The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| A10 NETWORKS INC | COM | 002121101 | 2,078 | 250,000 | SH | DFND | 1 | 0 | 250,000 | 0 | |
| ABRAXAS PETE CORP | COM | 003830106 | 1,748 | 680,000 | SH | DFND | 1 | 0 | 680,000 | 0 | |
| ALPHABET INC | CAP STK CL C | 02079K107 | 2,323 | 3,010 | SH | DFND | 1 | 0 | 3,010 | 0 | |
| AMAZON COM INC | COM | 023135106 | 2,212 | 2,950 | SH | DFND | 1 | 0 | 2,950 | 0 | |
| APPLE INC | COM | 037833100 | 2,548 | 22,000 | SH | DFND | 1 | 0 | 22,000 | 0 | |
| APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 1,031 | 44,000 | SH | DFND | 1 | 0 | 44,000 | 0 | |
| APPROACH RESOURCES INC | COM | 03834A103 | 637 | 190,000 | SH | DFND | 1 | 0 | 190,000 | 0 | |
| BARCLAYS BK PLC | IPATH S&P500 VIX | 06740Q252 | 1,276 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 | 1,337 | 53,000 | SH | DFND | 1 | 0 | 53,000 | 0 | |
| CENTENNIAL RESOURCE DEV INC | CL A | 15136A102 | 3,323 | 168,500 | SH | DFND | 1 | 0 | 168,500 | 0 | |
| CENTURY CMNTYS INC | COM | 156504300 | 1,302 | 62,000 | SH | DFND | 1 | 0 | 62,000 | 0 | |
| CORECIVIC INC | COM | 21871N101 | 3,914 | 160,000 | SH | DFND | 1 | 0 | 160,000 | 0 | |
| CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 1,241 | 14,300 | SH | DFND | 1 | 0 | 14,300 | 0 | |
| CUTERA INC | COM | 232109108 | 1,509 | 87,000 | SH | DFND | 1 | 0 | 87,000 | 0 | |
| FIRSTHAND TECH VALUE FD INC | COM | 33766Y100 | 192 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
| GEO GROUP INC NEW | COM | 36162J106 | 2,156 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
| GIGAMON INC | COM | 37518B102 | 3,644 | 80,000 | SH | DFND | 1 | 0 | 80,000 | 0 | |
| GLU MOBILE INC | COM | 379890106 | 4,210 | 2,169,900 | SH | DFND | 1 | 0 | 2,169,900 | 0 | |
| GLU MOBILE INC | COM | 379890106 | 2,910 | 1,500,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| GRAND CANYON ED INC | COM | 38526M106 | 1,286 | 22,000 | SH | DFND | 1 | 0 | 22,000 | 0 | |
| GTT COMMUNICATIONS INC | COM | 362393100 | 1,438 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| HACKETT GROUP INC | COM | 404609109 | 1,766 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| HACKETT GROUP INC | COM | 404609109 | 1,325 | 75,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 13,485 | 100,000 | SH | Put | DFND | 1 | 0 | 100,000 | 0 |
| LGI HOMES INC | COM | 50187T106 | 3,735 | 130,000 | SH | DFND | 1 | 0 | 130,000 | 0 | |
| LONESTAR RES US INC | CL A VTG | 54240F103 | 2,800 | 327,897 | SH | DFND | 1 | 0 | 327,897 | 0 | |
| MACOM TECH SOLUTIONS HLDGS I | COM | 55405Y100 | 1,157 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
| MATADOR RES CO | COM | 576485205 | 5,152 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 1,330 | 21,400 | SH | DFND | 1 | 0 | 21,400 | 0 | |
| NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 3,629 | 316,126 | SH | DFND | 1 | 0 | 316,126 | 0 | |
| NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 2,870 | 250,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
| NEVRO CORP | COM | 64157F103 | 2,100 | 28,900 | SH | DFND | 1 | 0 | 28,900 | 0 | |
| OCLARO INC | COM NEW | 67555N206 | 7,160 | 800,000 | SH | DFND | 1 | 0 | 800,000 | 0 | |
| ON SEMICONDUCTOR CORP | COM | 682189105 | 3,101 | 243,000 | SH | DFND | 1 | 0 | 243,000 | 0 | |
| OWENS RLTY MTG INC | COM | 690828108 | 1,259 | 68,000 | SH | DFND | 1 | 0 | 68,000 | 0 | |
| PDF SOLUTIONS INC | COM | 693282105 | 1,353 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
| POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 4,739 | 40,000 | SH | Put | DFND | 1 | 0 | 40,000 | 0 |
| PRIMO WTR CORP | COM | 74165N105 | 335 | 27,266 | SH | DFND | 1 | 0 | 27,266 | 0 | |
| PRIMORIS SVCS CORP | COM | 74164F103 | 2,005 | 88,000 | SH | DFND | 1 | 0 | 88,000 | 0 | |
| QEP RES INC | COM | 74733V100 | 1,307 | 71,000 | SH | DFND | 1 | 0 | 71,000 | 0 | |
| SHARPSPRING INC | COM | 820054104 | 1,012 | 192,000 | SH | DFND | 1 | 0 | 192,000 | 0 | |
| SOUTHWESTERN ENERGY CO | COM | 845467109 | 2,164 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
| SQUARE INC | CL A | 852234103 | 682 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| STAMPS COM INC | COM NEW | 852857200 | 6,306 | 55,000 | SH | DFND | 1 | 0 | 55,000 | 0 | |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 7,503 | 394,254 | SH | DFND | 1 | 0 | 394,254 | 0 | |
| TYLER TECHNOLOGIES INC | COM | 902252105 | 7,139 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| UPLAND SOFTWARE INC | COM | 91544A109 | 1,790 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
| USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 519 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| ZYNGA INC | CL A | 98986T108 | 4,763 | 1,853,489 | SH | DFND | 1 | 0 | 1,853,489 | 0 | |