0000950123-18-008724.txt : 20180814 0000950123-18-008724.hdr.sgml : 20180814 20180814120039 ACCESSION NUMBER: 0000950123-18-008724 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRECEPT MANAGEMENT LLC CENTRAL INDEX KEY: 0001135631 IRS NUMBER: 752828851 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06383 FILM NUMBER: 181015547 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-880-7444 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001135631 XXXXXXXX 06-30-2018 06-30-2018 Precept Management LLC

200 Crescent Court Suite 1450 Dallas TX 75201

13F HOLDINGS REPORT 028-06383 N Nick Roossien 214-880-7444 /s/ Nick Roossien Dallas TX 08-14-2018 1 77 333783 false 1 028-17846 Precept Capital Management, L.P. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F A H BELO CORP COM CL A 001282102 405 86200 SH DFND 1 0 86200 0 ADOBE SYS INC COM 00724F101 4876 20000 SH DFND 1 0 20000 0 ADOBE SYS INC COM 00724F101 4876 20000 SH Put DFND 1 0 20000 0 AKOUSTIS TECHNOLOGIES INC COM 00973N102 2181 300000 SH DFND 1 0 300000 0 ALIGN TECHNOLOGY INC COM 016255101 13686 40000 SH DFND 1 0 40000 0 ALIGN TECHNOLOGY INC COM 016255101 11975 35000 SH Put DFND 1 0 35000 0 ALPHABET INC CAP STK CL C 02079K107 5578 5000 SH DFND 1 0 5000 0 ALPHABET INC CAP STK CL C 02079K107 5578 5000 SH Put DFND 1 0 5000 0 AMAZON COM INC COM 023135106 11049 6500 SH DFND 1 0 6500 0 AMAZON COM INC COM 023135106 8159 4800 SH Put DFND 1 0 4800 0 APPLE INC COM 037833100 6294 34000 SH DFND 1 0 34000 0 APPLE INC COM 037833100 6294 34000 SH Put DFND 1 0 34000 0 ARISTA NETWORKS INC COM 040413106 1751 6800 SH DFND 1 0 6800 0 CENTURY CMNTYS INC COM 156504300 1969 62400 SH DFND 1 0 62400 0 CONSTELLATION BRANDS INC CL A 21036P108 2189 10000 SH DFND 1 0 10000 0 DIGITAL TURBINE INC COM NEW 25400W102 2237 1481519 SH DFND 1 0 1481519 0 ENDO INTL PLC SHS G30401106 943 100000 SH Put DFND 1 0 100000 0 ENTERPRISE PRODS PARTNERS L COM 293792107 20409 737600 SH DFND 1 0 737600 0 EZCORP INC CL A NON VTG 302301106 1289 107000 SH DFND 1 0 107000 0 FIRSTCASH INC COM 33767D105 1303 14500 SH DFND 1 0 14500 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 354 25000 SH DFND 1 0 25000 0 FIVE9 INC COM 338307101 346 10000 SH DFND 1 0 10000 0 FORESTAR GROUP INC COM 346232101 1453 70000 SH DFND 1 0 70000 0 FRANKLIN COVEY CO COM 353469109 1586 64600 SH DFND 1 0 64600 0 FUSION CONNECT INC COM 36116X102 1694 430000 SH DFND 1 0 430000 0 GLU MOBILE INC COM 379890106 12635 1971143 SH DFND 1 0 1971143 0 GODADDY INC CL A 380237107 1384 19600 SH DFND 1 0 19600 0 GRAND CANYON ED INC COM 38526M106 2344 21000 SH DFND 1 0 21000 0 GRUBHUB INC COM 400110102 1322 12600 SH DFND 1 0 12600 0 GTT COMMUNICATIONS INC COM 362393100 2700 60000 SH DFND 1 0 60000 0 GTT COMMUNICATIONS INC COM 362393100 2700 60000 SH Put DFND 1 0 60000 0 GTT COMMUNICATIONS INC COM 362393100 1800 40000 SH Call DFND 1 0 0 0 HEALTH INS INNOVATIONS INC COM CL A 42225K106 9705 300000 SH DFND 1 0 300000 0 HEALTH INS INNOVATIONS INC COM CL A 42225K106 2912 90000 SH Put DFND 1 0 90000 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 1323 41500 SH DFND 1 0 41500 0 INTELLICHECK INC COM NEW 45817G201 40 17353 SH DFND 1 0 17353 0 INVESCO QQQ TR UNIT SER 1 46090E103 34330 200000 SH Put DFND 1 0 200000 0 ISHARES TR BARCLAYS 7 10 YR 464287440 1025 10000 SH DFND 1 0 10000 0 ISHARES TR BARCLAYS 7 10 YR 464287440 20502 200000 SH Call DFND 1 0 0 0 ISHARES TR IBOXX HI YD ETF 464288513 25524 300000 SH Put DFND 1 0 300000 0 LAREDO PETROLEUM INC COM 516806106 1328 138000 SH DFND 1 0 138000 0 LGI HOMES INC COM 50187T106 2309 40000 SH DFND 1 0 40000 0 LGI HOMES INC COM 50187T106 1443 25000 SH Put DFND 1 0 25000 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1651 77000 SH DFND 1 0 77000 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 858 40000 SH Put DFND 1 0 40000 0 META FINL GROUP INC COM 59100U108 1266 13000 SH DFND 1 0 13000 0 MICROSOFT CORP COM 594918104 4437 45000 SH DFND 1 0 45000 0 MICROSOFT CORP COM 594918104 2958 30000 SH Put DFND 1 0 30000 0 MODEL N INC COM 607525102 1860 100000 SH DFND 1 0 100000 0 MONOLITHIC PWR SYS INC COM 609839105 2887 21600 SH DFND 1 0 21600 0 MONOLITHIC PWR SYS INC COM 609839105 1337 10000 SH Put DFND 1 0 10000 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 4358 480000 SH DFND 1 0 480000 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 2724 300000 SH Call DFND 1 0 0 0 NETFLIX INC COM 64110L106 5871 15000 SH DFND 1 0 15000 0 NETFLIX INC COM 64110L106 3131 8000 SH Put DFND 1 0 8000 0 NUVECTRA CORP COM 67075N108 1027 50000 SH DFND 1 0 50000 0 NXP SEMICONDUCTORS N V COM N6596X109 1825 16700 SH DFND 1 0 16700 0 ON SEMICONDUCTOR CORP COM 682189105 3779 170000 SH DFND 1 0 170000 0 ON SEMICONDUCTOR CORP COM 682189105 3779 170000 SH Put DFND 1 0 170000 0 PENNEY J C INC COM 708160106 164 70000 SH Put DFND 1 0 70000 0 PROFIRE ENERGY INC COM 74316X101 338 100000 SH DFND 1 0 100000 0 PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 90 70000 SH DFND 1 0 70000 0 PURE ACQUISITION CORP CL A 74621Q106 1350 140000 SH DFND 1 0 140000 0 QUANTENNA COMMUNICATIONS INC COM 74766D100 4662 300000 SH DFND 1 0 300000 0 SERVICENOW INC COM 81762P102 5864 34000 SH DFND 1 0 34000 0 SERVICENOW INC COM 81762P102 5864 34000 SH Put DFND 1 0 34000 0 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 2070 345000 SH DFND 1 0 345000 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 2542 115500 SH DFND 1 0 115500 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 2201 100000 SH Call DFND 1 0 0 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 2201 100000 SH Put DFND 1 0 100000 0 TRUPANION INC COM 898202106 1351 35000 SH Call DFND 1 0 0 0 TYLER TECHNOLOGIES INC COM 902252105 6663 30000 SH DFND 1 0 30000 0 TYLER TECHNOLOGIES INC COM 902252105 4442 20000 SH Put DFND 1 0 20000 0 U.S. AUTO PARTS NETWORK INC COM 90343C100 225 150000 SH DFND 1 0 150000 0 UPLAND SOFTWARE INC COM 91544A109 3609 105000 SH DFND 1 0 105000 0 WILLDAN GROUP INC COM 96924N100 2239 72301 SH DFND 1 0 72301 0 YOGAWORKS INC COM 986005106 360 200000 SH DFND 1 0 200000 0