0001209191-14-035977.txt : 20140521 0001209191-14-035977.hdr.sgml : 20140521 20140521194452 ACCESSION NUMBER: 0001209191-14-035977 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140520 FILED AS OF DATE: 20140521 DATE AS OF CHANGE: 20140521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LDR HOLDING CORP CENTRAL INDEX KEY: 0001348324 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 BUSINESS PHONE: 512-344-3333 MAIL ADDRESS: STREET 1: 13785 RESEARCH BOULEVARD STREET 2: SUITE 200 CITY: AUSTIN STATE: TX ZIP: 78750 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PACITTI CHRISTOPHER A CENTRAL INDEX KEY: 0001278614 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36095 FILM NUMBER: 14861966 MAIL ADDRESS: STREET 1: 300 WEST SIXTH STREET STREET 2: SUITE 2300 CITY: AUSTIN STATE: TX ZIP: 78701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THORNTON JOHN D CENTRAL INDEX KEY: 0001252914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36095 FILM NUMBER: 14861967 MAIL ADDRESS: STREET 1: 300 WEST SIXTH ST., SUITE 2300 CITY: AUSTIN STATE: TX ZIP: 78701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEANGELIS KENNETH P CENTRAL INDEX KEY: 0001250010 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36095 FILM NUMBER: 14861968 MAIL ADDRESS: STREET 1: 300 WEST SIXTH ST STE 2300 CITY: AUSTIN STATE: TX ZIP: 78701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AV PARTNERS VIII LP CENTRAL INDEX KEY: 0001250035 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36095 FILM NUMBER: 14861969 BUSINESS ADDRESS: STREET 1: 300 WEST SIXTH ST STREET 2: SUITE 2300 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 5124851900 MAIL ADDRESS: STREET 1: 300 WEST SIXTH ST STREET 2: SUITE 2300 CITY: AUSTIN STATE: TX ZIP: 78701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUSTIN VENTURES VIII LP CENTRAL INDEX KEY: 0001136038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36095 FILM NUMBER: 14861970 BUSINESS ADDRESS: STREET 1: 300 WEST SIXTH STREET STREET 2: SUITE 2300 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 5124851900 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARAGONA JOSEPH C CENTRAL INDEX KEY: 0001232296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36095 FILM NUMBER: 14861971 MAIL ADDRESS: STREET 1: C/O AUSTIN VENTURES STREET 2: 300 W. SIXTH ST., STE. 2300 CITY: AUSTIN STATE: TX ZIP: 78701 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-05-20 0 0001348324 LDR HOLDING CORP LDRH 0001232296 ARAGONA JOSEPH C 300 WEST SIXTH STREET, SUITE 2300 AUSTIN TX 78701 1 0 1 0 0001136038 AUSTIN VENTURES VIII LP 300 WEST SIXTH STREET, STE 2300 AUSTIN TX 78701 0 0 1 0 0001250035 AV PARTNERS VIII LP 300 WEST SIXTH STREET, STE 2300 AUSTIN TX 78701 0 0 1 0 0001250010 DEANGELIS KENNETH P 300 WEST SIXTH STREET, STE 2300 AUSTIN TX 78701 0 0 1 0 0001252914 THORNTON JOHN D 300 WEST SIXTH STREET, STE 2300 AUSTIN TX 78701 0 0 1 0 0001278614 PACITTI CHRISTOPHER A 300 WEST SIXTH STREET, STE 2300 AUSTIN TX 78701 0 0 1 0 Common Stock 2014-05-20 4 S 0 570000 24.50 D 2716800 I By Austin Ventures VIII, L.P. Reflects sales of shares in the follow-on offering of common stock of LDR Holding Corporation that closed on May 20, 2014. Shares are held directly by Austin Ventures VIII, L.P. ("AV VIII"). AV Partners VIII, L.P. ("AVP VIII") is the general partner of AV VIII. Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton and Christopher A. Pacitti are the general partners of AVP VIII and have voting and investment power over the shares held by AV VIII. Such persons and entity disclaim beneficial ownership of the shares held by AV VIII except to the extent of any pecuniary interest therein. The address for AV VIII is 300 West Sixth Street, Suite 2300, Austin, Texas 78701. Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton and Christopher A. Pacitti are the general partners of AVP VIII and may be deemed to have beneficial ownership of the shares held directly by AV VIII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pencuniary interest in such securities) other than any securities being reported herein as being directly owned by such person or entity. The filing of this report is not an admission that any Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. /s/ Denise Cruz for Joseph C. Aragona 2014-05-21 /s/ Denise Cruz for Austin Ventures VIII, L.P 2014-05-21 /s/ Denise Cruz for AV Partners VIII, L.P. 2014-05-21 /s/ Denise Cruz for Christopher A. Pacitti 2014-05-21 /s/ Denise Cruz for Kenneth P. DeAngelis 2014-05-21 /s/ Denise Cruz for John D. Thornton 2014-05-21