0001135105-14-000003.txt : 20141219
0001135105-14-000003.hdr.sgml : 20141219
20141219130549
ACCESSION NUMBER: 0001135105-14-000003
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20141030
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL MANAGEMENT OF THE CAROLINAS, LLC
CENTRAL INDEX KEY: 0001135105
IRS NUMBER: 562222703
STATE OF INCORPORATION: NC
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04353
FILM NUMBER: 141298499
BUSINESS ADDRESS:
STREET 1: 1520 SOUTH BOULEVARD, SUITE 230
CITY: CHARLOTTE
STATE: NC
ZIP: 28203
BUSINESS PHONE: 704-332-3131
MAIL ADDRESS:
STREET 1: 1520 SOUTH BOULEVARD, SUITE 230
CITY: CHARLOTTE
STATE: NC
ZIP: 28203
FORMER COMPANY:
FORMER CONFORMED NAME: CAPITAL MANAGEMENT OF THE CAROLINAS LLC /BD
DATE OF NAME CHANGE: 20010215
MA-I
1
primary_doc.xml
MA-I
0001135105
XXXXXXXX
Rebecca Douglass
704-332-3131
rdouglass@capitalmc.con
N
Kenneth
Lee
Carter
Jr.
002822127
N
1
0001135105
CAPITAL MANAGEMENT OF THE CAROLINAS, LLC
Capital Management of the Carolinas, LLC
11-15-2000
N
10-29-2014
0001135105
LOCATED
SUPERVISED
11-15-2000
1520 SOUTH BOULEVARD, SUITE 230
CHARLOTTE
NC
28203
11-2000
Capital Management of the Carolinas, LLC
Charlotte
NC
28203
Y
N
VP/Partner/CFO
Y
11-2000
Capital Management of the Carolinas, LLC
1520 South Boulevard, Suite 230
Charlotte
NC
28203
N
N
Limited broker-dealer distributing a money market mutual fund to NC governmental units and public authorities.
VP/Partner/CFO
40
marketing and client service to potential and existing NCCMT clients, provides oversight on all financial aspects of the firm
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-30-2014
Rebecca Douglass
VP/Partner/CCO