0001415889-22-002554.txt : 20220304 0001415889-22-002554.hdr.sgml : 20220304 20220304164858 ACCESSION NUMBER: 0001415889-22-002554 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220302 FILED AS OF DATE: 20220304 DATE AS OF CHANGE: 20220304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohen Scot CENTRAL INDEX KEY: 0001558913 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32420 FILM NUMBER: 22714839 MAIL ADDRESS: STREET 1: 20 EAST 20TH ST. STREET 2: APT. 6 CITY: NEW YORK STATE: NY ZIP: 10003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Charlie's Holdings, Inc. CENTRAL INDEX KEY: 0001134765 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 841575085 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1007 BRIOSO DR. CITY: COSTA MESA STATE: CA ZIP: 92627 BUSINESS PHONE: 949-570-0691 MAIL ADDRESS: STREET 1: 1007 BRIOSO DR. CITY: COSTA MESA STATE: CA ZIP: 92627 FORMER COMPANY: FORMER CONFORMED NAME: True Drinks Holdings, Inc. DATE OF NAME CHANGE: 20130122 FORMER COMPANY: FORMER CONFORMED NAME: BAZI INTERNATIONAL, INC. DATE OF NAME CHANGE: 20100803 FORMER COMPANY: FORMER CONFORMED NAME: XELR8 HOLDINGS, INC. DATE OF NAME CHANGE: 20070321 4 1 form4-03042022_010347.xml X0306 4 2022-03-02 0001134765 Charlie's Holdings, Inc. CHUC 0001558913 Cohen Scot C/O CHARLIE'S HOLDINGS, INC. 1007 BRIOSO DRIVE COSTA MESA CA 92627 true false false false Common Stock 2022-03-02 4 A 0 400000 0 A 438000 D Common Stock 768760 I By V3 Capital Partners LLC Common Stock 3644 I By Scot Jason Cohen Foundation Common Stock 2000 I By IRA Represents shares of restricted stock granted pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. The shares will no longer be subject to forfeiture in two equal annual installments, beginning on the first anniversary of the grant, subject to continued service. /s/ Scot Cohen 2022-03-03