0001104659-18-071703.txt : 20181206
0001104659-18-071703.hdr.sgml : 20181206
20181206163630
ACCESSION NUMBER: 0001104659-18-071703
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181203
FILED AS OF DATE: 20181206
DATE AS OF CHANGE: 20181206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Highland Management Partners VI, Inc.
CENTRAL INDEX KEY: 0001456415
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38478
FILM NUMBER: 181221107
BUSINESS ADDRESS:
STREET 1: 92 HAYDEN AVENUE
CITY: LEXINGTON
STATE: MA
ZIP: 02421
BUSINESS PHONE: 781-861-5523
MAIL ADDRESS:
STREET 1: 92 HAYDEN AVENUE
CITY: LEXINGTON
STATE: MA
ZIP: 02421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGHLAND MANAGEMENT PARTNERS VI L P
CENTRAL INDEX KEY: 0001253995
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38478
FILM NUMBER: 181221108
BUSINESS ADDRESS:
STREET 1: HIGHLAND CAPITAL PARTNERS
STREET 2: 92 HAYDEN AVENUE
CITY: LEXINGTON
STATE: MA
ZIP: 02421
BUSINESS PHONE: 7818615500
MAIL ADDRESS:
STREET 1: HIGHLAND CAPITAL PARTNERS
STREET 2: 92 HAYDEN AVENUE
CITY: LEXINGTON
STATE: MA
ZIP: 02421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGHLAND CAPITAL PARTNERS VI-B LP
CENTRAL INDEX KEY: 0001135507
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38478
FILM NUMBER: 181221109
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PL
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6175311500
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGHLAND CAPITAL PARTNERS VI LP
CENTRAL INDEX KEY: 0001135500
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38478
FILM NUMBER: 181221110
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PL
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6175311500
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGHLAND ENTREPRENEURS FUND VI LP
CENTRAL INDEX KEY: 0001156158
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38478
FILM NUMBER: 181221111
BUSINESS ADDRESS:
STREET 1: TWO INTERNATIONAL PLACE
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 617-531-1500
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Highland Management Partners VII, LLC
CENTRAL INDEX KEY: 0001554026
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38478
FILM NUMBER: 181221112
BUSINESS ADDRESS:
STREET 1: ONE BROADWAY, 16TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
BUSINESS PHONE: 617-401-4500
MAIL ADDRESS:
STREET 1: ONE BROADWAY, 16TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Highland Management Partners VII Limited Partnership
CENTRAL INDEX KEY: 0001554027
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38478
FILM NUMBER: 181221113
BUSINESS ADDRESS:
STREET 1: ONE BROADWAY, 16TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
BUSINESS PHONE: 617-401-4500
MAIL ADDRESS:
STREET 1: ONE BROADWAY, 16TH FLOOR
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Highland Capital Partners VII LP
CENTRAL INDEX KEY: 0001343678
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38478
FILM NUMBER: 181221114
BUSINESS ADDRESS:
STREET 1: 92 HAYDEN AVE
CITY: LEXINGTON
STATE: MA
ZIP: 02421
MAIL ADDRESS:
STREET 1: 92 HAYDEN AVE
CITY: LEXINGTON
STATE: MA
ZIP: 02421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGHLAND CAPITAL PARTNERS VII-B L P
CENTRAL INDEX KEY: 0001343244
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38478
FILM NUMBER: 181221115
BUSINESS ADDRESS:
STREET 1: 92 HAYDEN AVE
CITY: LEXINGTON
STATE: MA
ZIP: 02421
BUSINESS PHONE: 781-861-5500
MAIL ADDRESS:
STREET 1: 92 HAYDEN AVE
CITY: LEXINGTON
STATE: MA
ZIP: 02421
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Highland Capital Partners VII-C LP
CENTRAL INDEX KEY: 0001343673
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38478
FILM NUMBER: 181221116
BUSINESS ADDRESS:
STREET 1: 92 HAYDEN AVE
CITY: LEXINGTON
STATE: MA
ZIP: 02421
MAIL ADDRESS:
STREET 1: 92 HAYDEN AVE
CITY: LEXINGTON
STATE: MA
ZIP: 02421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carbon Black, Inc.
CENTRAL INDEX KEY: 0001366527
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 550810166
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 WINTER ST.
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 617-393-7400
MAIL ADDRESS:
STREET 1: 1100 WINTER ST.
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: BIT9, INC.
DATE OF NAME CHANGE: 20110407
FORMER COMPANY:
FORMER CONFORMED NAME: BIT9 INC
DATE OF NAME CHANGE: 20060619
4
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a4.xml
4
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4
2018-12-03
0
0001366527
Carbon Black, Inc.
CBLK
0001456415
Highland Management Partners VI, Inc.
C/O HIGHLAND CAPITAL PARTNERS
ONE BROADWAY, 16TH FLOOR
CAMBRIDGE
MA
02142
0
0
1
0
0001253995
HIGHLAND MANAGEMENT PARTNERS VI L P
C/O HIGHLAND CAPITAL PARTNERS
ONE BROADWAY, 16TH FLOOR
CAMBRIDGE
MA
02142
0
0
1
0
0001135507
HIGHLAND CAPITAL PARTNERS VI-B LP
C/O HIGHLAND CAPITAL PARTNERS
ONE BROADWAY, 16TH FLOOR
CAMBRIDGE
MA
02142
0
0
1
0
0001135500
HIGHLAND CAPITAL PARTNERS VI LP
C/O HIGHLAND CAPITAL PARTNERS
ONE BROADWAY, 16TH FLOOR
CAMBRIDGE
MA
02142
0
0
1
0
0001156158
HIGHLAND ENTREPRENEURS FUND VI LP
C/O HIGHLAND CAPITAL PARTNERS
ONE BROADWAY, 16TH FLOOR
CAMBRIDGE
MA
02142
0
0
1
0
0001554026
Highland Management Partners VII, LLC
C/O HIGHLAND CAPITAL PARTNERS
ONE BROADWAY, 16TH FLOOR
CAMBRIDGE
MA
02142
0
0
1
0
0001554027
Highland Management Partners VII Limited Partnership
C/O HIGHLAND CAPITAL PARTNERS
ONE BROADWAY, 16TH FLOOR
CAMBRIDGE
MA
02142
0
0
1
0
0001343678
Highland Capital Partners VII LP
C/O HIGHLAND CAPITAL PARTNERS
ONE BROADWAY, 16TH FLOOR
CAMBRIDGE
MA
02142
0
0
1
0
0001343244
HIGHLAND CAPITAL PARTNERS VII-B L P
C/O HIGHLAND CAPITAL PARTNERS
ONE BROADWAY, 16TH FLOOR
CAMBRIDGE
MA
02142
0
0
1
0
0001343673
Highland Capital Partners VII-C LP
C/O HIGHLAND CAPITAL PARTNERS
ONE BROADWAY, 16TH FLOOR
CAMBRIDGE
MA
02142
0
0
1
0
Common Stock
2018-12-03
4
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0
1067516
0
D
3202549
I
By Highland Capital Partners VI Limited Partnership
Common Stock
2018-12-03
4
J
0
585219
0
D
1755655
I
By Highland Capital Partners VI-B Limited Partnership
Common Stock
2018-12-03
4
J
0
52874
0
D
158621
I
By Highland Entrepreneurs' Fund VI Limited Partnership
Common Stock
2018-12-03
4
J
0
273330
0
D
819988
I
By Highland Capital Partners VII Limited Partnership
Common Stock
2018-12-03
4
J
0
66233
0
D
198698
I
By Highland Capital Partners VII-B Limited Partnership
Common Stock
2018-12-03
4
J
0
96456
0
D
289368
I
By Highland Capital Partners VII-C Limited Partnership
Common Stock
2018-12-03
4
J
0
8565
0
D
25693
I
By Highland Entrepreneurs' Fund VII Limited Partnership
Effective December 3, 2018, Highland Capital Partners VI Limited Partnership ("HCP VI"), a venture capital partnership, distributed in-kind, without consideration, a total of 1,067,516 shares of Common Stock of the Issuer to its limited partners, including Highland Management Partners VI Limited Partnership ("HMP VI LP"), the general partner of HCP VI, and to the limited partners of HMP VI LP. The general partner of HMP VI LP is Highland Management Partners VI, Inc. ("Highland Management"). Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
Effective December 3, 2018, Highland Capital Partners VI-B Limited Partnership ("HCP VI-B"), a venture capital partnership, distributed in-kind, without consideration, a total of 585,219 shares of Common Stock of the Issuer to its limited partners, including HMP VI LP, the general partner of HCP VI-B, and to the limited partners of HMP VI LP. The general partner of HMP VI LP is Highland Management. Each of HMP VI LP and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
Effective December 3, 2018, Highland Entrepreneurs' Fund VI Limited Partnership ("HEF VI"), a venture capital partnership, distributed in-kind, without consideration, a total of 52,874 shares of Common Stock of the Issuer to its limited partners, including HEF VI Limited Partnership ("HEF"), the general partner of HEF VI, and to the limited partners of HEF. The general partner of HEF is Highland Management. Each of HEF and Highland Management disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
Effective December 3, 2018, Highland Capital Partners VII Limited Partnership ("HCP VII"), a venture capital partnership, distributed in-kind, without consideration, a total of 273,330 shares of Common Stock of the Issuer to its limited partners, including Highland Management Partners VII Limited Partnership ("HMP VII LP"), the general partner of HCP VII, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is Highland Management Partners VII, LLC ("HMP VII LLC"). Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
Effective December 3, 2018, Highland Capital Partners VII-B Limited Partnership ("HCP VII-B"), a venture capital partnership, distributed in-kind, without consideration, a total of 66,233 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-B, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
Effective December 3, 2018, Highland Capital Partners VII-C Limited Partnership ("HCP VII-C"), a venture capital partnership, distributed in-kind, without consideration, a total of 96,456 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HCP VII-C, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
Effective December 3, 2018, Highland Entrepreneurs' Fund VII Limited Partnership ("HEF VII"), a venture capital partnership, distributed in-kind, without consideration, a total of 8,565 shares of Common Stock of the Issuer to its limited partners, including HMP VII LP, the general partner of HEF VII, and to the limited partners of HMP VII LP. The general partner of HMP VII LP is HMP VII LLC. Each of HMP VII LP and HMP VII LLC disclaims Section 16 beneficial ownership of all shares except to the extent of their pecuniary interest, if any, therein. This report shall not be deemed to be an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose.
Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, Highland Entrepreneurs' Fund VII Limited Partnership and HEF VI Limited Partnership have filed a separate Form 4. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act
/s/ Jessica Healey, Authorized Manager of Highland Management Partners VI, Inc.
2018-12-06
/s/ Jessica Healey, Authorized Manager of Highland Management Partners VI, Inc., the general partner of Highland Management Partners VI Limited Partnership
2018-12-06
/s/ Jessica Healey, Authorized Manager of Highland Management Partners VI, Inc., the general partner of Highland Management Partners VI Limited Partnership, the general partner of Highland Capital Partners VI Limited Partnership
2018-12-06
/s/ Jessica Healey, Authorized Manager of Highland Management Partners VI, Inc., the general partner of Highland Management Partners VI Limited Partnership, the general partner of Highland Capital Partners VI-B Limited Partnership
2018-12-06
/s/ Jessica Healey, Authorized Manager of Highland Management Partners VI, Inc., the general partner of HEF VI Limited Partnership, the general partner of Highland Entrepreneurs' Fund VI Limited Partnership
2018-12-06
/s/ Jessica Healey, Authorized Manager of Highland Management Partners VII, LLC
2018-12-06
/s/ Jessica Healey, Authorized Manager of Highland Management Partners VII, LLC, the general partner of Highland Management Partners VII Limited Partnership
2018-12-06
/s/ Jessica Healey, Authorized Manager of Highland Management Partners VII, LLC, the general partner of Highland Management Partners VII Limited Partnership, the general partner of Highland Capital Partners VII Limited Partnership
2018-12-06
/s/ Jessica Healey, Authorized Manager of Highland Management Partners VII, LLC, the general partner of Highland Management Partners VII Limited Partnership, the general partner of Highland Capital Partners VII-B Limited Partnership
2018-12-06
/s/ Jessica Healey, Authorized Manager of Highland Management Partners VII, LLC, the general partner of Highland Management Partners VII Limited Partnership, the general partner of Highland Capital Partners VII-C Limited Partnership
2018-12-06