Chief Financial Officer

0000950123-20-005222.txt : 20200515 0000950123-20-005222.hdr.sgml : 20200515 20200515120128 ACCESSION NUMBER: 0000950123-20-005222 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRECEPT MANAGEMENT LLC CENTRAL INDEX KEY: 0001135631 IRS NUMBER: 752828851 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06383 FILM NUMBER: 20882463 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-880-7444 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001135631 XXXXXXXX 03-31-2020 03-31-2020 Precept Management LLC

200 Crescent Court Suite 1450 Dallas TX 75201

13F HOLDINGS REPORT 028-06383 N Nick Roossien Chief Financial Officer 214-880-7444 /s/ Nick Roossien Dallas TX 05-15-2020 1 125 806851 false 1 028-17846 Precept Capital Management, L.P. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ADVANCED MICRO DEVICES INC COM 007903107 6822 150000 SH DFND 1 0 150000 0 ADVANCED MICRO DEVICES INC COM 007903107 13644 300000 SH Call DFND 1 0 0 0 AKOUSTIS TECHNOLOGIES INC COM 00973N102 107 20000 SH DFND 1 0 20000 0 AMAZON COM INC COM 023135106 9749 5000 SH DFND 1 0 5000 0 AMERICAN OUTDOOR BRANDS CORP COM 02874P103 988 119000 SH DFND 1 0 119000 0 AMERICAN TOWER CORP NEW COM 03027X100 1307 6000 SH DFND 1 0 6000 0 ANTERIX INC COM 03676C100 913 20000 SH DFND 1 0 20000 0 APACHE CORP COM 037411105 1254 300000 SH Call DFND 1 0 0 0 APACHE CORP COM 037411105 418 100000 SH Put DFND 1 0 100000 0 APPLE INC COM 037833100 1297 5100 SH DFND 1 0 5100 0 APTOSE BIOSCIENCES INC COM NEW 03835T200 4611 776196 SH DFND 1 0 776196 0 B. 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