0000950123-21-011258.txt : 20210816 0000950123-21-011258.hdr.sgml : 20210816 20210816125942 ACCESSION NUMBER: 0000950123-21-011258 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRECEPT MANAGEMENT LLC CENTRAL INDEX KEY: 0001135631 IRS NUMBER: 752828851 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06383 FILM NUMBER: 211176261 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-880-7444 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001135631 XXXXXXXX 06-30-2021 06-30-2021 false Precept Management LLC

200 Crescent Court Suite 1450 Dallas TX 75201

13F HOLDINGS REPORT 028-06383 N Nick Roossien 214-880-7444 /s/ Nick Roossien Dallas TX 08-16-2021 1 72 238119 false 1 028-17846 Precept Capital Management, L.P. INFORMATION TABLE 2 5671.xml INFORMATION TABLE FOR FORM 13F 1 800 FLOWERS COM INC CL A 68243Q106 1084 34000 SH DFND 1 0 34000 0 ADVANCED MICRO DEVICES INC COM 007903107 7515 80000 SH DFND 1 0 80000 0 ADVANCED MICRO DEVICES INC COM 007903107 1879 20000 SH Call DFND 1 0 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2818 30000 SH Put DFND 1 0 2818 0 AMAZON COM INC COM 023135106 6571 1910 SH DFND 1 0 1910 0 AMAZON COM INC COM 023135106 6880 2000 SH Call DFND 1 0 0 0 AMAZON COM INC COM 023135106 8600 2500 SH Put DFND 1 0 8600 0 APTOSE BIOSCIENCES INC COM NEW 03835T200 664 200000 SH DFND 1 0 200000 0 ASHFORD HOSPITALITY TR INC COM SHS 044103877 182 40000 SH DFND 1 0 40000 0 AUTODESK INC COM 052769106 992 3400 SH DFND 1 0 3400 0 B. RILEY FINANCIAL INC COM 05580M108 2869 38000 SH DFND 1 0 38000 0 BUILDERS FIRSTSOURCE INC COM 12008R107 1536 36000 SH DFND 1 0 36000 0 CATERPILLAR INC COM 149123101 1088 5000 SH DFND 1 0 5000 0 CHARLES RIV LABS INTL INC COM 159864107 4846 13100 SH DFND 1 0 13100 0 CHARLES RIV LABS INTL INC COM 159864107 7398 20000 SH Put DFND 1 0 7398 0 CHEVRON CORP NEW COM 166764100 2095 20000 SH DFND 1 0 20000 0 CLEAN ENERGY FUELS CORP COM 184499101 508 50000 SH Call DFND 1 0 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 550 2170 SH DFND 1 0 2170 0 CRYOPORT INC COM PAR $0.001 229050307 947 15000 SH DFND 1 0 15000 0 CRYOPORT INC COM PAR $0.001 229050307 1104 17500 SH Put DFND 1 0 1104 0 CUE BIOPHARMA INC COM 22978P106 408 35000 SH DFND 1 0 35000 0 DATADOG INC CL A COM 23804L103 2290 22000 SH DFND 1 0 22000 0 DATADOG INC CL A COM 23804L103 2602 25000 SH Put DFND 1 0 2602 0 DIAMONDBACK ENERGY INC COM 25278X109 1314 14000 SH DFND 1 0 14000 0 DIGITAL TURBINE INC COM NEW 25400W102 1825 24000 SH DFND 1 0 24000 0 DISH NETWORK CORPORATION CL A 25470M109 5016 120000 SH Call DFND 1 0 0 0 DOCUSIGN INC COM 256163106 280 1000 SH DFND 1 0 1000 0 EXXON MOBIL CORP COM 30231G102 2523 40000 SH DFND 1 0 40000 0 FASTLY INC CL A 31188V100 2980 50000 SH Put DFND 1 0 2980 0 FIVE9 INC COM 338307101 917 5000 SH DFND 1 0 5000 0 FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 671 20000 SH DFND 1 0 20000 0 FTS INTERNATIONAL INC COM NEW CL A 30283W302 2023 71516 SH DFND 1 0 71516 0 GENERAC HLDGS INC COM 368736104 4982 12000 SH DFND 1 0 12000 0 GENERAC HLDGS INC COM 368736104 4152 10000 SH Put DFND 1 0 4152 0 GRAND CANYON ED INC COM 38526M106 2699 30000 SH DFND 1 0 30000 0 GRAND CANYON ED INC COM 38526M106 990 11000 SH Call DFND 1 0 0 0 HEALTHCARE SERVICES ACQU COR UNIT 11/18/2023 42227K203 251 25000 SH DFND 1 0 25000 0 HEICO CORP NEW COM 422806109 4880 35000 SH DFND 1 0 35000 0 HEICO CORP NEW COM 422806109 5577 40000 SH Put DFND 1 0 5577 0 INSPIRED ENTMT INC COM 45782N108 255 20000 SH DFND 1 0 20000 0 INTEST CORP COM 461147100 1677 100000 SH DFND 1 0 100000 0 JACOBS ENGR GROUP INC COM 469814107 4536 34000 SH DFND 1 0 34000 0 KALEYRA INC COM 483379103 955 78000 SH DFND 1 0 78000 0 LIBERTY OILFIELD SVCS INC COM CL A 53115L104 283 20000 SH DFND 1 0 20000 0 MICROSOFT CORP COM 594918104 4876 18000 SH DFND 1 0 18000 0 MUDRICK CAPITAL ACQU CORP II COM CL A 62477L107 623 50000 SH DFND 1 0 50000 0 NETFLIX INC COM 64110L106 1056 2000 SH DFND 1 0 2000 0 NETFLIX INC COM 64110L106 5282 10000 SH Put DFND 1 0 5282 0 OSI SYSTEMS INC COM 671044105 711 7000 SH DFND 1 0 7000 0 PALO ALTO NETWORKS INC COM 697435105 1929 5200 SH DFND 1 0 5200 0 PAYPAL HLDGS INC COM 70450Y103 1501 5150 SH DFND 1 0 5150 0 POOL CORP COM 73278L105 4266 9300 SH DFND 1 0 9300 0 REKOR SYSTEMS INC COM 759419104 1016 100000 SH Call DFND 1 0 0 0 RPC INC COM 749660106 327 65962 SH DFND 1 0 65962 0 SALESFORCE COM INC COM 79466L302 4885 20000 SH DFND 1 0 20000 0 SALESFORCE COM INC COM 79466L302 4885 20000 SH Put DFND 1 0 4885 0 SEAPORT GLOBAL ACQUISITN COR UNIT 99/99/9999 812227205 1073 100000 SH DFND 1 0 100000 0 SERVICENOW INC COM 81762P102 1649 3000 SH DFND 1 0 3000 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 74911 175000 SH Put DFND 1 0 74911 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 359 100000 SH DFND 1 0 100000 0 TANDEM DIABETES CARE INC COM NEW 875372203 877 9000 SH DFND 1 0 9000 0 TFF PHARMACEUTICALS INC COM 87241J104 144 15000 SH DFND 1 0 15000 0 TIPTREE INC COM 88822Q103 905 97300 SH DFND 1 0 97300 0 TYLER TECHNOLOGIES INC COM 902252105 2805 6200 SH DFND 1 0 6200 0 U S SILICA HLDGS INC COM 90346E103 794 68650 SH DFND 1 0 68650 0 UPLAND SOFTWARE INC COM 91544A109 1822 44248 SH DFND 1 0 44248 0 UPLAND SOFTWARE INC COM 91544A109 823 20000 SH Call DFND 1 0 0 0 VAALCO ENERGY INC COM NEW 91851C201 1150 353900 SH DFND 1 0 353900 0 VERSO CORP CL A 92531L207 593 33500 SH DFND 1 0 33500 0 WALKER & DUNLOP INC COM 93148P102 2035 19500 SH DFND 1 0 19500 0 WALKER & DUNLOP INC COM 93148P102 1566 15000 SH Call DFND 1 0 0 0 WALKER & DUNLOP INC COM 93148P102 1044 10000 SH Put DFND 1 0 1044 0