0001415889-21-001615.txt : 20210323 0001415889-21-001615.hdr.sgml : 20210323 20210323080755 ACCESSION NUMBER: 0001415889-21-001615 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210319 FILED AS OF DATE: 20210323 DATE AS OF CHANGE: 20210323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stump Ryan CENTRAL INDEX KEY: 0001775621 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32420 FILM NUMBER: 21763199 MAIL ADDRESS: STREET 1: C/O TRUE DRINKS HOLDINGS, INC. STREET 2: 2 PARK PLAZA SUITE 1200 CITY: IRVINE STATE: CA ZIP: 92614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Charlie's Holdings, Inc. CENTRAL INDEX KEY: 0001134765 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 841575085 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1007 BRIOSO DR. CITY: COSTA MESA STATE: CA ZIP: 92627 BUSINESS PHONE: 949-531-6855 MAIL ADDRESS: STREET 1: 1007 BRIOSO DR. CITY: COSTA MESA STATE: CA ZIP: 92627 FORMER COMPANY: FORMER CONFORMED NAME: True Drinks Holdings, Inc. DATE OF NAME CHANGE: 20130122 FORMER COMPANY: FORMER CONFORMED NAME: BAZI INTERNATIONAL, INC. DATE OF NAME CHANGE: 20100803 FORMER COMPANY: FORMER CONFORMED NAME: XELR8 HOLDINGS, INC. DATE OF NAME CHANGE: 20070321 4 1 form4-03232021_050346.xml X0306 4 2021-03-19 0001134765 Charlie's Holdings, Inc. CHUC 0001775621 Stump Ryan C/O CHARLIE'S HOLDINGS, INC. 1007 BRIOSO DRIVE COSTA MESA CA 92627 true true false false CHIEF OPERATING OFFICER Common Stock 2021-02-15 4 G 0 3979468648 0 D 40196705 D Common Stock 2021-02-15 4 G 0 3979468648 0 A 3979468648 I By the Ryan Stump Legacy Trust Common Stock 2021-03-19 4 S 0 1350000005 0.0008 D 2629468643 I By the Ryan Stump Legacy Trust Common Stock 2021-03-22 4 A 0 105509965 0.0085 A 2734978608 I By the Ryan Stump Legacy Trust On February 15, 2021, the Reporting Person transferred 3,979,468,648 shares of common stock to the Ryan Stump Legacy Trust, of which the reporting person is trustee. The Reporting Person and immediate family members are the sole beneficiaries of the trust. The shares were sold in a private transaction consummated on March 19, 2021 at a price of $0.000833 per share. The shares of common stock were purchased from the Issuer in a transaction approved by the Issuer's Board of Directors in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), which purchase is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. /s/ Ryan Stump 2021-03-22