0001415889-21-002438.txt : 20210513 0001415889-21-002438.hdr.sgml : 20210513 20210513181050 ACCESSION NUMBER: 0001415889-21-002438 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210401 FILED AS OF DATE: 20210513 DATE AS OF CHANGE: 20210513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SICIGNANO HENRY III CENTRAL INDEX KEY: 0001508753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32420 FILM NUMBER: 21921164 MAIL ADDRESS: STREET 1: 8201 MAIN STREET STREET 2: SUITE 6 CITY: WILLIAMSVILLE STATE: NY ZIP: 14221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Charlie's Holdings, Inc. CENTRAL INDEX KEY: 0001134765 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 841575085 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1007 BRIOSO DR. CITY: COSTA MESA STATE: CA ZIP: 92627 BUSINESS PHONE: 949-531-6855 MAIL ADDRESS: STREET 1: 1007 BRIOSO DR. CITY: COSTA MESA STATE: CA ZIP: 92627 FORMER COMPANY: FORMER CONFORMED NAME: True Drinks Holdings, Inc. DATE OF NAME CHANGE: 20130122 FORMER COMPANY: FORMER CONFORMED NAME: BAZI INTERNATIONAL, INC. DATE OF NAME CHANGE: 20100803 FORMER COMPANY: FORMER CONFORMED NAME: XELR8 HOLDINGS, INC. DATE OF NAME CHANGE: 20070321 4 1 form4-05132021_030536.xml X0306 4 2021-04-01 0001134765 Charlie's Holdings, Inc. CHUC 0001508753 SICIGNANO HENRY III C/O CHARLIE'S HOLDINGS, INC. 1007 BRIOSO DRIVE COSTA MESA CA 92627 false true false false PRESIDENT Common Stock 2021-04-01 4 A 0 150000000 0 A 750000002 D Represents shares of restricted stock granted in connection with the Reporting Person's appointment as President of the Issuer pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. 50% of the shares will no longer be subject to forfeiture on April 1, 2022, with the remainder being no longer subject to forfeiture on April 1, 2023, subject to continued employment. /s/ Henry Sicignano, III 2021-05-13