0001181431-14-036678.txt : 20141118 0001181431-14-036678.hdr.sgml : 20141118 20141118164648 ACCESSION NUMBER: 0001181431-14-036678 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141114 FILED AS OF DATE: 20141118 DATE AS OF CHANGE: 20141118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAVENIR SYSTEMS INC CENTRAL INDEX KEY: 0001361470 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 INTERNATIONAL PARKWAY, SUITE 200 CITY: RICHARSON STATE: TX ZIP: 75081 BUSINESS PHONE: 469-916-4393 MAIL ADDRESS: STREET 1: 1700 INTERNATIONAL PARKWAY, SUITE 200 CITY: RICHARSON STATE: TX ZIP: 75081 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THORNTON JOHN D CENTRAL INDEX KEY: 0001252914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36171 FILM NUMBER: 141232420 MAIL ADDRESS: STREET 1: 300 WEST SIXTH ST., SUITE 2300 CITY: AUSTIN STATE: TX ZIP: 78701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PACITTI CHRISTOPHER A CENTRAL INDEX KEY: 0001278614 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36171 FILM NUMBER: 141232421 MAIL ADDRESS: STREET 1: 300 WEST SIXTH STREET STREET 2: SUITE 2300 CITY: AUSTIN STATE: TX ZIP: 78701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEANGELIS KENNETH P CENTRAL INDEX KEY: 0001250010 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36171 FILM NUMBER: 141232422 MAIL ADDRESS: STREET 1: 300 WEST SIXTH ST STE 2300 CITY: AUSTIN STATE: TX ZIP: 78701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARAGONA JOSEPH C CENTRAL INDEX KEY: 0001232296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36171 FILM NUMBER: 141232423 MAIL ADDRESS: STREET 1: C/O AUSTIN VENTURES STREET 2: 300 W. SIXTH ST., STE. 2300 CITY: AUSTIN STATE: TX ZIP: 78701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUSTIN VENTURES VIII LP CENTRAL INDEX KEY: 0001136038 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36171 FILM NUMBER: 141232424 BUSINESS ADDRESS: STREET 1: 300 WEST SIXTH STREET STREET 2: SUITE 2300 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 5124851900 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AV PARTNERS VIII LP CENTRAL INDEX KEY: 0001250035 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36171 FILM NUMBER: 141232425 BUSINESS ADDRESS: STREET 1: 300 WEST SIXTH ST STREET 2: SUITE 2300 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 5124851900 MAIL ADDRESS: STREET 1: 300 WEST SIXTH ST STREET 2: SUITE 2300 CITY: AUSTIN STATE: TX ZIP: 78701 4 1 rrd418988.xml DISTRIBUTION X0306 4 2014-11-14 1 0001361470 MAVENIR SYSTEMS INC MVNR 0001250035 AV PARTNERS VIII LP 300 WEST 6TH STREET, SUITE 2300 AUSTIN TX 78701-3902 0 0 1 0 0001136038 AUSTIN VENTURES VIII LP 300 WEST 6TH STREET, SUITE 2300 AUSTIN TX 78701-3902 0 0 1 0 0001232296 ARAGONA JOSEPH C 300 WEST 6TH STREET, SUITE 2300 AUSTIN TX 78701-3902 0 0 1 0 0001250010 DEANGELIS KENNETH P 300 WEST 6TH STREET, SUITE 2300 AUSTIN TX 78701-3902 0 0 1 0 0001278614 PACITTI CHRISTOPHER A 300 WEST 6TH STREET, SUITE 2300 AUSTIN TX 78701-3902 0 0 1 0 0001252914 THORNTON JOHN D 300 WEST 6TH STREET, SUITE 2300 AUSTIN TX 78701-3902 0 0 1 0 Common Stock 2014-11-14 4 J 0 1250000 0 D 2850854 I By Austin Ventures VIII, L.P. Common Stock 2014-11-14 4 J 0 321875 0 A 321875 I By AV Partners VIII, L.P. Common Stock 2014-11-14 4 J 0 321875 0 D 0 I By AV Partners VIII, L.P. Common Stock 2014-11-14 4 J 0 47099 0 A 47099 D Common Stock 2014-11-14 5 G 0 47099 0 D 0 D Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Austin Ventures VIII, L.P. ("AV VIII") without consideration to its limited partners and its general partner, AV Partners VIII, L.P. ("AVP VIII") (the "AV VIII Fund Distribution"). Shares held directly by AV VIII. AVP VIII, the general partner of AV VIII, may be deemed to have sole voting and dispositive power over the shares held by AV VIII. Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton and Christopher A. Pacitti are the general partners of AVP VIII and may be deemed to share voting and dispositive power over the shares held by AV VIII. Such persons and entities disclaim beneficial ownership of the shares held by AV VIII except to the extent of any pecuniary interest therein. Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the AV VIII Fund Distribution. Shares held directly by AVP VIII. Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton and Christopher A. Pacitti are the general partners of AVP VIII and may be deemed to share voting and dispositive power over the shares held by AVP VIII. Such persons and entities disclaim beneficial ownership of the shares held by AVP VIII except to the extent of any pecuniary interest therein. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by AVP VIII without consideration to its limited partners and general partners (the "AVP VIII GP Distribution"). Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the AVP VIII GP Distribution. Shares held directly by Mr. Aragona. Joseph C. Aragona, Kenneth P. DeAngelis, John D. Thornton and Christopher A. Pacitti are the general partners of AVP VIII and may be deemed to have beneficial ownership of the shares held directly by AV VIII. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pencuniary interest in such securities) other than any securities being reported herein as being directly owned by such person or entity. The filing of this report is not an admission that any Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. /s/ Kevin Kunz, for AV Partners VIII, L.P. 2014-11-18 /s/ Kevin Kunz, for Austin Ventures VIII, L.P. 2014-11-18 /s/ Kevin Kunz, for Joseph C. Aragona 2014-11-18 /s/ Kevin Kunz, for Kenneth P. DeAngelis 2014-11-18 /s/ Kevin Kunz, for Christopher A. Pacitti 2014-11-18 /s/ Kevin Kunz, for John D. Thornton 2014-11-18