0001437749-11-004078.txt : 20110616 0001437749-11-004078.hdr.sgml : 20110616 20110616081519 ACCESSION NUMBER: 0001437749-11-004078 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110610 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20110616 DATE AS OF CHANGE: 20110616 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CATASYS, INC. CENTRAL INDEX KEY: 0001136174 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 880464853 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-31932 FILM NUMBER: 11914084 BUSINESS ADDRESS: STREET 1: 11150 SANTA MONICA BOULEVARD STREET 2: SUITE 1500 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310 444 4300 MAIL ADDRESS: STREET 1: 11150 SANTA MONICA BOULEVARD STREET 2: SUITE 1500 CITY: LOS ANGELES STATE: CA ZIP: 90025 FORMER COMPANY: FORMER CONFORMED NAME: HYTHIAM, INC. DATE OF NAME CHANGE: 20101029 FORMER COMPANY: FORMER CONFORMED NAME: HYTHIAM INC DATE OF NAME CHANGE: 20031003 FORMER COMPANY: FORMER CONFORMED NAME: ALASKA FREIGHTWAYS INC DATE OF NAME CHANGE: 20010305 8-K 1 catasys_8k-061011.htm FORM 8-K catasys_8k-061011.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  June 10, 2011

Catasys, Inc.
(Exact name of registrant as specified in its charter)

Delaware
  
001-31932
  
88-0464853
(State or other jurisdiction
of incorporation)
  
(Commission File Number)
  
(IRS Employer
Identification No.)

11150 Santa Monica Boulevard, Suite 1500
Los Angeles, California
  
90025
(Address of principal executive offices)
  
(Zip Code)
     
Registrant’s telephone number, including area code   (310) 444-4300
 
(Former name or former address, if changed since last report.)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
 
(b) On June 10, 2011, Peter Donato, the Principal and Chief Financial Officer of Catasys, Inc. (the “Company”) informed the Company he was relocating his family out of state, and therefore tendered his resignation to the Company effective July 1, 2011.
 
(c) On June 13, 2011, the Board of Directors of the Company appointed Susan Etzel as the Company’s Chief Financial Officer, Principal Financial Officer and Principal Accounting Officer effective July 1, 2011.
 
Ms. Etzel, 37, has served as the Company’s Corporate Controller since February 28, 2011. Prior to joining the Company, Ms. Etzel acted as the Controller of Clearant, Inc., a developer of pathogen inactivation technology, from July 2005 until February 28, 2011.  Ms. Etzel received a Bachelor of Business Economics with an emphasis in Accounting from the University of California, Santa Barbara.  She is also a Certified Public Accountant.
 
There are no arrangements or understandings between Ms. Etzel and any other person pursuant to which Ms. Etzel was appointed as Chief Financial Officer and Principal Accounting Officer. There are no transactions to which the Company is a party and in which Ms. Etzel has a material interest that is required to be disclosed under Item 404(a) of Regulation S-K. Ms. Etzel has no family relations with any directors or executive officers of the Company.
 
 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 

   
Catasys, Inc.
  
      
June 16, 2011
  
By:
/s/ PETER L. DONATO
     
Peter L. Donato
     
Chief Financial Officer