0001415889-21-001615.txt : 20210323
0001415889-21-001615.hdr.sgml : 20210323
20210323080755
ACCESSION NUMBER: 0001415889-21-001615
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210319
FILED AS OF DATE: 20210323
DATE AS OF CHANGE: 20210323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stump Ryan
CENTRAL INDEX KEY: 0001775621
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32420
FILM NUMBER: 21763199
MAIL ADDRESS:
STREET 1: C/O TRUE DRINKS HOLDINGS, INC.
STREET 2: 2 PARK PLAZA SUITE 1200
CITY: IRVINE
STATE: CA
ZIP: 92614
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Charlie's Holdings, Inc.
CENTRAL INDEX KEY: 0001134765
STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833]
IRS NUMBER: 841575085
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1007 BRIOSO DR.
CITY: COSTA MESA
STATE: CA
ZIP: 92627
BUSINESS PHONE: 949-531-6855
MAIL ADDRESS:
STREET 1: 1007 BRIOSO DR.
CITY: COSTA MESA
STATE: CA
ZIP: 92627
FORMER COMPANY:
FORMER CONFORMED NAME: True Drinks Holdings, Inc.
DATE OF NAME CHANGE: 20130122
FORMER COMPANY:
FORMER CONFORMED NAME: BAZI INTERNATIONAL, INC.
DATE OF NAME CHANGE: 20100803
FORMER COMPANY:
FORMER CONFORMED NAME: XELR8 HOLDINGS, INC.
DATE OF NAME CHANGE: 20070321
4
1
form4-03232021_050346.xml
X0306
4
2021-03-19
0001134765
Charlie's Holdings, Inc.
CHUC
0001775621
Stump Ryan
C/O CHARLIE'S HOLDINGS, INC.
1007 BRIOSO DRIVE
COSTA MESA
CA
92627
true
true
false
false
CHIEF OPERATING OFFICER
Common Stock
2021-02-15
4
G
0
3979468648
0
D
40196705
D
Common Stock
2021-02-15
4
G
0
3979468648
0
A
3979468648
I
By the Ryan Stump Legacy Trust
Common Stock
2021-03-19
4
S
0
1350000005
0.0008
D
2629468643
I
By the Ryan Stump Legacy Trust
Common Stock
2021-03-22
4
A
0
105509965
0.0085
A
2734978608
I
By the Ryan Stump Legacy Trust
On February 15, 2021, the Reporting Person transferred 3,979,468,648 shares of common stock to the Ryan Stump Legacy Trust, of which the reporting person is trustee. The Reporting Person and immediate family members are the sole beneficiaries of the trust.
The shares were sold in a private transaction consummated on March 19, 2021 at a price of $0.000833 per share.
The shares of common stock were purchased from the Issuer in a transaction approved by the Issuer's Board of Directors in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), which purchase is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
/s/ Ryan Stump
2021-03-22