The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 770 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
| ALIGN TECHNOLOGY INC | COM | 016255101 | 574 | 5,000 | SH | DFND | 1 | 0 | 5,000 | 0 | |
| ALPHABET INC | CAP STK CL C | 02079K107 | 2,497 | 3,010 | SH | DFND | 1 | 0 | 3,010 | 0 | |
| AMAZON COM INC | COM | 023135106 | 2,615 | 2,950 | SH | DFND | 1 | 0 | 2,950 | 0 | |
| APPLE INC | COM | 037833100 | 4,583 | 31,900 | SH | DFND | 1 | 0 | 31,900 | 0 | |
| BARCLAYS BK PLC | IPATH S&P500 VIX | 06740Q252 | 395 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 | 1,570 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| CENTURY CMNTYS INC | COM | 156504300 | 1,575 | 62,000 | SH | DFND | 1 | 0 | 62,000 | 0 | |
| COHERENT INC | COM | 192479103 | 2,056 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
| CORECIVIC INC | COM | 21871N101 | 1,885 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
| CUTERA INC | COM | 232109108 | 1,904 | 92,000 | SH | DFND | 1 | 0 | 92,000 | 0 | |
| EURONET WORLDWIDE INC | COM | 298736109 | 2,309 | 27,000 | SH | DFND | 1 | 0 | 27,000 | 0 | |
| EVOKE PHARMA INC | COM | 30049G104 | 295 | 95,000 | SH | DFND | 1 | 0 | 95,000 | 0 | |
| FIRSTHAND TECH VALUE FD INC | COM | 33766Y100 | 199 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
| GEO GROUP INC NEW | COM | 36162J106 | 1,762 | 38,000 | SH | DFND | 1 | 0 | 38,000 | 0 | |
| GIGAMON INC | COM | 37518B102 | 356 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
| GLU MOBILE INC | COM | 379890106 | 9,534 | 4,200,000 | SH | DFND | 1 | 0 | 4,200,000 | 0 | |
| GRAND CANYON ED INC | COM | 38526M106 | 3,939 | 55,000 | SH | DFND | 1 | 0 | 55,000 | 0 | |
| HEALTH INS INNOVATIONS INC | COM CL A | 42225K106 | 528 | 33,000 | SH | DFND | 1 | 0 | 33,000 | 0 | |
| LGI HOMES INC | COM | 50187T106 | 576 | 17,000 | SH | DFND | 1 | 0 | 17,000 | 0 | |
| LONESTAR RES US INC | CL A VTG | 54240F103 | 1,498 | 296,000 | SH | DFND | 1 | 0 | 296,000 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 1,172 | 17,800 | SH | DFND | 1 | 0 | 17,800 | 0 | |
| MIDDLEBY CORP | COM | 596278101 | 1,774 | 13,000 | SH | DFND | 1 | 0 | 13,000 | 0 | |
| MONEYGRAM INTL INC | COM NEW | 60935Y208 | 555 | 33,000 | SH | DFND | 1 | 0 | 33,000 | 0 | |
| NEVRO CORP | COM | 64157F103 | 2,708 | 28,900 | SH | DFND | 1 | 0 | 28,900 | 0 | |
| NEXPOINT RESIDENTIAL TR INC | COM | 65341D102 | 1,136 | 47,000 | SH | DFND | 1 | 0 | 47,000 | 0 | |
| OCLARO INC | COM NEW | 67555N206 | 5,597 | 570,000 | SH | DFND | 1 | 0 | 570,000 | 0 | |
| ON SEMICONDUCTOR CORP | COM | 682189105 | 4,632 | 299,000 | SH | DFND | 1 | 0 | 299,000 | 0 | |
| OOMA INC | COM | 683416101 | 249 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
| OWENS RLTY MTG INC | COM | 690828108 | 1,210 | 68,000 | SH | DFND | 1 | 0 | 68,000 | 0 | |
| PDF SOLUTIONS INC | COM | 693282105 | 837 | 37,000 | SH | DFND | 1 | 0 | 37,000 | 0 | |
| POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 1,324 | 10,000 | SH | Put | DFND | 1 | 0 | 10,000 | 0 |
| PRIMO WTR CORP | COM | 74165N105 | 828 | 61,000 | SH | DFND | 1 | 0 | 61,000 | 0 | |
| PRIMORIS SVCS CORP | COM | 74164F103 | 2,043 | 88,000 | SH | DFND | 1 | 0 | 88,000 | 0 | |
| SERVICENOW INC | COM | 81762P102 | 2,300 | 26,300 | SH | DFND | 1 | 0 | 26,300 | 0 | |
| SHARPSPRING INC | COM | 820054104 | 461 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| SQUARE INC | CL A | 852234103 | 864 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| STAMPS COM INC | COM NEW | 852857200 | 8,285 | 70,000 | SH | DFND | 1 | 0 | 70,000 | 0 | |
| STATE NATL COS INC | COM | 85711T305 | 1,080 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 9,093 | 394,500 | SH | DFND | 1 | 0 | 394,500 | 0 | |
| TRUECAR INC | COM | 89785L107 | 2,321 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
| TYLER TECHNOLOGIES INC | COM | 902252105 | 5,410 | 35,000 | SH | DFND | 1 | 0 | 35,000 | 0 | |
| UPLAND SOFTWARE INC | COM | 91544A109 | 3,135 | 197,275 | SH | DFND | 1 | 0 | 197,275 | 0 | |
| USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 507 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| WIX COM LTD | SHS | M98068105 | 2,037 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |