0001209191-14-035977.txt : 20140521
0001209191-14-035977.hdr.sgml : 20140521
20140521194452
ACCESSION NUMBER: 0001209191-14-035977
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140520
FILED AS OF DATE: 20140521
DATE AS OF CHANGE: 20140521
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LDR HOLDING CORP
CENTRAL INDEX KEY: 0001348324
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13785 RESEARCH BOULEVARD
STREET 2: SUITE 200
CITY: AUSTIN
STATE: TX
ZIP: 78750
BUSINESS PHONE: 512-344-3333
MAIL ADDRESS:
STREET 1: 13785 RESEARCH BOULEVARD
STREET 2: SUITE 200
CITY: AUSTIN
STATE: TX
ZIP: 78750
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PACITTI CHRISTOPHER A
CENTRAL INDEX KEY: 0001278614
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36095
FILM NUMBER: 14861966
MAIL ADDRESS:
STREET 1: 300 WEST SIXTH STREET
STREET 2: SUITE 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THORNTON JOHN D
CENTRAL INDEX KEY: 0001252914
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36095
FILM NUMBER: 14861967
MAIL ADDRESS:
STREET 1: 300 WEST SIXTH ST., SUITE 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEANGELIS KENNETH P
CENTRAL INDEX KEY: 0001250010
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36095
FILM NUMBER: 14861968
MAIL ADDRESS:
STREET 1: 300 WEST SIXTH ST STE 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AV PARTNERS VIII LP
CENTRAL INDEX KEY: 0001250035
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36095
FILM NUMBER: 14861969
BUSINESS ADDRESS:
STREET 1: 300 WEST SIXTH ST
STREET 2: SUITE 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 5124851900
MAIL ADDRESS:
STREET 1: 300 WEST SIXTH ST
STREET 2: SUITE 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AUSTIN VENTURES VIII LP
CENTRAL INDEX KEY: 0001136038
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36095
FILM NUMBER: 14861970
BUSINESS ADDRESS:
STREET 1: 300 WEST SIXTH STREET
STREET 2: SUITE 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 5124851900
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARAGONA JOSEPH C
CENTRAL INDEX KEY: 0001232296
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36095
FILM NUMBER: 14861971
MAIL ADDRESS:
STREET 1: C/O AUSTIN VENTURES
STREET 2: 300 W. SIXTH ST., STE. 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-05-20
0
0001348324
LDR HOLDING CORP
LDRH
0001232296
ARAGONA JOSEPH C
300 WEST SIXTH STREET, SUITE 2300
AUSTIN
TX
78701
1
0
1
0
0001136038
AUSTIN VENTURES VIII LP
300 WEST SIXTH STREET, STE 2300
AUSTIN
TX
78701
0
0
1
0
0001250035
AV PARTNERS VIII LP
300 WEST SIXTH STREET, STE 2300
AUSTIN
TX
78701
0
0
1
0
0001250010
DEANGELIS KENNETH P
300 WEST SIXTH STREET, STE 2300
AUSTIN
TX
78701
0
0
1
0
0001252914
THORNTON JOHN D
300 WEST SIXTH STREET, STE 2300
AUSTIN
TX
78701
0
0
1
0
0001278614
PACITTI CHRISTOPHER A
300 WEST SIXTH STREET, STE 2300
AUSTIN
TX
78701
0
0
1
0
Common Stock
2014-05-20
4
S
0
570000
24.50
D
2716800
I
By Austin Ventures VIII, L.P.
Reflects sales of shares in the follow-on offering of common stock of LDR Holding Corporation that closed on May 20, 2014.
Shares are held directly by Austin Ventures VIII, L.P. ("AV VIII"). AV Partners VIII, L.P. ("AVP VIII") is the general partner of AV VIII. Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton and Christopher A. Pacitti are the general partners of AVP VIII and have voting and investment power over the shares held by AV VIII. Such persons and entity disclaim beneficial ownership of the shares held by AV VIII except to the extent of any pecuniary interest therein. The address for AV VIII is 300 West Sixth Street, Suite 2300, Austin, Texas 78701.
Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton and Christopher A. Pacitti are the general partners of AVP VIII and may be deemed to have beneficial ownership of the shares held directly by AV VIII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pencuniary interest in such securities) other than any securities being reported herein as being directly owned by such person or entity. The filing of this report is not an admission that any Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
/s/ Denise Cruz for Joseph C. Aragona
2014-05-21
/s/ Denise Cruz for Austin Ventures VIII, L.P
2014-05-21
/s/ Denise Cruz for AV Partners VIII, L.P.
2014-05-21
/s/ Denise Cruz for Christopher A. Pacitti
2014-05-21
/s/ Denise Cruz for Kenneth P. DeAngelis
2014-05-21
/s/ Denise Cruz for John D. Thornton
2014-05-21