0000950123-21-002549.txt : 20210216 0000950123-21-002549.hdr.sgml : 20210216 20210216120211 ACCESSION NUMBER: 0000950123-21-002549 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRECEPT MANAGEMENT LLC CENTRAL INDEX KEY: 0001135631 IRS NUMBER: 752828851 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06383 FILM NUMBER: 21634712 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-880-7444 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001135631 XXXXXXXX 12-31-2020 12-31-2020 false Precept Management LLC

200 Crescent Court Suite 1450 Dallas TX 75201

13F HOLDINGS REPORT 028-06383 N Nick Roossien 214-880-7444 /s/ Nick Roossien Dallas TX 02-16-2021 1 52 246739 false 1 028-17846 Precept Capital Management, L.P. INFORMATION TABLE 2 3141.xml INFORMATION TABLE FOR FORM 13F ADVANCED MICRO DEVICES INC COM 007903107 9171 100000 SH DFND 1 0 100000 0 ADVANCED MICRO DEVICES INC COM 007903107 22928 250000 SH Put DFND 1 0 250000 0 AKOUSTIS TECHNOLOGIES INC COM 00973N102 245 20000 SH DFND 1 0 20000 0 AMAZON COM INC COM 023135106 16285 5000 SH DFND 1 0 5000 0 APTOSE BIOSCIENCES INC COM NEW 03835T200 1930 440696 SH DFND 1 0 440696 0 B. RILEY FINANCIAL INC COM 05580M108 884 20000 SH DFND 1 0 20000 0 CHARLES RIV LABS INTL INC COM 159864107 22487 90000 SH DFND 1 0 90000 0 CHEMBIO DIAGNOSTICS INC COM NEW 163572209 713 150000 SH DFND 1 0 150000 0 COHU INC COM 192576106 382 10000 SH DFND 1 0 10000 0 CROWDSTRIKE HLDGS INC CL A 22788C105 1165 5500 SH DFND 1 0 5500 0 CRYOPORT INC COM PAR $0.001 229050307 1338 30500 SH DFND 1 0 30500 0 CUE BIOPHARMA INC COM 22978P106 1877 150000 SH DFND 1 0 150000 0 DIGITAL TURBINE INC COM NEW 25400W102 1357 24000 SH DFND 1 0 24000 0 ENTERPRISE PRODS PARTNERS L COM 293792107 14450 737600 SH DFND 1 0 737600 0 FATHOM HOLDINGS INC COM 31189V109 1081 30000 SH DFND 1 0 30000 0 FISERV INC COM 337738108 2847 25000 SH DFND 1 0 25000 0 FIVE9 INC COM 338307101 8720 50000 SH DFND 1 0 50000 0 GAMESTOP CORP NEW CL A 36467W109 19 1000 SH DFND 1 0 1000 0 GAMESTOP CORP NEW CL A 36467W109 9420 500000 SH Call DFND 1 0 0 0 GENERAC HLDGS INC COM 368736104 2729 12000 SH DFND 1 0 12000 0 GLU MOBILE INC COM 379890106 5038 559200 SH DFND 1 0 559200 0 GRAND CANYON ED INC COM 38526M106 2793 30000 SH DFND 1 0 30000 0 HEALTHCARE SERVICES ACQU COR UNIT 11/18/2023 42227K203 256 25000 SH DFND 1 0 25000 0 HEICO CORP NEW COM 422806109 6157 46500 SH DFND 1 0 46500 0 INFINERA CORP COM 45667G103 1247 119000 SH DFND 1 0 119000 0 JACOBS ENGR GROUP INC COM 469814107 1961 18000 SH DFND 1 0 18000 0 LGI HOMES INC COM 50187T106 3271 30900 SH DFND 1 0 30900 0 LGI HOMES INC COM 50187T106 2646 25000 SH Put DFND 1 0 25000 0 LHC GROUP INC COM 50187A107 1003 4700 SH DFND 1 0 4700 0 MICROSOFT CORP COM 594918104 4004 18000 SH DFND 1 0 18000 0 NETFLIX INC COM 64110L106 1081 2000 SH DFND 1 0 2000 0 PALO ALTO NETWORKS INC COM 697435105 1635 4600 SH DFND 1 0 4600 0 PAYPAL HLDGS INC COM 70450Y103 2342 10000 SH DFND 1 0 10000 0 PENNYMAC FINL SVCS INC NEW COM 70932M107 722 11000 SH DFND 1 0 11000 0 PLUG POWER INC COM NEW 72919P202 712 21000 SH DFND 1 0 21000 0 PURPLE INNOVATION INC COM 74640Y106 329 10000 SH DFND 1 0 10000 0 PURPLE INNOVATION INC COM 74640Y106 1976 60000 SH Call DFND 1 0 0 0 QUEST RESOURCE HLDG CORP COM NEW 74836W203 398 173865 SH DFND 1 0 173865 0 SALESFORCE COM INC COM 79466L302 13574 61000 SH DFND 1 0 61000 0 SEAPORT GLOBAL ACQUISITN COR UNIT 99/99/9999 812227205 1045 100000 SH DFND 1 0 100000 0 SERVICENOW INC COM 81762P102 20586 37400 SH DFND 1 0 37400 0 SMITH & WESSON BRANDS INC COM 831754106 710 40000 SH DFND 1 0 40000 0 SPDR SER TR S&P REGL BKG 78464A698 1766 34000 SH DFND 1 0 34000 0 STAMPS COM INC COM NEW 852857200 2158 11000 SH DFND 1 0 11000 0 TELOS CORP MD COM 87969B101 1154 35000 SH DFND 1 0 35000 0 TFF PHARMACEUTICALS INC COM 87241J104 2148 150000 SH DFND 1 0 150000 0 TYLER TECHNOLOGIES INC COM 902252105 13096 30000 SH DFND 1 0 30000 0 TYLER TECHNOLOGIES INC COM 902252105 6548 15000 SH Put DFND 1 0 15000 0 ULTRA CLEAN HLDGS INC COM 90385V107 1402 45000 SH DFND 1 0 45000 0 UPLAND SOFTWARE INC COM 91544A109 9891 215548 SH DFND 1 0 215548 0 UPLAND SOFTWARE INC COM 91544A109 11473 250000 SH Call DFND 1 0 0 0 WALKER & DUNLOP INC COM 93148P102 3589 39000 SH DFND 1 0 39000 0