The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | 9,171 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | 22,928 | 250,000 | SH | Put | DFND | 1 | 0 | 250,000 | 0 |
| AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 245 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
| AMAZON COM INC | COM | 023135106 | 16,285 | 5,000 | SH | DFND | 1 | 0 | 5,000 | 0 | |
| APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 1,930 | 440,696 | SH | DFND | 1 | 0 | 440,696 | 0 | |
| B. RILEY FINANCIAL INC | COM | 05580M108 | 884 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
| CHARLES RIV LABS INTL INC | COM | 159864107 | 22,487 | 90,000 | SH | DFND | 1 | 0 | 90,000 | 0 | |
| CHEMBIO DIAGNOSTICS INC | COM NEW | 163572209 | 713 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
| COHU INC | COM | 192576106 | 382 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 1,165 | 5,500 | SH | DFND | 1 | 0 | 5,500 | 0 | |
| CRYOPORT INC | COM PAR $0.001 | 229050307 | 1,338 | 30,500 | SH | DFND | 1 | 0 | 30,500 | 0 | |
| CUE BIOPHARMA INC | COM | 22978P106 | 1,877 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
| DIGITAL TURBINE INC | COM NEW | 25400W102 | 1,357 | 24,000 | SH | DFND | 1 | 0 | 24,000 | 0 | |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 14,450 | 737,600 | SH | DFND | 1 | 0 | 737,600 | 0 | |
| FATHOM HOLDINGS INC | COM | 31189V109 | 1,081 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| FISERV INC | COM | 337738108 | 2,847 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
| FIVE9 INC | COM | 338307101 | 8,720 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| GAMESTOP CORP NEW | CL A | 36467W109 | 19 | 1,000 | SH | DFND | 1 | 0 | 1,000 | 0 | |
| GAMESTOP CORP NEW | CL A | 36467W109 | 9,420 | 500,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| GENERAC HLDGS INC | COM | 368736104 | 2,729 | 12,000 | SH | DFND | 1 | 0 | 12,000 | 0 | |
| GLU MOBILE INC | COM | 379890106 | 5,038 | 559,200 | SH | DFND | 1 | 0 | 559,200 | 0 | |
| GRAND CANYON ED INC | COM | 38526M106 | 2,793 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| HEALTHCARE SERVICES ACQU COR | UNIT 11/18/2023 | 42227K203 | 256 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
| HEICO CORP NEW | COM | 422806109 | 6,157 | 46,500 | SH | DFND | 1 | 0 | 46,500 | 0 | |
| INFINERA CORP | COM | 45667G103 | 1,247 | 119,000 | SH | DFND | 1 | 0 | 119,000 | 0 | |
| JACOBS ENGR GROUP INC | COM | 469814107 | 1,961 | 18,000 | SH | DFND | 1 | 0 | 18,000 | 0 | |
| LGI HOMES INC | COM | 50187T106 | 3,271 | 30,900 | SH | DFND | 1 | 0 | 30,900 | 0 | |
| LGI HOMES INC | COM | 50187T106 | 2,646 | 25,000 | SH | Put | DFND | 1 | 0 | 25,000 | 0 |
| LHC GROUP INC | COM | 50187A107 | 1,003 | 4,700 | SH | DFND | 1 | 0 | 4,700 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 4,004 | 18,000 | SH | DFND | 1 | 0 | 18,000 | 0 | |
| NETFLIX INC | COM | 64110L106 | 1,081 | 2,000 | SH | DFND | 1 | 0 | 2,000 | 0 | |
| PALO ALTO NETWORKS INC | COM | 697435105 | 1,635 | 4,600 | SH | DFND | 1 | 0 | 4,600 | 0 | |
| PAYPAL HLDGS INC | COM | 70450Y103 | 2,342 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
| PENNYMAC FINL SVCS INC NEW | COM | 70932M107 | 722 | 11,000 | SH | DFND | 1 | 0 | 11,000 | 0 | |
| PLUG POWER INC | COM NEW | 72919P202 | 712 | 21,000 | SH | DFND | 1 | 0 | 21,000 | 0 | |
| PURPLE INNOVATION INC | COM | 74640Y106 | 329 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
| PURPLE INNOVATION INC | COM | 74640Y106 | 1,976 | 60,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| QUEST RESOURCE HLDG CORP | COM NEW | 74836W203 | 398 | 173,865 | SH | DFND | 1 | 0 | 173,865 | 0 | |
| SALESFORCE COM INC | COM | 79466L302 | 13,574 | 61,000 | SH | DFND | 1 | 0 | 61,000 | 0 | |
| SEAPORT GLOBAL ACQUISITN COR | UNIT 99/99/9999 | 812227205 | 1,045 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| SERVICENOW INC | COM | 81762P102 | 20,586 | 37,400 | SH | DFND | 1 | 0 | 37,400 | 0 | |
| SMITH & WESSON BRANDS INC | COM | 831754106 | 710 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
| SPDR SER TR | S&P REGL BKG | 78464A698 | 1,766 | 34,000 | SH | DFND | 1 | 0 | 34,000 | 0 | |
| STAMPS COM INC | COM NEW | 852857200 | 2,158 | 11,000 | SH | DFND | 1 | 0 | 11,000 | 0 | |
| TELOS CORP MD | COM | 87969B101 | 1,154 | 35,000 | SH | DFND | 1 | 0 | 35,000 | 0 | |
| TFF PHARMACEUTICALS INC | COM | 87241J104 | 2,148 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
| TYLER TECHNOLOGIES INC | COM | 902252105 | 13,096 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| TYLER TECHNOLOGIES INC | COM | 902252105 | 6,548 | 15,000 | SH | Put | DFND | 1 | 0 | 15,000 | 0 |
| ULTRA CLEAN HLDGS INC | COM | 90385V107 | 1,402 | 45,000 | SH | DFND | 1 | 0 | 45,000 | 0 | |
| UPLAND SOFTWARE INC | COM | 91544A109 | 9,891 | 215,548 | SH | DFND | 1 | 0 | 215,548 | 0 | |
| UPLAND SOFTWARE INC | COM | 91544A109 | 11,473 | 250,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| WALKER & DUNLOP INC | COM | 93148P102 | 3,589 | 39,000 | SH | DFND | 1 | 0 | 39,000 | 0 | |