0000950123-17-002187.txt : 20170214 0000950123-17-002187.hdr.sgml : 20170214 20170214120159 ACCESSION NUMBER: 0000950123-17-002187 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRECEPT MANAGEMENT LLC CENTRAL INDEX KEY: 0001135631 IRS NUMBER: 752828851 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06383 FILM NUMBER: 17605388 BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-880-7444 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1450 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001135631 XXXXXXXX 12-31-2016 12-31-2016 Precept Management LLC

200 Crescent Court Suite 1450 Dallas TX 75201

13F HOLDINGS REPORT 028-06383 N Nick Roossien 214-880-7444 /s/ Nick Roossien Dallas TX 02-14-2017 1 49 134801 false 1 Precept Capital Management, L.P. INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F A10 NETWORKS INC COM 002121101 2078 250000 SH DFND 1 0 250000 0 ABRAXAS PETE CORP COM 003830106 1748 680000 SH DFND 1 0 680000 0 ALPHABET INC CAP STK CL C 02079K107 2323 3010 SH DFND 1 0 3010 0 AMAZON COM INC COM 023135106 2212 2950 SH DFND 1 0 2950 0 APPLE INC COM 037833100 2548 22000 SH DFND 1 0 22000 0 APPLIED OPTOELECTRONICS INC COM 03823U102 1031 44000 SH DFND 1 0 44000 0 APPROACH RESOURCES INC COM 03834A103 637 190000 SH DFND 1 0 190000 0 BARCLAYS BK PLC IPATH S&P500 VIX 06740Q252 1276 50000 SH DFND 1 0 50000 0 CADENCE DESIGN SYSTEM INC COM 127387108 1337 53000 SH DFND 1 0 53000 0 CENTENNIAL RESOURCE DEV INC CL A 15136A102 3323 168500 SH DFND 1 0 168500 0 CENTURY CMNTYS INC COM 156504300 1302 62000 SH DFND 1 0 62000 0 CORECIVIC INC COM 21871N101 3914 160000 SH DFND 1 0 160000 0 CROWN CASTLE INTL CORP NEW COM 22822V101 1241 14300 SH DFND 1 0 14300 0 CUTERA INC COM 232109108 1509 87000 SH DFND 1 0 87000 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 192 25000 SH DFND 1 0 25000 0 GEO GROUP INC NEW COM 36162J106 2156 60000 SH DFND 1 0 60000 0 GIGAMON INC COM 37518B102 3644 80000 SH DFND 1 0 80000 0 GLU MOBILE INC COM 379890106 4210 2169900 SH DFND 1 0 2169900 0 GLU MOBILE INC COM 379890106 2910 1500000 SH Call DFND 1 0 0 0 GRAND CANYON ED INC COM 38526M106 1286 22000 SH DFND 1 0 22000 0 GTT COMMUNICATIONS INC COM 362393100 1438 50000 SH DFND 1 0 50000 0 HACKETT GROUP INC COM 404609109 1766 100000 SH DFND 1 0 100000 0 HACKETT GROUP INC COM 404609109 1325 75000 SH Call DFND 1 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 13485 100000 SH Put DFND 1 0 100000 0 LGI HOMES INC COM 50187T106 3735 130000 SH DFND 1 0 130000 0 LONESTAR RES US INC CL A VTG 54240F103 2800 327897 SH DFND 1 0 327897 0 MACOM TECH SOLUTIONS HLDGS I COM 55405Y100 1157 25000 SH DFND 1 0 25000 0 MATADOR RES CO COM 576485205 5152 200000 SH DFND 1 0 200000 0 MICROSOFT CORP COM 594918104 1330 21400 SH DFND 1 0 21400 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 3629 316126 SH DFND 1 0 316126 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 2870 250000 SH Call DFND 1 0 0 0 NEVRO CORP COM 64157F103 2100 28900 SH DFND 1 0 28900 0 OCLARO INC COM NEW 67555N206 7160 800000 SH DFND 1 0 800000 0 ON SEMICONDUCTOR CORP COM 682189105 3101 243000 SH DFND 1 0 243000 0 OWENS RLTY MTG INC COM 690828108 1259 68000 SH DFND 1 0 68000 0 PDF SOLUTIONS INC COM 693282105 1353 60000 SH DFND 1 0 60000 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 4739 40000 SH Put DFND 1 0 40000 0 PRIMO WTR CORP COM 74165N105 335 27266 SH DFND 1 0 27266 0 PRIMORIS SVCS CORP COM 74164F103 2005 88000 SH DFND 1 0 88000 0 QEP RES INC COM 74733V100 1307 71000 SH DFND 1 0 71000 0 SHARPSPRING INC COM 820054104 1012 192000 SH DFND 1 0 192000 0 SOUTHWESTERN ENERGY CO COM 845467109 2164 200000 SH DFND 1 0 200000 0 SQUARE INC CL A 852234103 682 50000 SH DFND 1 0 50000 0 STAMPS COM INC COM NEW 852857200 6306 55000 SH DFND 1 0 55000 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 7503 394254 SH DFND 1 0 394254 0 TYLER TECHNOLOGIES INC COM 902252105 7139 50000 SH DFND 1 0 50000 0 UPLAND SOFTWARE INC COM 91544A109 1790 200000 SH DFND 1 0 200000 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 519 30000 SH DFND 1 0 30000 0 ZYNGA INC CL A 98986T108 4763 1853489 SH DFND 1 0 1853489 0