0001348554-14-000004.txt : 20140430 0001348554-14-000004.hdr.sgml : 20140430 20140430150454 ACCESSION NUMBER: 0001348554-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20140430 DATE AS OF CHANGE: 20140430 EFFECTIVENESS DATE: 20140430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRASSI INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001135126 IRS NUMBER: 943350355 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06441 FILM NUMBER: 14798051 BUSINESS ADDRESS: STREET 1: 1804 NORTH SHORELINE BLVD., SUITE 140 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509340770 MAIL ADDRESS: STREET 1: 1804 NORTH SHORELINE BLVD., SUITE 140 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001135126 XXXXXXXX 09-30-2013 09-30-2013 GRASSI INVESTMENT MANAGEMENT LLC
1804 NORTH SHORELINE BLVD., SUITE 140 MOUNTAIN VIEW CA 94043
13F HOLDINGS REPORT 028-06441 N
Peter T. Grassi Managing Partner 650-934-0770 Peter T. Grassi Mountain View CA 04-30-2014 0 133 379305 false
INFORMATION TABLE 2 inftable.xml 3M COMPANY COM 88579Y101 5330 44640 SH SOLE 0 0 44640 ABBOTT LABS COM COM 002824100 4526 136370 SH SOLE 0 0 136370 ABBVIE INC. COM 00287Y109 5862 131060 SH SOLE 200 0 130860 ACCESS MIDSTREAM COM 00434L109 944 19550 SH SOLE 0 0 19400 ALTRIA GROUP INC COM 02209S103 4821 140359 SH SOLE 0 0 140359 AMER INT'L GROUP COM 026874784 6902 141935 SH SOLE 150 0 141635 AMERICAN CAMPUS COM 024835100 601 17600 SH SOLE 0 0 17600 AMERICAN EXPRESS COM 025816109 1883 24935 SH SOLE 0 0 24935 ANADARKO PETRO COM 032511107 928 9975 SH SOLE 0 0 9875 APACHE CORP COM 037411105 1205 14150 SH SOLE 100 0 14050 APOLLO INVESTMENT COM 03761U106 82 10000 SH SOLE 0 0 10000 APPLE COMPUTER COM 037833100 4038 8471 SH SOLE 0 0 8471 APPLIED MATERIALS COM 038222105 6829 389546 SH SOLE 0 0 389546 AT&T COM 00206r102 3411 100871 SH SOLE 0 0 100871 ATLAS PIPELINE PTNRS COM 049392103 289 7450 SH SOLE 0 0 7450 AVALONBAY COM 053484101 526 4135 SH SOLE 0 0 4135 AVIV REIT COM 05381L101 221 9700 SH SOLE 0 0 9700 BANK OF AMERICA COM 060505104 10117 733131 SH SOLE 600 0 731531 BLACKSTONE GROUP LP COM 09253u108 4147 166600 SH SOLE 0 0 166600 BOEING COM 097023105 5593 47600 SH SOLE 0 0 47600 BRISTOL-MYERS COM 110122108 5457 117915 SH SOLE 0 0 117665 CAMDEN PROPERTY TR COM 133131102 541 8800 SH SOLE 0 0 8800 CATERPILLAR COM 149123101 4491 53850 SH SOLE 0 0 53850 CBL & ASSOCIATES COM 124830100 207 10825 SH SOLE 0 0 10825 CHEVRON CORP COM 166764100 4625 38067 SH SOLE 0 0 38067 CISCO SYSTEMS INC COM 17275R102 593 25293 SH SOLE 0 0 25293 CITIGROUP INC COM 172967101 6462 133210 SH SOLE 0 0 133210 CLOROX COMPANY COM 189054109 490 6000 SH SOLE 0 0 6000 COMM BK BAY OAKLAND CA COM 203485107 123 30000 SH SOLE 0 0 30000 CONAGRA COM 205887102 2181 71900 SH SOLE 0 0 71900 CONOCOPHILLIPS COM 20825c104 4463 64209 SH SOLE 0 0 64209 CUMMINS INC COM 231021106 325 2445 SH SOLE 0 0 2445 DENBURY RESOURCES COM 247916208 1029 55900 SH SOLE 0 0 55900 DEUTSCHE TELEKOM COM 251566105 388 26600 SH SOLE 0 0 26200 DEVON ENERGY COM 25179m103 358 6200 SH SOLE 0 0 6200 DIGITAL REALTY TR COM 253868103 1049 19750 SH SOLE 0 0 19750 DOW CHEMICAL COM 260543103 4802 125060 SH SOLE 0 0 125060 DU PONT EI DE NMRS COM 263534109 5771 98555 SH SOLE 0 0 98455 DUNKIN' BRANDS COM 265504100 914 20200 SH SOLE 150 0 20050 EMERSON ELECTRIC COM 291011104 2679 41400 SH SOLE 0 0 41400 ENBRIDGE ENERGY COM 29250R106 364 11950 SH SOLE 0 0 11750 ENERGY TRANSFER COM 29273R109 2407 46232 SH SOLE 0 0 46082 ENERGY TRANSFER EQU COM 29273v100 2861 43500 SH SOLE 0 0 43500 ENTERPRISE PRODS COM 293792107 6364 104254 SH SOLE 0 0 104154 EQT MIDSTREAM COM 26885B100 226 4600 SH SOLE 0 0 4600 EXPRESS SCRIPTS INC COM 302182100 2117 34250 SH SOLE 100 0 34150 EXXON MOBIL CORP COM 30231G102 3751 43600 SH SOLE 0 0 43600 FACEBOOK, INC. COM 30303M102 327 6515 SH SOLE 0 0 6515 FIRST REPUBLIC BANK COM 33616C100 4850 104000 SH SOLE 0 0 104000 FLOWERS FOODS COM 343498101 643 30000 SH SOLE 0 0 30000 FORD MOTOR CO COM 349862300 9052 536545 SH SOLE 0 0 536045 FRANKLIN RES COM 354613101 546 10800 SH SOLE 0 0 10800 GAP INC COM 364760108 1100 27300 SH SOLE 0 0 27300 GENERAL ELECTRIC COM 369604103 8785 367728 SH SOLE 0 0 367228 GENERAL MILLS INC COM 370334104 2979 62159 SH SOLE 0 0 62009 GLAXOSMITHKILINE COM 37733W105 7319 145876 SH SOLE 0 0 145676 GOOGLE INC CLASS A COM 38259p508 206 235 SH SOLE 0 0 235 HALLIBURTON CO COM 406216101 693 14400 SH SOLE 0 0 14400 HARTFORD FINANCIAL COM 416515104 3743 120276 SH SOLE 200 0 119576 HCP, INC. COM 40414L109 3523 86025 SH SOLE 0 0 86025 HESS CORPORATION COM 42809H107 344 4450 SH SOLE 0 0 4450 HEWLETT-PACKARD CO COM 428236103 537 25600 SH SOLE 0 0 25600 HOLLY ENERGY COM 435763107 351 10600 SH SOLE 0 0 10600 HOME DEPOT INC COM 437076102 4590 60516 SH SOLE 0 0 60516 HONEYWELL INT'L INC COM 438516106 5017 60414 SH SOLE 0 0 60414 IBM CORPORATION COM 459200101 2116 11427 SH SOLE 0 0 11427 INGREDION COM 457187102 864 13050 SH SOLE 0 0 13050 INTEL CORPORATION COM 458140100 3570 155750 SH SOLE 0 0 155750 INTL PAPER COM 460146103 4766 106387 SH SOLE 0 0 106187 JOHNSON & JOHNSON COM 478160104 5819 67124 SH SOLE 0 0 67124 JP MORGAN CHASE COM 46625H100 5040 97500 SH SOLE 100 0 97200 KELLOGG CO COM 487836108 2420 41200 SH SOLE 0 0 41200 KEYCORP COM 493267108 137 12000 SH SOLE 0 0 11500 KIMCO REALTY CORP COM 49446R109 529 26200 SH SOLE 0 0 26200 KINDER MORGAN COM 494550106 247 3100 SH SOLE 0 0 3100 KINDER MORGAN INC. COM 49456B101 1160 32625 SH SOLE 0 0 32625 KOHLBERG KRAVIS COM 48248M102 3334 162000 SH SOLE 0 0 162000 KRAFT FOOD GROUP COM 50076Q106 4609 87815 SH SOLE 0 0 87815 LAM RESEARCH CORP COM 512807108 530 10350 SH SOLE 0 0 10350 LEGACY RESERVES LP COM 524707304 519 19206 SH SOLE 0 0 19006 LILLY, ELI & CO COM 532457108 3288 65335 SH SOLE 0 0 65335 LOCKHEED MARTIN COM 539830109 4961 38895 SH SOLE 0 0 38895 MACERICH CO COM 554382101 471 8353 SH SOLE 0 0 8353 MAGELLAN COM 559080106 691 12250 SH SOLE 0 0 12250 MARKWEST ENERGY COM 570759100 3977 55060 SH SOLE 0 0 54910 MERCK & CO INC COM 589331107 5067 106427 SH SOLE 0 0 106227 MICROSOFT CORP COM 594918104 2569 77200 SH SOLE 0 0 77200 MONDELEZ INTL COM 609207105 950 30250 SH SOLE 0 0 30250 MONSANTO COM 61166w101 2364 22650 SH SOLE 0 0 22650 MORGAN STANLEY COM 617446448 4272 158500 SH SOLE 300 0 158200 NESTLE SA COM 641069406 3038 43650 SH SOLE 0 0 43650 NUCOR CORP COM 670346105 3768 76858 SH SOLE 0 0 76708 OCCIDENTAL PETROL COM 674599105 962 10281 SH SOLE 0 0 10131 ONEOK PARTNERS LP COM 68268n103 265 5000 SH SOLE 0 0 4900 ORACLE CORP COM 68389X105 850 25611 SH SOLE 0 0 25611 PEPSICO INC COM 713448108 5640 70943 SH SOLE 0 0 70843 PFIZER INC COM 717081103 5915 205915 SH SOLE 0 0 205615 PHILIP MORRIS INTL COM 718172109 3197 36926 SH SOLE 0 0 36926 PLAINS ALL AM COM 726503105 2017 38299 SH SOLE 0 0 38299 PROCTER & GAMBLE COM 742718109 18423 243720 SH SOLE 0 0 243620 PROLOGIS COM 74340W103 8495 225800 SH SOLE 0 0 225800 QUALCOMM INC COM 747525103 779 11575 SH SOLE 0 0 11575 REGENCY CENTERS COM 758847103 309 6400 SH SOLE 0 0 6400 REYNOLDS AMERICAN COM 761713106 4350 89175 SH SOLE 0 0 89025 ROBERT HALF INTL COM 770323103 2537 65000 SH SOLE 0 0 65000 SANOFI-AVENTIS COM 80105N105 4203 83017 SH SOLE 0 0 82917 SBA COMMUNICATIONS COM 78388J106 616 7650 SH SOLE 0 0 7650 SCHLUMBERGER LTD COM 806857108 488 5525 SH SOLE 0 0 5525 SCHWAB, CHARLES COM 808513105 484 22899 SH SOLE 0 0 22899 SEADRILL LTD COM G7945E105 5175 114800 SH SOLE 0 0 114800 SENIOR HOUSING PROP COM 81721M109 1304 55867 SH SOLE 0 0 55567 SIMON PPTY GRP INC COM 828806109 596 4020 SH SOLE 0 0 4020 STAN BLK & DECKER COM 854502101 1146 12651 SH SOLE 0 0 12651 TARGA CORP COM 87612G101 482 6600 SH SOLE 0 0 6600 TARGA RESOURCES COM 87611x105 2471 48002 SH SOLE 0 0 47802 TAUBMAN CENTERS COM 876664103 202 3000 SH SOLE 0 0 3000 THL CREDIT INC COM 872438106 351 22500 SH SOLE 0 0 22500 TRANSCANADA CORP COM 89353D107 439 10000 SH SOLE 0 0 10000 TRANSOCEAN INC COM H8817H100 623 14000 SH SOLE 0 0 14000 TRAVELERS CO COM 89417E109 6061 71495 SH SOLE 0 0 71395 UNILEVER NV COM 904784709 2097 55600 SH SOLE 0 0 55600 UNION PACIFIC COM 907818108 3988 25675 SH SOLE 0 0 25675 UNITED TECH COM 913017109 4432 41104 SH SOLE 0 0 41104 VENTAS INC. COM 92276F100 676 11000 SH SOLE 0 0 11000 VERIZON COMM COM 92343V104 5746 123108 SH SOLE 0 0 123108 VISA INC CL A COM 92826c839 3147 16466 SH SOLE 0 0 16466 VORNADO RLTY COM 929042109 3100 36880 SH SOLE 0 0 36880 WAL-MART STORES COM 931142103 2554 34536 SH SOLE 0 0 34536 WALGREEN CO COM 931422109 678 12600 SH SOLE 0 0 12600 WELLS FARGO & CO COM 949746101 7024 169987 SH SOLE 200 0 169787 WESTERN GAS COM 958254104 3450 57375 SH SOLE 0 0 57375 WEYERHAEUSER COM 984332106 4707 164422 SH SOLE 0 0 164122 WILLIAMS PARTNERS LP COM 96950f104 352 6650 SH SOLE 0 0 6650