-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IH9QJmsOt+oHLRujYRaYsuG3wbACad8aeUByLHfQQ7FOABK3WFuN/W/TOFBg/2Uu VnnXFrYKrPr/JcZughXFKA== <SEC-DOCUMENT>0001209191-07-034237.txt : 20070531 <SEC-HEADER>0001209191-07-034237.hdr.sgml : 20070531 <ACCEPTANCE-DATETIME>20070531191922 ACCESSION NUMBER: 0001209191-07-034237 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070530 FILED AS OF DATE: 20070531 DATE AS OF CHANGE: 20070531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHEELER KURT CENTRAL INDEX KEY: 0001252525 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33484 FILM NUMBER: 07892210 BUSINESS ADDRESS: BUSINESS PHONE: 6502385000 MAIL ADDRESS: STREET 1: 801 GATEWAY BLVD STREET 2: STE 410 CITY: SAN FRANCISCO STATE: CA ZIP: 94080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENNER DENNIS CENTRAL INDEX KEY: 0001249153 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33484 FILM NUMBER: 07892211 BUSINESS ADDRESS: BUSINESS PHONE: 6174259200 MAIL ADDRESS: STREET 1: THE JOHN HANCOCK TOWER STREET 2: 200 CLARENDON STREET, 54TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALAKATOS NICHOLAS CENTRAL INDEX KEY: 0001252522 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33484 FILM NUMBER: 07892212 BUSINESS ADDRESS: BUSINESS PHONE: 6174259200 MAIL ADDRESS: STREET 1: THE JOHN HANCOCK TOWER STREET 2: 200 CLARENDON STREET, 54TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIMON NICHOLAS J III CENTRAL INDEX KEY: 0001221595 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33484 FILM NUMBER: 07892213 BUSINESS ADDRESS: BUSINESS PHONE: 6174259200 MAIL ADDRESS: STREET 1: THE JOHN HANCOCK TOWER STREET 2: 200 CLARENDON STREET, 54TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEINMETZ MICHAEL CENTRAL INDEX KEY: 0001166285 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33484 FILM NUMBER: 07892214 BUSINESS ADDRESS: BUSINESS PHONE: 6174259200 MAIL ADDRESS: STREET 1: THE JOHN HANCOCK TOWER STREET 2: 200 CLARENDON STREET, 54TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GADICKE ANSBERT CENTRAL INDEX KEY: 0001134655 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33484 FILM NUMBER: 07892215 BUSINESS ADDRESS: STREET 1: ONE CAMBRIDGE CENTER CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6174259200 MAIL ADDRESS: STREET 1: THE JOHN HANCOCK TOWER STREET 2: 200 CLARENDON STREET, 54TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EVNIN LUKE CENTRAL INDEX KEY: 0001134657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33484 FILM NUMBER: 07892216 BUSINESS ADDRESS: STREET 1: ONE CAMBRIDGE CENTER CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6174259200 MAIL ADDRESS: STREET 1: THE JOHN HANCOCK TOWER STREET 2: 200 CLARENDON STREET, 54TH STREET CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HELICOS BIOSCIENCES CORP CENTRAL INDEX KEY: 0001274563 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 050587367 BUSINESS ADDRESS: STREET 1: ONE KENDALL SQUARE STREET 2: BUILDING 700 CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 617-649-0540 MAIL ADDRESS: STREET 1: ONE KENDALL SQUARE STREET 2: BUILDING 700 CITY: CAMBRIDGE STATE: MA ZIP: 02139 </SEC-HEADER> <DOCUMENT> <TYPE>4 <SEQUENCE>1 <FILENAME>bsf29790_bsf28group.xml <DESCRIPTION>MAIN DOCUMENT DESCRIPTION <TEXT> <XML> <?xml version="1.0"?> <ownershipDocument> <schemaVersion>X0202</schemaVersion> <documentType>4</documentType> <periodOfReport>2007-05-30</periodOfReport> <issuer> <issuerCik>0001274563</issuerCik> <issuerName>HELICOS BIOSCIENCES CORP</issuerName> <issuerTradingSymbol>HLCS</issuerTradingSymbol> </issuer> <reportingOwner> <reportingOwnerId> <rptOwnerCik>0001134657</rptOwnerCik> <rptOwnerName>EVNIN LUKE</rptOwnerName> </reportingOwnerId> <reportingOwnerAddress> <rptOwnerStreet1>C/O MPM ASSET MANAGEMENT</rptOwnerStreet1> <rptOwnerStreet2>200 CLARENDON ST., 54TH FLOOR</rptOwnerStreet2> <rptOwnerCity>BOSTON</rptOwnerCity> <rptOwnerState>MA</rptOwnerState> <rptOwnerZipCode>02116</rptOwnerZipCode> <rptOwnerStateDescription></rptOwnerStateDescription> </reportingOwnerAddress> <reportingOwnerRelationship> <isDirector>0</isDirector> <isOfficer>0</isOfficer> <isTenPercentOwner>1</isTenPercentOwner> <isOther>0</isOther> </reportingOwnerRelationship> </reportingOwner> <reportingOwner> <reportingOwnerId> <rptOwnerCik>0001134655</rptOwnerCik> <rptOwnerName>GADICKE ANSBERT</rptOwnerName> </reportingOwnerId> <reportingOwnerAddress> <rptOwnerStreet1>C/O MPM ASSET MANAGEMENT</rptOwnerStreet1> <rptOwnerStreet2>200 CLARENDON ST., 54TH FLOOR</rptOwnerStreet2> <rptOwnerCity>BOSTON</rptOwnerCity> <rptOwnerState>MA</rptOwnerState> <rptOwnerZipCode>02116</rptOwnerZipCode> <rptOwnerStateDescription></rptOwnerStateDescription> </reportingOwnerAddress> <reportingOwnerRelationship> <isDirector>0</isDirector> <isOfficer>0</isOfficer> <isTenPercentOwner>1</isTenPercentOwner> <isOther>0</isOther> </reportingOwnerRelationship> </reportingOwner> <reportingOwner> <reportingOwnerId> <rptOwnerCik>0001166285</rptOwnerCik> <rptOwnerName>STEINMETZ MICHAEL</rptOwnerName> </reportingOwnerId> <reportingOwnerAddress> <rptOwnerStreet1>C/O MPM ASSET MANAGEMENT</rptOwnerStreet1> <rptOwnerStreet2>200 CLARENDON ST., 54TH FLOOR</rptOwnerStreet2> <rptOwnerCity>BOSTON</rptOwnerCity> <rptOwnerState>MA</rptOwnerState> <rptOwnerZipCode>02116</rptOwnerZipCode> 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<rptOwnerCik>0001252522</rptOwnerCik> <rptOwnerName>GALAKATOS NICHOLAS</rptOwnerName> </reportingOwnerId> <reportingOwnerAddress> <rptOwnerStreet1>C/O MPM ASSET MANAGEMENT</rptOwnerStreet1> <rptOwnerStreet2>200 CLARENDON ST., 54TH FLOOR</rptOwnerStreet2> <rptOwnerCity>BOSTON</rptOwnerCity> <rptOwnerState>MA</rptOwnerState> <rptOwnerZipCode>02116</rptOwnerZipCode> <rptOwnerStateDescription></rptOwnerStateDescription> </reportingOwnerAddress> <reportingOwnerRelationship> <isDirector>0</isDirector> <isOfficer>0</isOfficer> <isTenPercentOwner>1</isTenPercentOwner> <isOther>0</isOther> </reportingOwnerRelationship> </reportingOwner> <reportingOwner> <reportingOwnerId> <rptOwnerCik>0001249153</rptOwnerCik> <rptOwnerName>HENNER DENNIS</rptOwnerName> </reportingOwnerId> <reportingOwnerAddress> <rptOwnerStreet1>C/O MPM ASSET MANAGEMENT</rptOwnerStreet1> <rptOwnerStreet2>200 CLARENDON ST., 54TH FLOOR</rptOwnerStreet2> <rptOwnerCity>BOSTON</rptOwnerCity> <rptOwnerState>MA</rptOwnerState> <rptOwnerZipCode>02116</rptOwnerZipCode> <rptOwnerStateDescription></rptOwnerStateDescription> </reportingOwnerAddress> <reportingOwnerRelationship> <isDirector>0</isDirector> <isOfficer>0</isOfficer> <isTenPercentOwner>1</isTenPercentOwner> <isOther>0</isOther> </reportingOwnerRelationship> </reportingOwner> <reportingOwner> <reportingOwnerId> <rptOwnerCik>0001252525</rptOwnerCik> <rptOwnerName>WHEELER KURT</rptOwnerName> </reportingOwnerId> <reportingOwnerAddress> <rptOwnerStreet1>C/O MPM ASSET MANAGEMENT</rptOwnerStreet1> <rptOwnerStreet2>200 CLARENDON ST., 54TH FLOOR</rptOwnerStreet2> <rptOwnerCity>BOSTON</rptOwnerCity> <rptOwnerState>MA</rptOwnerState> <rptOwnerZipCode>02116</rptOwnerZipCode> <rptOwnerStateDescription></rptOwnerStateDescription> </reportingOwnerAddress> <reportingOwnerRelationship> <isDirector>0</isDirector> <isOfficer>0</isOfficer> <isTenPercentOwner>1</isTenPercentOwner> <isOther>0</isOther> </reportingOwnerRelationship> </reportingOwner> <nonDerivativeTable> <nonDerivativeTransaction> <securityTitle> <value>Common Stock</value> </securityTitle> <transactionDate> <value>2007-05-30</value> </transactionDate> <transactionCoding> <transactionFormType>4</transactionFormType> <transactionCode>C</transactionCode> <equitySwapInvolved>0</equitySwapInvolved> </transactionCoding> <transactionAmounts> <transactionShares> <value>1162836</value> <footnoteId id="F1"/> </transactionShares> <transactionPricePerShare> <value>0</value> <footnoteId id="F2"/> </transactionPricePerShare> <transactionAcquiredDisposedCode> <value>A</value> </transactionAcquiredDisposedCode> </transactionAmounts> <postTransactionAmounts> <sharesOwnedFollowingTransaction> <value>1162836</value> </sharesOwnedFollowingTransaction> </postTransactionAmounts> <ownershipNature> <directOrIndirectOwnership> <value>I</value> </directOrIndirectOwnership> <natureOfOwnership> <value>See Footnote</value> <footnoteId id="F1"/> </natureOfOwnership> </ownershipNature> </nonDerivativeTransaction> <nonDerivativeTransaction> <securityTitle> <value>Common Stock</value> </securityTitle> <transactionDate> <value>2007-05-30</value> </transactionDate> <transactionCoding> <transactionFormType>4</transactionFormType> <transactionCode>C</transactionCode> <equitySwapInvolved>0</equitySwapInvolved> </transactionCoding> <transactionAmounts> <transactionShares> <value>1491600</value> <footnoteId id="F3"/> </transactionShares> <transactionPricePerShare> <value>0</value> <footnoteId id="F2"/> </transactionPricePerShare> <transactionAcquiredDisposedCode> <value>A</value> </transactionAcquiredDisposedCode> </transactionAmounts> <postTransactionAmounts> <sharesOwnedFollowingTransaction> <value>2654436</value> </sharesOwnedFollowingTransaction> </postTransactionAmounts> <ownershipNature> <directOrIndirectOwnership> <value>I</value> </directOrIndirectOwnership> <natureOfOwnership> <value>See Footnote</value> <footnoteId id="F4"/> </natureOfOwnership> </ownershipNature> </nonDerivativeTransaction> <nonDerivativeTransaction> <securityTitle> <value>Common Stock</value> </securityTitle> <transactionDate> <value>2007-05-30</value> </transactionDate> <transactionCoding> <transactionFormType>4</transactionFormType> <transactionCode>P</transactionCode> <equitySwapInvolved>0</equitySwapInvolved> </transactionCoding> <transactionAmounts> <transactionShares> <value>333333</value> <footnoteId id="F5"/> </transactionShares> <transactionPricePerShare> <value>9</value> </transactionPricePerShare> <transactionAcquiredDisposedCode> <value>A</value> </transactionAcquiredDisposedCode> </transactionAmounts> <postTransactionAmounts> <sharesOwnedFollowingTransaction> <value>2987769</value> </sharesOwnedFollowingTransaction> </postTransactionAmounts> <ownershipNature> <directOrIndirectOwnership> <value>I</value> </directOrIndirectOwnership> <natureOfOwnership> <value>See Footnote</value> <footnoteId id="F6"/> </natureOfOwnership> </ownershipNature> </nonDerivativeTransaction> </nonDerivativeTable> <derivativeTable> <derivativeTransaction> <securityTitle> <value>Series A Redeemable Convertible Preferred Stock</value> </securityTitle> <conversionOrExercisePrice> <footnoteId id="F2"/> </conversionOrExercisePrice> <transactionDate> <value>2007-05-30</value> </transactionDate> <transactionCoding> <transactionFormType>4</transactionFormType> <transactionCode>C</transactionCode> <equitySwapInvolved>0</equitySwapInvolved> </transactionCoding> <transactionAmounts> <transactionShares> <value>5232778</value> </transactionShares> <transactionPricePerShare> <footnoteId id="F2"/> </transactionPricePerShare> <transactionAcquiredDisposedCode> <value>D</value> </transactionAcquiredDisposedCode> </transactionAmounts> <exerciseDate> <footnoteId id="F7"/> </exerciseDate> <expirationDate> <footnoteId id="F7"/> </expirationDate> <underlyingSecurity> <underlyingSecurityTitle> <value>Common Stock</value> </underlyingSecurityTitle> <underlyingSecurityShares> <value>1162836</value> <footnoteId id="F1"/> </underlyingSecurityShares> </underlyingSecurity> <postTransactionAmounts> <sharesOwnedFollowingTransaction> <value>0</value> </sharesOwnedFollowingTransaction> </postTransactionAmounts> <ownershipNature> <directOrIndirectOwnership> <value>I</value> </directOrIndirectOwnership> <natureOfOwnership> <value>See Footnote</value> <footnoteId id="F8"/> </natureOfOwnership> </ownershipNature> </derivativeTransaction> <derivativeTransaction> <securityTitle> <value>Series B Redeemable Convertible Preferred Stock</value> </securityTitle> <conversionOrExercisePrice> <footnoteId id="F2"/> </conversionOrExercisePrice> <transactionDate> <value>2007-05-30</value> </transactionDate> <transactionCoding> <transactionFormType>4</transactionFormType> <transactionCode>C</transactionCode> <equitySwapInvolved>0</equitySwapInvolved> </transactionCoding> <transactionAmounts> <transactionShares> <value>6712209</value> </transactionShares> <transactionPricePerShare> <footnoteId id="F2"/> </transactionPricePerShare> <transactionAcquiredDisposedCode> <value>D</value> </transactionAcquiredDisposedCode> </transactionAmounts> <exerciseDate> <footnoteId id="F7"/> </exerciseDate> <expirationDate> <footnoteId id="F7"/> </expirationDate> <underlyingSecurity> <underlyingSecurityTitle> <value>Common Stock</value> </underlyingSecurityTitle> <underlyingSecurityShares> <value>1491600</value> <footnoteId id="F3"/> </underlyingSecurityShares> </underlyingSecurity> <postTransactionAmounts> <sharesOwnedFollowingTransaction> <value>0</value> </sharesOwnedFollowingTransaction> </postTransactionAmounts> <ownershipNature> <directOrIndirectOwnership> <value>I</value> </directOrIndirectOwnership> <natureOfOwnership> <value>See Footnote</value> <footnoteId id="F8"/> </natureOfOwnership> </ownershipNature> </derivativeTransaction> </derivativeTable> <footnotes> <footnote id="F1">The shares are held as follows: 65,084 shares by MPM BioVentures III, L.P., ("BV III"), 967,974 shares by MPM BioVentures III-QP, L.P. ("BV III QP"), 81,805 shares held by MPM BioVentures III GmbH & Co. Beteiligungs KG ("BV KG"), 29,232 shares by MPM BioVentures III Parallel Fund, L.P. ("BV III PF") and 18,741 shares held by MPM Asset Management Investors 2003 BVIII LLC ("AM BV III"). MPM BioVentures III GP, L.P. ("BV III GP") and MPM BioVentures III LLC ("BV III LLC") are the direct and indirect general partners of BV III, BV III QP, BV III PF and BV KG. Luke Evnin, Ansbert Gadicke, Michael Steinmetz, Nicholas Galakatos, Dennis Henner, Nicholas Simon, III and Kurt Wheeler are members of BV III LLC and AM BV III. Each member of the group disclaims beneficial ownership of all such shares except to the extent of their respective proportionate pecuniary interests therein.</footnote> <footnote id="F2">Each share of preferred stock automatically converted on a 1 for 4.5 basis into shares of Common Stock upon the closing of the Issuer's initial public offering.</footnote> <footnote id="F3">The shares are held as follows: 83,484 by BV III, 1,241,643 by BV III QP, 104,934 by BV KG, 37,499 by BV III PF and 24,040 by AM BV III. Each member of the group disclaims beneficial ownership of all such shares except to the extent of their respective proportionate pecuniary interests therein.</footnote> <footnote id="F4">The shares are held as follows: 148,568 by BV III, 2,209,617 by BV III QP, 186,739 by BV KG, 66,731 by BV III PF and 42,781 by AM BV III. Each member of the group disclaims beneficial ownership of all such shares except to the extent of their respective proportionate pecuniary interests therein.</footnote> <footnote id="F5">The shares were purchased as follows: 18,657 by BV III, 277,474 by BV III QP, 23,450 by BV KG, 8,380 by BV III PF and 5,372 by AM BV III. Each member of the group disclaims beneficial ownership of all such shares except to the extent of their respective proportionate pecuniary interests therein.</footnote> <footnote id="F6">The shares are held as follows: 167,225 by BV III, 2,487,091 by BV III QP, 210,189 by BV KG, 75,111 by BV III PF and 48,153 by AM BV III. Each member of the group disclaims beneficial ownership of all such shares except to the extent of their respective proportionate pecuniary interests therein.</footnote> <footnote id="F7">These secutiries are preferred stock of the Issuer and do not have an expiration date. These securities automatically converted into shares of common stock upon the closing of the Issuer's initial public offering.</footnote> <footnote id="F8">No securities owned.</footnote> </footnotes> <remarks>See Form 4 for MPM BioVentures III-QP, L.P. for additional members of the joint filing.</remarks> <ownerSignature> <signatureName>/s/ Luke Evnin</signatureName> <signatureDate>2007-05-31</signatureDate> </ownerSignature> <ownerSignature> <signatureName>/s/ Ansbert Gadicke</signatureName> <signatureDate>2007-05-31</signatureDate> </ownerSignature> <ownerSignature> <signatureName>/s/ Michael Steinmetz</signatureName> <signatureDate>2007-05-31</signatureDate> </ownerSignature> <ownerSignature> <signatureName>/s/ Nicholas J. Simon, III</signatureName> <signatureDate>2007-05-31</signatureDate> </ownerSignature> <ownerSignature> <signatureName>/s/ Nicholas Galakatos</signatureName> <signatureDate>2007-05-31</signatureDate> </ownerSignature> <ownerSignature> <signatureName>/s/ Dennis Henner</signatureName> <signatureDate>2007-05-31</signatureDate> </ownerSignature> <ownerSignature> <signatureName>/s/ Kurt Wheeler</signatureName> <signatureDate>2007-05-31</signatureDate> </ownerSignature> </ownershipDocument> </XML> </TEXT> </DOCUMENT> </SEC-DOCUMENT> -----END PRIVACY-ENHANCED MESSAGE-----