0000899243-18-029766.txt : 20181128 0000899243-18-029766.hdr.sgml : 20181128 20181128185943 ACCESSION NUMBER: 0000899243-18-029766 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181121 FILED AS OF DATE: 20181128 DATE AS OF CHANGE: 20181128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thorndale Farm, Inc. CENTRAL INDEX KEY: 0001718404 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35975 FILM NUMBER: 181206707 BUSINESS ADDRESS: STREET 1: 63 FRONT STREET (PO BOX 258) CITY: MILLBROOK STATE: NY ZIP: 12545 BUSINESS PHONE: 845-605-3633 MAIL ADDRESS: STREET 1: 63 FRONT STREET (PO BOX 258) CITY: MILLBROOK STATE: NY ZIP: 12545 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THORNE OAKLEIGH CENTRAL INDEX KEY: 0001135089 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35975 FILM NUMBER: 181206708 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Gogo Inc. CENTRAL INDEX KEY: 0001537054 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 271650905 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 N. CANAL ST., SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 517-5000 MAIL ADDRESS: STREET 1: 111 N. CANAL ST., SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-21 0 0001537054 Gogo Inc. GOGO 0001718404 Thorndale Farm, Inc. 63 FRONT STREET, P.O. BOX 258 MILLBROOK NY 12545 0 0 1 0 0001135089 THORNE OAKLEIGH 63 FRONT STREET, P.O. BOX 258 MILLBROOK NY 12545 1 1 1 0 President and CEO 6.00% Convertible Senior Notes due 2022 6.00 2018-11-21 4 P 0 8000000.00 8000000.00 A 2022-05-15 Common Stock 1333334 8000000.00 I See Footnote The 6.00% Convertible Senior Notes due 2022 become convertible on January 15, 2022 or earlier upon certain events. The 6.00% Convertible Senior Notes due 2022 are convertible into common stock at a conversion price equal to $6.00 per share of the issuer's common stock, subject to adjustment in certain events. Represent the aggregate purchase price for the 6.00% Convertible Senior Notes due 2022. Reflects 6.00% Convertible Senior Notes due 2022 held by Thorndale Farm Private Equity 2, LLC. Thorndale Farm, Inc. is the managing member of Thorndale Farm Private Equity 2, LLC and Mr. Thorne is Chief Executive Officer of Thorndale Farm, Inc. Thorndale Farm, Inc., as the managing member of Thorndale Farm Private Equity 2, LLC, and Mr. Thorne, as Chief Executive Officer of Thorndale Farm, Inc., may be deemed to have beneficial ownership of the 6.00% Convertible Senior Notes due 2022 held by Thorndale Farm Private Equity 2, LLC. Mr. Thorne and Thorndale Farm, Inc. disclaim beneficial ownership of such 6.00% Convertible Senior Notes due 2022 except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that Thorndale Form, Inc. or Mr. Thorne is the beneficial owner of such 6.00% Convertible Senior Notes due 2022 for purposes of Section 16 or for any other purpose. /s/ Thorndale Farm, Inc., By: /s/ Oakleigh Thorne, Chief Executive Officer 2018-11-28 /s/ Oakleigh Thorne 2018-11-28