The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 337 | 1,000 | SH | DFND | 1 | 0 | 1,000 | 0 | |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | 5,467 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| AGCO CORP | COM | 001084102 | 1,460 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
| ALTENERGY ACQUISITION CORP | COM CL A | 02157M108 | 1,487 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
| ALTENERGY ACQUISITION CORP | *W EXP 10/29/202 | 02157M116 | 15 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | |
| AMAZON COM INC | COM | 023135106 | 6,227 | 1,910 | SH | DFND | 1 | 0 | 1,910 | 0 | |
| AMERICAN TOWER CORP NEW | COM | 03027X100 | 2,512 | 10,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 309 | 227,000 | SH | DFND | 1 | 0 | 227,000 | 0 | |
| BERRY CORP | COM | 08579X101 | 1,316 | 127,500 | SH | DFND | 1 | 0 | 127,500 | 0 | |
| CENTENNIAL RESOURCE DEV INC | CL A | 15136A102 | 807 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| DATTO HLDG CORP | COM | 23821D100 | 641 | 24,000 | SH | DFND | 1 | 0 | 24,000 | 0 | |
| DIGITAL TURBINE INC | COM NEW | 25400W102 | 219 | 5,000 | SH | DFND | 1 | 0 | 5,000 | 0 | |
| FEDERAL AGRIC MTG CORP | CL C | 313148306 | 1,519 | 14,000 | SH | DFND | 1 | 0 | 14,000 | 0 | |
| FIRST BANCORP P R | COM NEW | 318672706 | 1,614 | 123,055 | SH | DFND | 1 | 0 | 123,055 | 0 | |
| INNODATA INC | COM NEW | 457642205 | 70 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 | 2,558 | 10,000 | SH | Put | DFND | 1 | 0 | 10,000 | 0 |
| KEYARCH ACQUISITION CORP | ORD SHS CL A | G5260A104 | 343 | 35,000 | SH | DFND | 1 | 0 | 35,000 | 0 | |
| KEYARCH ACQUISITION CORP | *W EXP 01/24/202 | G5260A112 | 3 | 17,500 | SH | DFND | 1 | 0 | 17,500 | 0 | |
| KEYARCH ACQUISITION CORP | RIGHT 01/24/2027 | G5260A120 | 4 | 35,000 | SH | DFND | 1 | 0 | 35,000 | 0 | |
| KOSMOS ENERGY LTD | COM | 500688106 | 719 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| LAREDO PETROLEUM INC | COM | 516806205 | 791 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 5,580 | 18,100 | SH | DFND | 1 | 0 | 18,100 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 4,625 | 15,000 | SH | Put | DFND | 1 | 0 | 15,000 | 0 |
| NABORS INDUSTRIES LTD | SHS | G6359F137 | 1,527 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
| NEXPOINT DIVERSIFIED REL ET | COM NEW | 65340G205 | 295 | 18,652 | SH | DFND | 1 | 0 | 18,652 | 0 | |
| NUTRIEN LTD | COM | 67077M108 | 2,080 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
| OREILLY AUTOMOTIVE INC | COM | 67103H107 | 1,370 | 2,000 | SH | DFND | 1 | 0 | 2,000 | 0 | |
| PALO ALTO NETWORKS INC | COM | 697435105 | 3,237 | 5,200 | SH | DFND | 1 | 0 | 5,200 | 0 | |
| PFSWEB INC | COM NEW | 717098206 | 297 | 26,000 | SH | DFND | 1 | 0 | 26,000 | 0 | |
| PHX MINERALS INC | CL A | 69291A100 | 842 | 275,000 | SH | DFND | 1 | 0 | 275,000 | 0 | |
| POOL CORP | COM | 73278L105 | 2,114 | 5,000 | SH | DFND | 1 | 0 | 5,000 | 0 | |
| POPULAR INC | COM NEW | 733174700 | 1,708 | 20,900 | SH | DFND | 1 | 0 | 20,900 | 0 | |
| QUEST RESOURCE HLDG CORP | COM NEW | 74836W203 | 805 | 130,882 | SH | DFND | 1 | 0 | 130,882 | 0 | |
| ROC ENERGY ACQUISITION CORP | COMMON STOCK | 77118V108 | 99 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
| ROC ENERGY ACQUISITION CORP | RIGHT 11/30/2028 | 77118V116 | 2 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
| RPC INC | COM | 749660106 | 311 | 29,138 | SH | DFND | 1 | 0 | 29,138 | 0 | |
| SELECT ENERGY SVCS INC | CL A COM | 81617J301 | 1,350 | 157,500 | SH | DFND | 1 | 0 | 157,500 | 0 | |
| SPDR SER TR | S&P OILGAS EXP | 78468R556 | 20,183 | 150,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| STRATUS PPTYS INC | COM NEW | 863167201 | 3,619 | 84,000 | SH | DFND | 1 | 0 | 84,000 | 0 | |
| SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 744 | 35,000 | SH | DFND | 1 | 0 | 35,000 | 0 | |
| TITAN INTL INC ILL | COM | 88830M102 | 1,178 | 80,000 | SH | DFND | 1 | 0 | 80,000 | 0 | |
| UPLAND SOFTWARE INC | COM | 91544A109 | 2,465 | 140,000 | SH | Call | DFND | 0 | 0 | 0 | |
| VAALCO ENERGY INC | COM NEW | 91851C201 | 1,306 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 | 2,023 | 7,500 | SH | Put | DFND | 1 | 0 | 7,500 | 0 |
| WALKER & DUNLOP INC | COM | 93148P102 | 5,953 | 46,000 | SH | DFND | 1 | 0 | 46,000 | 0 | |
| WEATHERFORD INTL PLC | ORD SHS | G48833118 | 2,797 | 84,000 | SH | DFND | 1 | 0 | 84,000 | 0 | |