0001181431-14-036678.txt : 20141118
0001181431-14-036678.hdr.sgml : 20141118
20141118164648
ACCESSION NUMBER: 0001181431-14-036678
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141114
FILED AS OF DATE: 20141118
DATE AS OF CHANGE: 20141118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MAVENIR SYSTEMS INC
CENTRAL INDEX KEY: 0001361470
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1700 INTERNATIONAL PARKWAY, SUITE 200
CITY: RICHARSON
STATE: TX
ZIP: 75081
BUSINESS PHONE: 469-916-4393
MAIL ADDRESS:
STREET 1: 1700 INTERNATIONAL PARKWAY, SUITE 200
CITY: RICHARSON
STATE: TX
ZIP: 75081
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THORNTON JOHN D
CENTRAL INDEX KEY: 0001252914
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36171
FILM NUMBER: 141232420
MAIL ADDRESS:
STREET 1: 300 WEST SIXTH ST., SUITE 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PACITTI CHRISTOPHER A
CENTRAL INDEX KEY: 0001278614
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36171
FILM NUMBER: 141232421
MAIL ADDRESS:
STREET 1: 300 WEST SIXTH STREET
STREET 2: SUITE 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DEANGELIS KENNETH P
CENTRAL INDEX KEY: 0001250010
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36171
FILM NUMBER: 141232422
MAIL ADDRESS:
STREET 1: 300 WEST SIXTH ST STE 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARAGONA JOSEPH C
CENTRAL INDEX KEY: 0001232296
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36171
FILM NUMBER: 141232423
MAIL ADDRESS:
STREET 1: C/O AUSTIN VENTURES
STREET 2: 300 W. SIXTH ST., STE. 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AUSTIN VENTURES VIII LP
CENTRAL INDEX KEY: 0001136038
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36171
FILM NUMBER: 141232424
BUSINESS ADDRESS:
STREET 1: 300 WEST SIXTH STREET
STREET 2: SUITE 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 5124851900
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AV PARTNERS VIII LP
CENTRAL INDEX KEY: 0001250035
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36171
FILM NUMBER: 141232425
BUSINESS ADDRESS:
STREET 1: 300 WEST SIXTH ST
STREET 2: SUITE 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 5124851900
MAIL ADDRESS:
STREET 1: 300 WEST SIXTH ST
STREET 2: SUITE 2300
CITY: AUSTIN
STATE: TX
ZIP: 78701
4
1
rrd418988.xml
DISTRIBUTION
X0306
4
2014-11-14
1
0001361470
MAVENIR SYSTEMS INC
MVNR
0001250035
AV PARTNERS VIII LP
300 WEST 6TH STREET, SUITE 2300
AUSTIN
TX
78701-3902
0
0
1
0
0001136038
AUSTIN VENTURES VIII LP
300 WEST 6TH STREET, SUITE 2300
AUSTIN
TX
78701-3902
0
0
1
0
0001232296
ARAGONA JOSEPH C
300 WEST 6TH STREET, SUITE 2300
AUSTIN
TX
78701-3902
0
0
1
0
0001250010
DEANGELIS KENNETH P
300 WEST 6TH STREET, SUITE 2300
AUSTIN
TX
78701-3902
0
0
1
0
0001278614
PACITTI CHRISTOPHER A
300 WEST 6TH STREET, SUITE 2300
AUSTIN
TX
78701-3902
0
0
1
0
0001252914
THORNTON JOHN D
300 WEST 6TH STREET, SUITE 2300
AUSTIN
TX
78701-3902
0
0
1
0
Common Stock
2014-11-14
4
J
0
1250000
0
D
2850854
I
By Austin Ventures VIII, L.P.
Common Stock
2014-11-14
4
J
0
321875
0
A
321875
I
By AV Partners VIII, L.P.
Common Stock
2014-11-14
4
J
0
321875
0
D
0
I
By AV Partners VIII, L.P.
Common Stock
2014-11-14
4
J
0
47099
0
A
47099
D
Common Stock
2014-11-14
5
G
0
47099
0
D
0
D
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Austin Ventures VIII, L.P. ("AV VIII") without consideration to its limited partners and its general partner, AV Partners VIII, L.P. ("AVP VIII") (the "AV VIII Fund Distribution").
Shares held directly by AV VIII. AVP VIII, the general partner of AV VIII, may be deemed to have sole voting and dispositive power over the shares held by AV VIII. Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton and Christopher A. Pacitti are the general partners of AVP VIII and may be deemed to share voting and dispositive power over the shares held by AV VIII. Such persons and entities disclaim beneficial ownership of the shares held by AV VIII except to the extent of any pecuniary interest therein.
Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the AV VIII Fund Distribution.
Shares held directly by AVP VIII. Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton and Christopher A. Pacitti are the general partners of AVP VIII and may be deemed to share voting and dispositive power over the shares held by AVP VIII. Such persons and entities disclaim beneficial ownership of the shares held by AVP VIII except to the extent of any pecuniary interest therein.
Represents a pro-rata in-kind distribution of Common Stock of the Issuer by AVP VIII without consideration to its limited partners and general partners (the "AVP VIII GP Distribution").
Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the AVP VIII GP Distribution.
Shares held directly by Mr. Aragona.
Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton and Christopher A. Pacitti are the general partners of AVP VIII and may be deemed to have beneficial ownership of the shares held directly by AV VIII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pencuniary interest in such securities) other than any securities being reported herein as being directly owned by such person or entity. The filing of this report is not an admission that any Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
/s/ Kevin Kunz, for AV Partners VIII, L.P.
2014-11-18
/s/ Kevin Kunz, for Austin Ventures VIII, L.P.
2014-11-18
/s/ Kevin Kunz, for Joseph C. Aragona
2014-11-18
/s/ Kevin Kunz, for Kenneth P. DeAngelis
2014-11-18
/s/ Kevin Kunz, for Christopher A. Pacitti
2014-11-18
/s/ Kevin Kunz, for John D. Thornton
2014-11-18