0000950123-23-010547.txt : 20231114 0000950123-23-010547.hdr.sgml : 20231114 20231114110003 ACCESSION NUMBER: 0000950123-23-010547 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRECEPT MANAGEMENT LLC CENTRAL INDEX KEY: 0001135631 IRS NUMBER: 752828851 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06383 FILM NUMBER: 231402650 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-880-7444 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001135631 XXXXXXXX 09-30-2023 09-30-2023 false Precept Management LLC

200 Crescent Court Suite 1450 Dallas TX 75201

13F HOLDINGS REPORT 028-06383 000114671 801-66256 N Nick Roossien 214-880-7444 /s/ Nick Roossien Dallas TX 11-14-2023 1 28 125698430 false 1 028-17846 000114671 801-66256 Precept Capital Management, L.P. INFORMATION TABLE 2 27854.xml INFORMATION TABLE FOR FORM 13F ACM RESH INC COM CL A 00108J109 543150 30000 SH DFND 1 0 30000 0 ADVANCED MICRO DEVICES INC COM 007903107 2056400 20000 SH DFND 1 0 20000 0 ADVANCED MICRO DEVICES INC COM 007903107 15423000 150000 SH Put DFND 1 0 150000 0 ADVISORSHARES TR PURE US CANNABIS 00768Y453 1191000 150000 SH Call DFND 1 0 0 0 ADVISORSHARES TR PURE US CANNABIS 00768Y453 1191000 150000 SH Put DFND 1 0 150000 0 AMAZON COM INC COM 023135106 4067840 32000 SH DFND 1 0 32000 0 APPLIED DIGITAL CORP COM NEW 038169207 624000 100000 SH DFND 1 0 100000 0 AZITRA INC COM 05479L104 75000 50000 SH DFND 1 0 50000 0 B. RILEY FINANCIAL INC COM 05580M108 204950 5000 SH DFND 1 0 5000 0 BIOTE CORP CLASS A COM 090683103 256000 50000 SH DFND 1 0 50000 0 CONTANGO ORE INC COM 21077F100 453500 25000 SH DFND 1 0 25000 0 EVOLV TECHNOLOGIES HLDNGS IN COM CL A 30049H102 121500 25000 SH DFND 1 0 25000 0 GRID DYNAMICS HLDGS INC CL A 39813G109 246036 20200 SH DFND 1 0 20200 0 INVESCO QQQ TR UNIT SER 1 46090E103 10389830 29000 SH DFND 1 0 29000 0 INVESCO QQQ TR UNIT SER 1 46090E103 25078900 70000 SH Put DFND 1 0 70000 0 ISHARES TR RUSSELL 2000 ETF 464287655 7970974 45100 SH DFND 1 0 45100 0 KRANESHARES TR CSI CHI INTERNET 500767306 5474000 200000 SH Put DFND 1 0 200000 0 LILIUM N V CLASS A ORD SHS N52586109 71330 100000 SH DFND 1 0 100000 0 LIVERAMP HLDGS INC COM 53815P108 721000 25000 SH DFND 1 0 25000 0 MICROSOFT CORP COM 594918104 2968050 9400 SH DFND 1 0 9400 0 NAVIGATOR HLDGS LTD SHS Y62132108 443100 30000 SH DFND 1 0 30000 0 NVIDIA CORPORATION COM 67066G104 1304970 3000 SH DFND 1 0 3000 0 PROS HOLDINGS INC COM 74346Y103 692400 20000 SH DFND 1 0 20000 0 SIGMA LITHIUM CORPORATION COM 826599102 324400 10000 SH DFND 1 0 10000 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 8549600 20000 SH DFND 1 0 20000 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 34198400 80000 SH Put DFND 1 0 80000 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 644000 35000 SH DFND 1 0 35000 0 VOX ROYALTY CORP COM 92919F103 414100 205000 SH DFND 1 0 205000 0