0000919574-18-006614.txt : 20181011 0000919574-18-006614.hdr.sgml : 20181011 20181011181819 ACCESSION NUMBER: 0000919574-18-006614 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181011 FILED AS OF DATE: 20181011 DATE AS OF CHANGE: 20181011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COATUE PRIVATE FUND I LP CENTRAL INDEX KEY: 0001755729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38698 FILM NUMBER: 181119050 BUSINESS ADDRESS: STREET 1: COATUE HYBRID GP I LLC STREET 2: 9 WEST 57TH STREET, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-715-5100 MAIL ADDRESS: STREET 1: COATUE HYBRID GP I LLC STREET 2: 9 WEST 57TH STREET, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COATUE MANAGEMENT LLC CENTRAL INDEX KEY: 0001135730 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38698 FILM NUMBER: 181119051 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-715-5100 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: COATUE MANAGEMENT, L.L.C. DATE OF NAME CHANGE: 20111130 FORMER NAME: FORMER CONFORMED NAME: COATUE MANAGEMENT LLC DATE OF NAME CHANGE: 20010301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COATUE HYBRID GP I LLC CENTRAL INDEX KEY: 0001755730 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38698 FILM NUMBER: 181119052 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-715-5100 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAFFONT PHILIPPE CENTRAL INDEX KEY: 0001279618 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38698 FILM NUMBER: 181119053 MAIL ADDRESS: STREET 1: 126 EAST 56TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Anaplan, Inc. CENTRAL INDEX KEY: 0001540755 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270897861 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-742-8199 MAIL ADDRESS: STREET 1: 50 HAWTHORNE STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 3 1 ownership.xml X0206 3 2018-10-11 0 0001540755 Anaplan, Inc. PLAN 0001755729 COATUE PRIVATE FUND I LP 9 WEST 57TH STREET, 25TH FLOOR NEW YORK NY 10019 0 0 1 0 0001135730 COATUE MANAGEMENT LLC 9 WEST 57TH STREET, 25TH FLOOR NEW YORK NY 10019 0 0 1 0 0001755730 COATUE HYBRID GP I LLC 9 WEST 57TH STREET, 25TH FLOOR NEW YORK NY 10019 0 0 1 0 0001279618 LAFFONT PHILIPPE C/O COATUE MANAGEMENT, L.L.C. 9 WEST 57TH STREET, 25TH FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock, par value $0.0001 per share 1123752 D Common Stock, par value $0.0001 per share 2954998 I See Footnote Series A Convertible Preferred Stock Common Stock, par value $0.0001 per share 13748 D Series D Convertible Preferred Stock Common Stock, par value $0.0001 per share 3865889 D Series E Convertible Preferred Stock Common Stock, par value $0.0001 per share 99019 D The reported securities are held in the account of Coatue Private Fund I LP (the "Fund"), a private investment fund managed by Coatue Management, L.L.C. (the "Investment Manager"), and may be deemed to be beneficially owned by the Investment Manager, the general partner of the Fund, Coatue Hybrid GP I LLC (the "General Partner"), and by Philippe Laffont, managing member of the General Partner and who owns and controls the Investment Manager. The reported securities are held in the accounts of clients of the Investment Manager other than the Fund and may be deemed to be beneficially owned by the Investment Manager, as the investment manager to such clients, and Philippe Laffont who owns and controls the Investment Manager. The Series A, D and E convertible preferred stock is convertible into shares of the Issuer's Common Stock, par value $0.0001 per share ("Common Stock") on a 1-for-1 basis at any time at the holder's election and shall automatically convert into Common Stock immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date. Each of the Fund, the Investment Manager, the General Partner and Philippe Laffont (collectively, the "Reporting Persons") disclaims beneficial ownership in the securities reported on this Form 3 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Coatue Private Fund I LP By: Coatue Hybrid GP I LLC its General Partner By: /s/ Philippe Laffont, Managing Member 2018-10-11 Coatue Management, L.L.C. By: /s/ Philippe Laffont, Authorized Person 2018-10-11 Coatue Hybrid GP I LLC By: /s/ Philippe Laffont, Managing Member 2018-10-11 /s/ Philippe Laffont 2018-10-11