0000950123-22-002723.txt : 20220214 0000950123-22-002723.hdr.sgml : 20220214 20220214120006 ACCESSION NUMBER: 0000950123-22-002723 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRECEPT MANAGEMENT LLC CENTRAL INDEX KEY: 0001135631 IRS NUMBER: 752828851 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06383 FILM NUMBER: 22627757 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-880-7444 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001135631 XXXXXXXX 12-31-2021 12-31-2021 false Precept Management LLC

200 Crescent Court Suite 1450 Dallas TX 75201

13F HOLDINGS REPORT 028-06383 N Nick Roossien 214-880-7444 /s/ Nick Roossien Dallas TX 02-14-2022 1 55 253988 false 1 028-17846 Precept Capital Management, L.P. INFORMATION TABLE 2 10135.xml INFORMATION TABLE FOR FORM 13F ADVANCED MICRO DEVICES INC COM 007903107 11512 80000 SH DFND 1 0 80000 0 ADVANCED MICRO DEVICES INC COM 007903107 14390 100000 SH Put DFND 1 0 100000 0 ALTENERGY ACQUISITION CORP COM CL A 02157M108 1478 150000 SH DFND 1 0 150000 0 AMAZON COM INC COM 023135106 6369 1910 SH DFND 1 0 1910 0 AMAZON COM INC COM 023135106 6002 1800 SH Put DFND 1 0 1800 0 AMERICAN TOWER CORP NEW COM 03027X100 137 10000 SH Call DFND 1 0 0 0 AMPLITECH GROUP INC COM NEW 03211Q200 339 86000 SH DFND 1 0 86000 0 B. RILEY FINANCIAL INC COM 05580M108 1333 15000 SH DFND 1 0 15000 0 BOOT BARN HLDGS INC COM 099406100 738 6000 SH DFND 1 0 6000 0 BOOT BARN HLDGS INC COM 099406100 2461 20000 SH Call DFND 1 0 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 4457 52000 SH DFND 1 0 52000 0 CHARLES RIV LABS INTL INC COM 159864107 4936 13100 SH DFND 1 0 13100 0 CHARLES RIV LABS INTL INC COM 159864107 5275 14000 SH Put DFND 1 0 14000 0 COINBASE GLOBAL INC COM CL A 19260Q107 1305 5170 SH DFND 1 0 5170 0 COMPOSECURE INC COM CL A 20459V105 242 29500 SH DFND 1 0 29500 0 COSTCO WHSL CORP NEW COM 22160K105 1538 2710 SH DFND 1 0 2710 0 CRYOPORT INC COM PAR $0.001 229050307 888 15000 SH DFND 1 0 15000 0 CUE BIOPHARMA INC COM 22978P106 396 35000 SH DFND 1 0 35000 0 DIGITAL TURBINE INC COM NEW 25400W102 1464 24000 SH DFND 1 0 24000 0 FEDERAL AGRIC MTG CORP CL C 313148306 1363 11000 SH DFND 1 0 11000 0 FIRST BANCORP P R COM NEW 318672706 1282 93055 SH DFND 1 0 93055 0 FTS INTERNATIONAL INC COM NEW CL A 30283W302 2604 99200 SH DFND 1 0 99200 0 GENERAC HLDGS INC COM 368736104 4223 12000 SH DFND 1 0 12000 0 GENERAC HLDGS INC COM 368736104 3519 10000 SH Call DFND 1 0 0 0 HEICO CORP NEW COM 422806109 5048 35000 SH DFND 1 0 35000 0 INTEST CORP COM 461147100 382 30000 SH DFND 1 0 30000 0 INTEST CORP COM 461147100 28 2200 SH Put DFND 1 0 2200 0 INVESCO QQQ TR UNIT SER 1 46090E103 99463 250000 SH Call DFND 1 0 0 0 JACOBS ENGR GROUP IN COM 469814107 4734 34000 SH DFND 1 0 34000 0 JACOBS ENGR GROUP IN COM 469814107 2785 20000 SH Put DFND 1 0 20000 0 KRANESHARES TR GLOBAL CARB STRA 500767678 611 12000 SH DFND 1 0 12000 0 MARATHON DIGITAL HOLDINGS IN COM 565788106 394 12000 SH Call DFND 1 0 0 0 MICROSOFT CORP COM 594918104 6054 18000 SH DFND 1 0 18000 0 MICROSOFT CORP COM 594918104 6726 20000 SH Put DFND 1 0 20000 0 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 2145 31000 SH DFND 1 0 31000 0 NETFLIX INC COM 64110L106 1205 2000 SH DFND 1 0 2000 0 NEXPOINT DIVERSIFIED REL ET COM NEW 65340G205 253 18652 SH DFND 1 0 18652 0 PALO ALTO NETWORKS INC COM 697435105 2895 5200 SH DFND 1 0 5200 0 PALO ALTO NETWORKS INC COM 697435105 2784 5000 SH Put DFND 1 0 5000 0 POOL CORP COM 73278L105 8094 14300 SH DFND 1 0 14300 0 POPULAR INC COM NEW 733174700 1304 15900 SH DFND 1 0 15900 0 REDBOX ENTERTAINMENT INC *W EXP 12/15/202 75724T111 31 30000 SH DFND 1 0 30000 0 ROC ENERGY ACQUISITION CORP COMMON STOCK 77118V108 101 10000 SH DFND 1 0 10000 0 SALESFORCE COM INC COM 79466L302 2541 10000 SH DFND 1 0 10000 0 SNOWFLAKE INC CL A 833445109 762 2250 SH DFND 1 0 2250 0 SONIC AUTOMOTIVE INC CL A 83545G102 1484 30000 SH DFND 1 0 30000 0 STRATUS PPTYS INC COM NEW 863167201 1390 38000 SH DFND 1 0 38000 0 TANDEM DIABETES CARE INC COM NEW 875372203 1355 9000 SH DFND 1 0 9000 0 TUESDAY MORNING CORP COM 89904V101 122 53467 SH DFND 1 0 53467 0 TYLER TECHNOLOGIES INC COM 902252105 3335 6200 SH DFND 1 0 6200 0 TYLER TECHNOLOGIES INC COM 902252105 2152 4000 SH Put DFND 1 0 4000 0 UPLAND SOFTWARE INC COM 91544A109 2512 140000 SH Call DFND 1 0 0 0 VAALCO ENERGY INC COM NEW 91851C201 351 109208 SH DFND 1 0 109208 0 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 9264 30000 SH Put DFND 1 0 30000 0 WALKER & DUNLOP INC COM 93148P102 5432 36000 SH DFND 1 0 36000 0