023-12-19
Common Stock
35647
35647
D
Stock Option to purchase Common Stock
9.51
2019-01-04
4
A
0
49904
A
2024-01-03
Common Stock
49904
49904
D
These options were granted to Ms. Gabrielson for her services as a member of the Company's Board of Directors.
These options have a one-year vesting period out of which 7,130 shares vested on December 19, 2018, the grant date, and 28,517 shares shall vest at the end of each calendar quarter for the 2019 calendar year beginning January 1, 2019, such that all shares shall vest on December 31, 2019. Quarterly vesting of the option will be subject to Ms. Gabrielson attending board meetings, unless such absence is excused by the Chairman of the Board of Directors. All unvested options will immediately vest in the event of termination without cause.
These options will vest equally over seven quarters beginning January 1, 2020, such that all shares shall vest on September 30, 2021. Quarterly vesting of the options will be subject to Ms. Gabrielson attending board meetings, unless such absence is excused by the Chairman of the Board of Directors. All unvested options will immediately vest in the event of termination without cause.
/s/ Sharon Gabrielson
2019-01-11