0000950123-18-011688.txt : 20181114 0000950123-18-011688.hdr.sgml : 20181114 20181114120117 ACCESSION NUMBER: 0000950123-18-011688 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRECEPT MANAGEMENT LLC CENTRAL INDEX KEY: 0001135631 IRS NUMBER: 752828851 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06383 FILM NUMBER: 181181790 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-880-7444 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001135631 XXXXXXXX 09-30-2018 09-30-2018 Precept Management LLC

200 Crescent Court Suite 1450 Dallas TX 75201

13F HOLDINGS REPORT 028-06383 N Nick Roossien 214-880-7444 /s/ Nick Roossien Dallas TX 11-14-2018 1 69 352235 false 1 028-17846 Precept Capital Management, L.P. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ADOBE SYS INC COM 00724F101 10798 40000 SH DFND 1 0 40000 0 ADOBE SYS INC COM 00724F101 16197 60000 SH Put DFND 1 0 60000 0 ADTRAN INC COM 00738A106 2700 153000 SH DFND 1 0 153000 0 AKOUSTIS TECHNOLOGIES INC COM 00973N102 2361 300000 SH DFND 1 0 300000 0 ALIGN TECHNOLOGY INC COM 016255101 11893 30400 SH DFND 1 0 30400 0 ALIGN TECHNOLOGY INC COM 016255101 3912 10000 SH Put DFND 1 0 10000 0 ALPHABET INC CAP STK CL C 02079K107 5967 5000 SH DFND 1 0 5000 0 AMAZON COM INC COM 023135106 17026 8500 SH DFND 1 0 8500 0 AMAZON COM INC COM 023135106 18227 9100 SH Put DFND 1 0 9100 0 APPLE INC COM 037833100 5418 24000 SH DFND 1 0 24000 0 ARISTA NETWORKS INC COM 040413106 1808 6800 SH DFND 1 0 6800 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 9335 350000 SH Call DFND 1 0 0 0 BOX INC CL A 10316T104 1387 58000 SH DFND 1 0 58000 0 CARDTRONICS PLC SHS CL A G1991C105 1392 44000 SH DFND 1 0 44000 0 CAREDX INC COM 14167L103 1443 50000 SH DFND 1 0 50000 0 CENTURY CMNTYS INC COM 156504300 814 31000 SH DFND 1 0 31000 0 CONSTELLATION BRANDS INC CL A 21036P108 2156 10000 SH DFND 1 0 10000 0 CORNERSTONE ONDEMAND INC COM 21925Y103 1703 30000 SH DFND 1 0 30000 0 ENDO INTL PLC SHS G30401106 1683 100000 SH Put DFND 1 0 100000 0 ENTERPRISE PRODS PARTNERS L COM 293792107 21191 737600 SH DFND 1 0 737600 0 EZCORP INC CL A NON VTG 302301106 1145 107000 SH DFND 1 0 107000 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 424 25000 SH DFND 1 0 25000 0 FORESTAR GROUP INC COM 346232101 1125 53055 SH DFND 1 0 53055 0 GLOBAL WTR RES INC COM 379463102 590 55700 SH DFND 1 0 55700 0 GLU MOBILE INC COM 379890106 14162 1900900 SH DFND 1 0 1900900 0 GODADDY INC CL A 380237107 1634 19600 SH DFND 1 0 19600 0 GRAND CANYON ED INC COM 38526M106 2369 21000 SH DFND 1 0 21000 0 GREEN DOT CORP CL A 39304D102 1386 15600 SH DFND 1 0 15600 0 GRUBHUB INC COM 400110102 3549 25600 SH DFND 1 0 25600 0 HANGER INC COM NEW 41043F208 2458 118000 SH DFND 1 0 118000 0 HEALTH INS INNOVATIONS INC COM CL A 42225K106 15413 250000 SH DFND 1 0 250000 0 HEALTH INS INNOVATIONS INC COM CL A 42225K106 10481 170000 SH Put DFND 1 0 170000 0 HIGHPOINT RES CORP COM 43114K108 3606 738900 SH DFND 1 0 738900 0 HIGHPOINT RES CORP COM 43114K108 1464 300000 SH Call DFND 1 0 0 0 HIGHPOINT RES CORP COM 43114K108 2440 500000 SH Put DFND 1 0 500000 0 HORTONWORKS INC COM 440894103 1437 63000 SH DFND 1 0 63000 0 INVESCO QQQ TR UNIT SER 1 46090E103 18579 100000 SH Put DFND 1 0 100000 0 ISHARES TR BARCLAYS 7 10 YR 464287440 1012 10000 SH DFND 1 0 10000 0 ISHARES TR BARCLAYS 7 10 YR 464287440 20234 200000 SH Call DFND 1 0 0 0 ISHARES TR IBOXX HI YD ETF 464288513 30254 350000 SH Put DFND 1 0 350000 0 LUMENTUM HLDGS INC COM 55024U109 1876 31300 SH DFND 1 0 31300 0 MICROCHIP TECHNOLOGY INC COM 595017104 2738 34700 SH DFND 1 0 34700 0 MICRON TECHNOLOGY INC COM 595112103 1131 25000 SH Call DFND 1 0 0 0 MICROSOFT CORP COM 594918104 7434 65000 SH DFND 1 0 65000 0 MICROSOFT CORP COM 594918104 3431 30000 SH Put DFND 1 0 30000 0 MODEL N INC COM 607525102 1585 100000 SH DFND 1 0 100000 0 MONOLITHIC PWR SYS INC COM 609839105 3766 30000 SH Put DFND 1 0 30000 0 NEOPHOTONICS CORP COM 64051T100 1690 203650 SH DFND 1 0 203650 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 1999 249900 SH DFND 1 0 249900 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 7760 970000 SH Call DFND 1 0 0 0 NETFLIX INC COM 64110L106 6734 18000 SH DFND 1 0 18000 0 NETFLIX INC COM 64110L106 1871 5000 SH Put DFND 1 0 5000 0 NOKIA CORP SPONSORED ADR 654902204 1423 255000 SH DFND 1 0 255000 0 NVIDIA CORP COM 67066G104 1461 5200 SH DFND 1 0 5200 0 PENNEY J C INC COM 708160106 116 70000 SH Put DFND 1 0 70000 0 PERSPECTA INC COM 715347100 643 25000 SH DFND 1 0 25000 0 PERSPECTA INC COM 715347100 643 25000 SH Call DFND 1 0 0 0 PROFIRE ENERGY INC COM 74316X101 319 100000 SH DFND 1 0 100000 0 PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 95 70000 SH DFND 1 0 70000 0 PURE ACQUISITION CORP CL A 74621Q106 1359 140000 SH DFND 1 0 140000 0 SERVICENOW INC COM 81762P102 7043 36000 SH DFND 1 0 36000 0 SERVICENOW INC COM 81762P102 2934 15000 SH Put DFND 1 0 15000 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 4689 215500 SH DFND 1 0 215500 0 TYLER TECHNOLOGIES INC COM 902252105 7352 30000 SH DFND 1 0 30000 0 ULTA BEAUTY INC COM 90384S303 1552 5500 SH DFND 1 0 5500 0 UNIVERSAL STAINLESS & ALLOY COM 913837100 214 8400 SH DFND 1 0 8400 0 UPLAND SOFTWARE INC COM 91544A109 6139 190000 SH DFND 1 0 190000 0 UPLAND SOFTWARE INC COM 91544A109 1616 50000 SH Call DFND 1 0 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 1453 88000 SH DFND 1 0 88000 0