The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| A H BELO CORP | COM CL A | 001282102 | 405 | 86,200 | SH | DFND | 1 | 0 | 86,200 | 0 | |
| ADOBE SYS INC | COM | 00724F101 | 4,876 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
| ADOBE SYS INC | COM | 00724F101 | 4,876 | 20,000 | SH | Put | DFND | 1 | 0 | 20,000 | 0 |
| AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 2,181 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | |
| ALIGN TECHNOLOGY INC | COM | 016255101 | 13,686 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
| ALIGN TECHNOLOGY INC | COM | 016255101 | 11,975 | 35,000 | SH | Put | DFND | 1 | 0 | 35,000 | 0 |
| ALPHABET INC | CAP STK CL C | 02079K107 | 5,578 | 5,000 | SH | DFND | 1 | 0 | 5,000 | 0 | |
| ALPHABET INC | CAP STK CL C | 02079K107 | 5,578 | 5,000 | SH | Put | DFND | 1 | 0 | 5,000 | 0 |
| AMAZON COM INC | COM | 023135106 | 11,049 | 6,500 | SH | DFND | 1 | 0 | 6,500 | 0 | |
| AMAZON COM INC | COM | 023135106 | 8,159 | 4,800 | SH | Put | DFND | 1 | 0 | 4,800 | 0 |
| APPLE INC | COM | 037833100 | 6,294 | 34,000 | SH | DFND | 1 | 0 | 34,000 | 0 | |
| APPLE INC | COM | 037833100 | 6,294 | 34,000 | SH | Put | DFND | 1 | 0 | 34,000 | 0 |
| ARISTA NETWORKS INC | COM | 040413106 | 1,751 | 6,800 | SH | DFND | 1 | 0 | 6,800 | 0 | |
| CENTURY CMNTYS INC | COM | 156504300 | 1,969 | 62,400 | SH | DFND | 1 | 0 | 62,400 | 0 | |
| CONSTELLATION BRANDS INC | CL A | 21036P108 | 2,189 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
| DIGITAL TURBINE INC | COM NEW | 25400W102 | 2,237 | 1,481,519 | SH | DFND | 1 | 0 | 1,481,519 | 0 | |
| ENDO INTL PLC | SHS | G30401106 | 943 | 100,000 | SH | Put | DFND | 1 | 0 | 100,000 | 0 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 20,409 | 737,600 | SH | DFND | 1 | 0 | 737,600 | 0 | |
| EZCORP INC | CL A NON VTG | 302301106 | 1,289 | 107,000 | SH | DFND | 1 | 0 | 107,000 | 0 | |
| FIRSTCASH INC | COM | 33767D105 | 1,303 | 14,500 | SH | DFND | 1 | 0 | 14,500 | 0 | |
| FIRSTHAND TECH VALUE FD INC | COM | 33766Y100 | 354 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
| FIVE9 INC | COM | 338307101 | 346 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
| FORESTAR GROUP INC | COM | 346232101 | 1,453 | 70,000 | SH | DFND | 1 | 0 | 70,000 | 0 | |
| FRANKLIN COVEY CO | COM | 353469109 | 1,586 | 64,600 | SH | DFND | 1 | 0 | 64,600 | 0 | |
| FUSION CONNECT INC | COM | 36116X102 | 1,694 | 430,000 | SH | DFND | 1 | 0 | 430,000 | 0 | |
| GLU MOBILE INC | COM | 379890106 | 12,635 | 1,971,143 | SH | DFND | 1 | 0 | 1,971,143 | 0 | |
| GODADDY INC | CL A | 380237107 | 1,384 | 19,600 | SH | DFND | 1 | 0 | 19,600 | 0 | |
| GRAND CANYON ED INC | COM | 38526M106 | 2,344 | 21,000 | SH | DFND | 1 | 0 | 21,000 | 0 | |
| GRUBHUB INC | COM | 400110102 | 1,322 | 12,600 | SH | DFND | 1 | 0 | 12,600 | 0 | |
| GTT COMMUNICATIONS INC | COM | 362393100 | 2,700 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
| GTT COMMUNICATIONS INC | COM | 362393100 | 2,700 | 60,000 | SH | Put | DFND | 1 | 0 | 60,000 | 0 |
| GTT COMMUNICATIONS INC | COM | 362393100 | 1,800 | 40,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| HEALTH INS INNOVATIONS INC | COM CL A | 42225K106 | 9,705 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | |
| HEALTH INS INNOVATIONS INC | COM CL A | 42225K106 | 2,912 | 90,000 | SH | Put | DFND | 1 | 0 | 90,000 | 0 |
| INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 1,323 | 41,500 | SH | DFND | 1 | 0 | 41,500 | 0 | |
| INTELLICHECK INC | COM NEW | 45817G201 | 40 | 17,353 | SH | DFND | 1 | 0 | 17,353 | 0 | |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 34,330 | 200,000 | SH | Put | DFND | 1 | 0 | 200,000 | 0 |
| ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 1,025 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
| ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 20,502 | 200,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 25,524 | 300,000 | SH | Put | DFND | 1 | 0 | 300,000 | 0 |
| LAREDO PETROLEUM INC | COM | 516806106 | 1,328 | 138,000 | SH | DFND | 1 | 0 | 138,000 | 0 | |
| LGI HOMES INC | COM | 50187T106 | 2,309 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
| LGI HOMES INC | COM | 50187T106 | 1,443 | 25,000 | SH | Put | DFND | 1 | 0 | 25,000 | 0 |
| MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 1,651 | 77,000 | SH | DFND | 1 | 0 | 77,000 | 0 | |
| MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 858 | 40,000 | SH | Put | DFND | 1 | 0 | 40,000 | 0 |
| META FINL GROUP INC | COM | 59100U108 | 1,266 | 13,000 | SH | DFND | 1 | 0 | 13,000 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 4,437 | 45,000 | SH | DFND | 1 | 0 | 45,000 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 2,958 | 30,000 | SH | Put | DFND | 1 | 0 | 30,000 | 0 |
| MODEL N INC | COM | 607525102 | 1,860 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| MONOLITHIC PWR SYS INC | COM | 609839105 | 2,887 | 21,600 | SH | DFND | 1 | 0 | 21,600 | 0 | |
| MONOLITHIC PWR SYS INC | COM | 609839105 | 1,337 | 10,000 | SH | Put | DFND | 1 | 0 | 10,000 | 0 |
| NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 4,358 | 480,000 | SH | DFND | 1 | 0 | 480,000 | 0 | |
| NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 2,724 | 300,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| NETFLIX INC | COM | 64110L106 | 5,871 | 15,000 | SH | DFND | 1 | 0 | 15,000 | 0 | |
| NETFLIX INC | COM | 64110L106 | 3,131 | 8,000 | SH | Put | DFND | 1 | 0 | 8,000 | 0 |
| NUVECTRA CORP | COM | 67075N108 | 1,027 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 1,825 | 16,700 | SH | DFND | 1 | 0 | 16,700 | 0 | |
| ON SEMICONDUCTOR CORP | COM | 682189105 | 3,779 | 170,000 | SH | DFND | 1 | 0 | 170,000 | 0 | |
| ON SEMICONDUCTOR CORP | COM | 682189105 | 3,779 | 170,000 | SH | Put | DFND | 1 | 0 | 170,000 | 0 |
| PENNEY J C INC | COM | 708160106 | 164 | 70,000 | SH | Put | DFND | 1 | 0 | 70,000 | 0 |
| PROFIRE ENERGY INC | COM | 74316X101 | 338 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| PURE ACQUISITION CORP | *W EXP 04/17/202 | 74621Q114 | 90 | 70,000 | SH | DFND | 1 | 0 | 70,000 | 0 | |
| PURE ACQUISITION CORP | CL A | 74621Q106 | 1,350 | 140,000 | SH | DFND | 1 | 0 | 140,000 | 0 | |
| QUANTENNA COMMUNICATIONS INC | COM | 74766D100 | 4,662 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | |
| SERVICENOW INC | COM | 81762P102 | 5,864 | 34,000 | SH | DFND | 1 | 0 | 34,000 | 0 | |
| SERVICENOW INC | COM | 81762P102 | 5,864 | 34,000 | SH | Put | DFND | 1 | 0 | 34,000 | 0 |
| STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 2,070 | 345,000 | SH | DFND | 1 | 0 | 345,000 | 0 | |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 2,542 | 115,500 | SH | DFND | 1 | 0 | 115,500 | 0 | |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 2,201 | 100,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 2,201 | 100,000 | SH | Put | DFND | 1 | 0 | 100,000 | 0 |
| TRUPANION INC | COM | 898202106 | 1,351 | 35,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| TYLER TECHNOLOGIES INC | COM | 902252105 | 6,663 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| TYLER TECHNOLOGIES INC | COM | 902252105 | 4,442 | 20,000 | SH | Put | DFND | 1 | 0 | 20,000 | 0 |
| U.S. AUTO PARTS NETWORK INC | COM | 90343C100 | 225 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
| UPLAND SOFTWARE INC | COM | 91544A109 | 3,609 | 105,000 | SH | DFND | 1 | 0 | 105,000 | 0 | |
| WILLDAN GROUP INC | COM | 96924N100 | 2,239 | 72,301 | SH | DFND | 1 | 0 | 72,301 | 0 | |
| YOGAWORKS INC | COM | 986005106 | 360 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |