0000950123-21-006903.txt : 20210517 0000950123-21-006903.hdr.sgml : 20210517 20210517120202 ACCESSION NUMBER: 0000950123-21-006903 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRECEPT MANAGEMENT LLC CENTRAL INDEX KEY: 0001135631 IRS NUMBER: 752828851 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06383 FILM NUMBER: 21928826 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-880-7444 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001135631 XXXXXXXX 03-31-2021 03-31-2021 false Precept Management LLC

200 Crescent Court Suite 1450 Dallas TX 75201

13F HOLDINGS REPORT 028-06383 N Nick Roossien 214-880-7444 /s/ Nick Roossien Dallas TX 05-17-2021 1 48 146671 false 1 028-17846 Precept Capital Management, L.P. INFORMATION TABLE 2 4461.xml INFORMATION TABLE FOR FORM 13F ADVANCED MICRO DEVICES INC COM 007903107 6280 80000 SH DFND 1 0 80000 0 AMAZON COM INC COM 023135106 5910 1910 SH DFND 1 0 1910 0 APTOSE BIOSCIENCES INC COM NEW 03835T200 1976 330766 SH DFND 1 0 330766 0 B. RILEY FINANCIAL INC COM 05580M108 3879 68801 SH DFND 1 0 68801 0 BUILDERS FIRSTSOURCE INC COM 12008R107 1669 36000 SH DFND 1 0 36000 0 CHARLES RIV LABS INTL INC COM 159864107 4058 14000 SH DFND 1 0 14000 0 CRYOPORT INC COM PAR $0.001 229050307 2080 40000 SH DFND 1 0 40000 0 CUE BIOPHARMA INC COM 22978P106 427 35000 SH DFND 1 0 35000 0 DIGITAL TURBINE INC COM NEW 25400W102 1929 24000 SH DFND 1 0 24000 0 DMC GLOBAL INC COM 23291C103 1671 30790 SH DFND 1 0 30790 0 FATHOM HOLDINGS INC COM 31189V109 440 12000 SH DFND 1 0 12000 0 FIVE9 INC COM 338307101 782 5000 SH DFND 1 0 5000 0 FTS INTERNATIONAL INC COM NEW CL A 30283W302 2450 99050 SH DFND 1 0 99050 0 GENERAC HLDGS INC COM 368736104 4257 13000 SH DFND 1 0 13000 0 GRAND CANYON ED INC COM 38526M106 3213 30000 SH DFND 1 0 30000 0 GRAND CANYON ED INC COM 38526M106 1178 11000 SH Call DFND 1 0 0 0 HACKETT GROUP INC COM 404609109 967 59000 SH DFND 1 0 59000 0 HEALTHCARE SERVICES ACQU COR UNIT 11/18/2023 42227K203 251 25000 SH DFND 1 0 25000 0 HEICO CORP NEW COM 422806109 4403 35000 SH DFND 1 0 35000 0 HEICO CORP NEW COM 422806109 3145 25000 SH Put DFND 1 0 25000 0 INTEST CORP COM 461147100 2362 200000 SH DFND 1 0 200000 0 INVESCO QQQ TR UNIT SER 1 46090E103 31913 100000 SH Put DFND 1 0 100000 0 JACOBS ENGR GROUP INC COM 469814107 4395 34000 SH DFND 1 0 34000 0 JACOBS ENGR GROUP INC COM 469814107 5171 40000 SH Put DFND 1 0 40000 0 MICROSOFT CORP COM 594918104 4244 18000 SH DFND 1 0 18000 0 NETFLIX INC COM 64110L106 1043 2000 SH DFND 1 0 2000 0 NEXTIER OILFIELD SOLUTIONS COM 65290C105 1648 442900 SH DFND 1 0 442900 0 OSI SYSTEMS INC COM 671044105 673 7000 SH DFND 1 0 7000 0 PALO ALTO NETWORKS INC COM 697435105 644 2000 SH DFND 1 0 2000 0 PAYPAL HLDGS INC COM 70450Y103 729 3000 SH DFND 1 0 3000 0 PAYPAL HLDGS INC COM 70450Y103 2428 10000 SH Put DFND 1 0 10000 0 POOL CORP COM 73278L105 3107 9000 SH DFND 1 0 9000 0 PROFIRE ENERGY INC COM 74316X101 352 320000 SH DFND 1 0 320000 0 PROSHARES TR SHRT HGH YIELD 74347R131 664 35997 SH DFND 1 0 35997 0 QUEST RESOURCE HLDG CORP COM NEW 74836W203 678 173865 SH DFND 1 0 173865 0 RPC INC COM 749660106 896 165962 SH DFND 1 0 165962 0 SALESFORCE COM INC COM 79466L302 5297 25000 SH DFND 1 0 25000 0 SEAPORT GLOBAL ACQUISITN COR UNIT 99/99/9999 812227205 1033 100000 SH DFND 1 0 100000 0 SERVICENOW INC COM 81762P102 650 1300 SH DFND 1 0 1300 0 SILVERGATE CAP CORP CL A 82837P408 334 2350 SH DFND 1 0 2350 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 667 1684 SH DFND 1 0 1684 0 TFF PHARMACEUTICALS INC COM 87241J104 1456 107300 SH DFND 1 0 107300 0 TYLER TECHNOLOGIES INC COM 902252105 2123 5000 SH DFND 1 0 5000 0 TYLER TECHNOLOGIES INC COM 902252105 12736 30000 SH Put DFND 1 0 30000 0 U S SILICA HLDGS INC COM 90346E103 1225 99666 SH DFND 1 0 99666 0 UPLAND SOFTWARE INC COM 91544A109 2149 45548 SH DFND 1 0 45548 0 WALKER & DUNLOP INC COM 93148P102 4007 39000 SH DFND 1 0 39000 0 WALKER & DUNLOP INC COM 93148P102 3082 30000 SH Call DFND 1 0 0 0