0001209191-21-020094.txt : 20210312
0001209191-21-020094.hdr.sgml : 20210312
20210312144658
ACCESSION NUMBER: 0001209191-21-020094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210310
FILED AS OF DATE: 20210312
DATE AS OF CHANGE: 20210312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: THORNE OAKLEIGH
CENTRAL INDEX KEY: 0001135089
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35975
FILM NUMBER: 21736809
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Gogo Inc.
CENTRAL INDEX KEY: 0001537054
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899]
IRS NUMBER: 271650905
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 111 N. CANAL ST., SUITE 1500
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: (312) 517-5000
MAIL ADDRESS:
STREET 1: 111 N. CANAL ST., SUITE 1500
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-10
0
0001537054
Gogo Inc.
GOGO
0001135089
THORNE OAKLEIGH
63 FRONT STREET, P.O BOX 258
MILLBROOK
NY
12545
1
1
1
0
President and CEO
Common Stock
2021-03-10
4
M
0
27500
A
268579
D
Common Stock
2021-03-10
4
F
0
9387
12.52
D
259192
D
Common Stock
100
I
By Spouse
Common Stock
25924803
I
By LLC
Restricted Stock Units
2021-03-10
4
M
0
20625
0.00
D
Common Stock
20625
41250
D
Performance Restricted Stock Units
2021-03-10
4
M
0
6875
0.00
D
Common Stock
6875
13750
D
Restricted stock units convert into common stock on a one-for-one basis.
Shares of common stock netted out to pay tax liability associated with vesting.
Reflects 25,785,267 shares of common stock held directly by Thorndale Farm Gogo, LLC. Thorndale Farm, Inc. is the managing member of Thorndale Farm Gogo, LLC. Mr. Thorne, as the chief executive officer of Thorndale Farm, Inc., may be deemed to have beneficial ownership of the shares of common stock held by Thorndale Farm, Inc. Mr. Thorne disclaims beneficial ownership of such shares of common stock except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that Mr. Thorne is a beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose.
Reflects 139,536 shares of common stock held directly by OAP, LLC. As the managing member of OAP, LLC, Mr. Thorne may be deemed to have beneficial ownership of the shares of common stock held by OAP, LLC. Mr. Thorne disclaims beneficial ownership of such shares of common stock except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that Mr. Thorne is a beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose.
On March 10, 2019, the reporting person was granted 82,500 restricted stock units, vesting in four equal annual installments on the first four anniversaries of March 10, 2019, subject to continued employment with the Company.
Following the elimination of the performance conditions for these options by the Compensation Committee of the Company, these options provided for vesting in four annual installments beginning on the first anniversary of March 10, 2019, subject to continued employment with the Company.
/s/ Margee Elias, Attorney-in-Fact for Oakleigh Thorne
2021-03-12