The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | 6,280 | 80,000 | SH | DFND | 1 | 0 | 80,000 | 0 | |
| AMAZON COM INC | COM | 023135106 | 5,910 | 1,910 | SH | DFND | 1 | 0 | 1,910 | 0 | |
| APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 1,976 | 330,766 | SH | DFND | 1 | 0 | 330,766 | 0 | |
| B. RILEY FINANCIAL INC | COM | 05580M108 | 3,879 | 68,801 | SH | DFND | 1 | 0 | 68,801 | 0 | |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 | 1,669 | 36,000 | SH | DFND | 1 | 0 | 36,000 | 0 | |
| CHARLES RIV LABS INTL INC | COM | 159864107 | 4,058 | 14,000 | SH | DFND | 1 | 0 | 14,000 | 0 | |
| CRYOPORT INC | COM PAR $0.001 | 229050307 | 2,080 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
| CUE BIOPHARMA INC | COM | 22978P106 | 427 | 35,000 | SH | DFND | 1 | 0 | 35,000 | 0 | |
| DIGITAL TURBINE INC | COM NEW | 25400W102 | 1,929 | 24,000 | SH | DFND | 1 | 0 | 24,000 | 0 | |
| DMC GLOBAL INC | COM | 23291C103 | 1,671 | 30,790 | SH | DFND | 1 | 0 | 30,790 | 0 | |
| FATHOM HOLDINGS INC | COM | 31189V109 | 440 | 12,000 | SH | DFND | 1 | 0 | 12,000 | 0 | |
| FIVE9 INC | COM | 338307101 | 782 | 5,000 | SH | DFND | 1 | 0 | 5,000 | 0 | |
| FTS INTERNATIONAL INC | COM NEW CL A | 30283W302 | 2,450 | 99,050 | SH | DFND | 1 | 0 | 99,050 | 0 | |
| GENERAC HLDGS INC | COM | 368736104 | 4,257 | 13,000 | SH | DFND | 1 | 0 | 13,000 | 0 | |
| GRAND CANYON ED INC | COM | 38526M106 | 3,213 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| GRAND CANYON ED INC | COM | 38526M106 | 1,178 | 11,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| HACKETT GROUP INC | COM | 404609109 | 967 | 59,000 | SH | DFND | 1 | 0 | 59,000 | 0 | |
| HEALTHCARE SERVICES ACQU COR | UNIT 11/18/2023 | 42227K203 | 251 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
| HEICO CORP NEW | COM | 422806109 | 4,403 | 35,000 | SH | DFND | 1 | 0 | 35,000 | 0 | |
| HEICO CORP NEW | COM | 422806109 | 3,145 | 25,000 | SH | Put | DFND | 1 | 0 | 25,000 | 0 |
| INTEST CORP | COM | 461147100 | 2,362 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 31,913 | 100,000 | SH | Put | DFND | 1 | 0 | 100,000 | 0 |
| JACOBS ENGR GROUP INC | COM | 469814107 | 4,395 | 34,000 | SH | DFND | 1 | 0 | 34,000 | 0 | |
| JACOBS ENGR GROUP INC | COM | 469814107 | 5,171 | 40,000 | SH | Put | DFND | 1 | 0 | 40,000 | 0 |
| MICROSOFT CORP | COM | 594918104 | 4,244 | 18,000 | SH | DFND | 1 | 0 | 18,000 | 0 | |
| NETFLIX INC | COM | 64110L106 | 1,043 | 2,000 | SH | DFND | 1 | 0 | 2,000 | 0 | |
| NEXTIER OILFIELD SOLUTIONS | COM | 65290C105 | 1,648 | 442,900 | SH | DFND | 1 | 0 | 442,900 | 0 | |
| OSI SYSTEMS INC | COM | 671044105 | 673 | 7,000 | SH | DFND | 1 | 0 | 7,000 | 0 | |
| PALO ALTO NETWORKS INC | COM | 697435105 | 644 | 2,000 | SH | DFND | 1 | 0 | 2,000 | 0 | |
| PAYPAL HLDGS INC | COM | 70450Y103 | 729 | 3,000 | SH | DFND | 1 | 0 | 3,000 | 0 | |
| PAYPAL HLDGS INC | COM | 70450Y103 | 2,428 | 10,000 | SH | Put | DFND | 1 | 0 | 10,000 | 0 |
| POOL CORP | COM | 73278L105 | 3,107 | 9,000 | SH | DFND | 1 | 0 | 9,000 | 0 | |
| PROFIRE ENERGY INC | COM | 74316X101 | 352 | 320,000 | SH | DFND | 1 | 0 | 320,000 | 0 | |
| PROSHARES TR | SHRT HGH YIELD | 74347R131 | 664 | 35,997 | SH | DFND | 1 | 0 | 35,997 | 0 | |
| QUEST RESOURCE HLDG CORP | COM NEW | 74836W203 | 678 | 173,865 | SH | DFND | 1 | 0 | 173,865 | 0 | |
| RPC INC | COM | 749660106 | 896 | 165,962 | SH | DFND | 1 | 0 | 165,962 | 0 | |
| SALESFORCE COM INC | COM | 79466L302 | 5,297 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
| SEAPORT GLOBAL ACQUISITN COR | UNIT 99/99/9999 | 812227205 | 1,033 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| SERVICENOW INC | COM | 81762P102 | 650 | 1,300 | SH | DFND | 1 | 0 | 1,300 | 0 | |
| SILVERGATE CAP CORP | CL A | 82837P408 | 334 | 2,350 | SH | DFND | 1 | 0 | 2,350 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 667 | 1,684 | SH | DFND | 1 | 0 | 1,684 | 0 | |
| TFF PHARMACEUTICALS INC | COM | 87241J104 | 1,456 | 107,300 | SH | DFND | 1 | 0 | 107,300 | 0 | |
| TYLER TECHNOLOGIES INC | COM | 902252105 | 2,123 | 5,000 | SH | DFND | 1 | 0 | 5,000 | 0 | |
| TYLER TECHNOLOGIES INC | COM | 902252105 | 12,736 | 30,000 | SH | Put | DFND | 1 | 0 | 30,000 | 0 |
| U S SILICA HLDGS INC | COM | 90346E103 | 1,225 | 99,666 | SH | DFND | 1 | 0 | 99,666 | 0 | |
| UPLAND SOFTWARE INC | COM | 91544A109 | 2,149 | 45,548 | SH | DFND | 1 | 0 | 45,548 | 0 | |
| WALKER & DUNLOP INC | COM | 93148P102 | 4,007 | 39,000 | SH | DFND | 1 | 0 | 39,000 | 0 | |
| WALKER & DUNLOP INC | COM | 93148P102 | 3,082 | 30,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |