0001062993-18-000850.txt : 20180214 0001062993-18-000850.hdr.sgml : 20180214 20180214165643 ACCESSION NUMBER: 0001062993-18-000850 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBF Capital, LLC CENTRAL INDEX KEY: 0001134621 IRS NUMBER: 680383896 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06357 FILM NUMBER: 18613163 BUSINESS ADDRESS: STREET 1: 3047 FILLMORE ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94123 BUSINESS PHONE: 415-800-8212 MAIL ADDRESS: STREET 1: 3047 FILLMORE ST. CITY: SAN FRANCISCO STATE: CA ZIP: 94123 FORMER COMPANY: FORMER CONFORMED NAME: RBF LLC DATE OF NAME CHANGE: 20010213 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001134621 XXXXXXXX 12-31-2017 12-31-2017 RBF Capital, LLC
3047 FILLMORE ST. SAN FRANCISCO CA 94123
13F HOLDINGS REPORT 028-06357 N
Richard B. Fullerton President 415-800-8212 /s/Richard B. Fullerton San Francisco CA 01-25-2018 0 378 906297 false
INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 21VIANET GROUP INC SPONSORED ADR 90138A103 159 19874 SH SOLE 19874 0 0 A H BELO CORP COM CL A 001282102 86 18010 SH SOLE 18010 0 0 ABBOTT LABS COM 002824100 571 10000 SH SOLE 10000 0 0 ACCO BRANDS CORP COM 00081T108 122 10000 SH SOLE 10000 0 0 ACI WORLDWIDE INC COM 004498101 272 12000 SH SOLE 12000 0 0 ADIENT PLC ORD SHS G0084W101 217 2763 SH SOLE 2763 0 0 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 2093 486765 SH SOLE 486765 0 0 AEGION CORP COM 00770F104 232 9119 SH SOLE 9119 0 0 AETNA INC NEW COM 00817Y108 902 5000 SH SOLE 5000 0 0 AFFIMED N V COM N01045108 42 32564 SH SOLE 32564 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 335 5000 SH SOLE 5000 0 0 AGILYSYS INC COM 00847J105 276 22505 SH SOLE 22505 0 0 AGROFRESH SOLUTIONS COM 00856G109 193 26100 SH SOLE 26100 0 0 ALASKA COMMUNICATIONS SYS GR COM 01167P101 804 300000 SH SOLE 300000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 20692 120000 SH SOLE 120000 0 0 ALJ REGIONAL HLDGS INC COM 001627108 82 26117 SH SOLE 26117 0 0 ALLIANCE ONE INTL INC COM NEW 018772301 2359 178025 SH SOLE 178025 0 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 752 30000 SH SOLE 30000 0 0 ALLY FINL INC COM 02005N100 298 10225 SH SOLE 10225 0 0 ALPHABET INC CAP STK CL A 02079K305 2634 2500 SH SOLE 2500 0 0 ALPHABET INC CAP STK CL C 02079K107 10527 10060 SH SOLE 10060 0 0 ALTABA INC COM 021346101 2096 30000 SH SOLE 30000 0 0 AMERCO COM 023586100 1058 2800 SH SOLE 2800 0 0 AMERICAN CAMPUS CMNTYS INC COM 024835100 410 10000 SH SOLE 10000 0 0 AMERICAN EXPRESS CO COM 025816109 1490 15000 SH SOLE 15000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 6065 101800 SH SOLE 101800 0 0 AMERICAN LORAIN CORP COM 027297100 6 35039 SH SOLE 35039 0 0 AMERICAN TOWER CORP NEW COM 03027X100 2853 20000 SH SOLE 20000 0 0 AMPCO-PITTSBURGH CORP COM 032037103 628 50656 SH SOLE 50656 0 0 AMTRUST FINL SVCS INC COM 032359309 1309 130000 SH SOLE 130000 0 0 ANALOG DEVICES INC COM 032654105 890 10000 SH SOLE 10000 0 0 ANDEAVOR COM 03349M105 7089 62000 SH SOLE 62000 0 0 AON PLC SHS CL A G0408V102 549 4100 SH SOLE 4100 0 0 APOGEE ENTERPRISES INC COM 037598109 229 5000 SH SOLE 5000 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 335 10000 SH SOLE 10000 0 0 APTEVO THERAPEUTICS INC COM 03835L108 47 11000 SH SOLE 11000 0 0 ARC DOCUMENT SOLUTIONS INC COM 00191G103 35 13629 SH SOLE 13629 0 0 ARCHROCK PARTNERS L P COM UNITS REPSTG 03957U100 476 40000 SH SOLE 40000 0 0 ARCHROCK INC COM 03957W106 656 62494 SH SOLE 62494 0 0 ARES CAP CORP COM 04010L103 1443 91770 SH SOLE 91770 0 0 ARROW ELECTRS INC COM 042735100 1608 20000 SH SOLE 20000 0 0 ASPEN AEROGELS INC COM 04523Y105 201 41111 SH SOLE 41111 0 0 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 1015 25000 SH SOLE 25000 0 0 ASTA FDG INC COM 046220109 3000 400000 SH SOLE 400000 0 0 AUTODESK INC COM 052769106 1048 10000 SH SOLE 10000 0 0 AVID TECHNOLOGY INC COM 05367P100 2292 425262 SH SOLE 425262 0 0 AVNET INC COM 053807103 594 15000 SH SOLE 15000 0 0 AVON PRODS INC COM 054303102 108 50000 SH SOLE 50000 0 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 251 5000 SH SOLE 5000 0 0 BANK AMER CORP COM 060505104 24708 837000 SH SOLE 837000 0 0 BANK OF MARIN BANCORP COM 063425102 343 5046 SH SOLE 5046 0 0 BAR HBR BANKSHARES COM 066849100 3702 137070 SH SOLE 137070 0 0 BASIC ENERGY SVCS INC NEW COM NEW 06985P209 6121 260822 SH SOLE 260822 0 0 BEASLEY BROADCAST GROUP INC CL A 074014101 435 32469 SH SOLE 32469 0 0 BENCHMARK ELECTRS INC COM 08160H101 291 10000 SH SOLE 10000 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 64877 218 SH SOLE 218 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 246 1241 SH SOLE 1241 0 0 BERRY GLOBAL GROUP INC COM 08579W103 3475 59229 SH SOLE 59229 0 0 BLACKROCK INC COM 09247X101 6165 12000 SH SOLE 12000 0 0 BMC STK HLDGS INC COM 05591B109 61064 2413583 SH SOLE 2413583 0 0 BROADWIND ENERGY INC COM NEW 11161T207 354 130194 SH SOLE 130194 0 0 BRUNSWICK CORP COM 117043109 359 6500 SH SOLE 6500 0 0 CALATLANTIC GROUP INC COM 128195104 287 5095 SH SOLE 5095 0 0 CAMBREX CORP COM 132011107 480 10000 SH SOLE 10000 0 0 CAMPBELL SOUP CO COM 134429109 481 10000 SH SOLE 10000 0 0 CAPITAL ONE FINL CORP COM 14040H105 2987 30000 SH SOLE 30000 0 0 CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082107 79 23595 SH SOLE 23595 0 0 CAREER EDUCATION CORP COM 141665109 483 40000 SH SOLE 40000 0 0 CARRIAGE SVCS INC COM 143905107 4642 180557 SH SOLE 180557 0 0 CARROLS RESTAURANT GROUP INC COM 14574X104 2430 200000 SH SOLE 200000 0 0 CARS COM INC COM 14575E105 481 16666 SH SOLE 16666 0 0 CATERPILLAR INC DEL COM 149123101 2364 15000 SH SOLE 15000 0 0 CBRE GROUP INC CL A 12504L109 217 5000 SH SOLE 5000 0 0 CECO ENVIRONMENTAL CORP COM 125141101 243 47293 SH SOLE 47293 0 0 CENTENE CORP DEL COM 15135B101 2510 24880 SH SOLE 24880 0 0 CENTRAL GARDEN & PET CO COM 153527106 3073 78967 SH SOLE 78967 0 0 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 1236 32764 SH SOLE 32764 0 0 CENTURY BANCORP INC MASS CL A NON VTG 156432106 391 5000 SH SOLE 5000 0 0 CENTURY CASINOS INC COM 156492100 913 100000 SH SOLE 100000 0 0 CENVEO INC COM NEW 15670S402 37 40833 SH SOLE 40833 0 0 CF INDS HLDGS INC COM 125269100 213 5000 SH SOLE 5000 0 0 SCHWAB CHARLES CORP NEW COM 808513105 3596 70000 SH SOLE 70000 0 0 CISCO SYS INC COM 17275R102 575 15000 SH SOLE 15000 0 0 CITIZENS FINL GROUP INC COM 174610105 420 10000 SH SOLE 10000 0 0 CNO FINL GROUP INC COM 12621E103 7406 299969 SH SOLE 299969 0 0 CNX RESOURCES CORPORATION COM 12653C108 1094 74800 SH SOLE 74800 0 0 COCA COLA CO COM 191216100 5964 130000 SH SOLE 130000 0 0 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 906 20000 SH SOLE 20000 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 2912 41000 SH SOLE 41000 0 0 COLUMBUS MCKINNON CORP N Y COM 199333105 2005 50140 SH SOLE 50140 0 0 CONOCOPHILLIPS COM 20825C104 274 5000 SH SOLE 5000 0 0 CONSOL ENERGY INC NEW COM 20854L108 369 9350 SH SOLE 9350 0 0 CONSUMER PORTFOLIO SVCS INC COM 210502100 249 60000 SH SOLE 60000 0 0 CONTINENTAL MATLS CORP COM PAR $0.25 211615307 498 26190 SH SOLE 26190 0 0 COUSINS PPTYS INC COM 222795106 864 93447 SH SOLE 93447 0 0 COWEN INC CL A NEW 223622606 343 25108 SH SOLE 25108 0 0 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 232 9000 SH SOLE 9000 0 0 CROCS INC COM 227046109 2127 168300 SH SOLE 168300 0 0 CSG SYS INTL INC COM 126349109 1316 30032 SH SOLE 30032 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 573 13000 SH SOLE 13000 0 0 CULP INC COM 230215105 335 10000 SH SOLE 10000 0 0 CVR REFNG LP COMUNIT REP LT 12663P107 341 20600 SH SOLE 20600 0 0 CVS HEALTH CORP COM 126650100 2900 40000 SH SOLE 40000 0 0 DANA INCORPORATED COM 235825205 4223 131934 SH SOLE 131934 0 0 DAWSON GEOPHYSICAL CO NEW COM 239360100 562 113111 SH SOLE 113111 0 0 DCP MIDSTREAM LP COM UT LTD PTN 23311P100 342 9400 SH SOLE 9400 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 3348 41193 SH SOLE 41193 0 0 DELUXE CORP COM 248019101 768 10000 SH SOLE 10000 0 0 DESWELL INDS INC COM 250639101 82 30000 SH SOLE 30000 0 0 DHI GROUP INC COM 23331S100 69 36202 SH SOLE 36202 0 0 DHT HOLDINGS INC SHS NEW Y2065G121 303 84500 SH SOLE 84500 0 0 DISCOVER FINL SVCS COM 254709108 1161 15100 SH SOLE 15100 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 224 10000 SH SOLE 10000 0 0 DOVER DOWNS GAMING & ENTMT I COM 260095104 178 174713 SH SOLE 174713 0 0 DOVER MOTORSPORTS INC COM 260174107 146 74663 SH SOLE 74663 0 0 DST SYS INC DEL COM 233326107 1117 18000 SH SOLE 18000 0 0 DXC TECHNOLOGY CO COM 23355L106 281 2959 SH SOLE 2959 0 0 EZCORP INC CL A NON VTG 302301106 4852 397714 SH SOLE 397714 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 496 10000 SH SOLE 10000 0 0 EBAY INC COM 278642103 1510 40000 SH SOLE 40000 0 0 ENABLE MIDSTREAM PARTNERS LP COM UNIT RP IN 292480100 156 11000 SH SOLE 11000 0 0 ENGLOBAL CORP COM 293306106 130 149768 SH SOLE 149768 0 0 ENTEGRIS INC COM 29362U104 3350 110000 SH SOLE 110000 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 108 10000 SH SOLE 10000 0 0 ENTRAVISION COMMUNICATIONS C CL A 29382R107 3582 500977 SH SOLE 500977 0 0 EPLUS INC COM 294268107 376 5000 SH SOLE 5000 0 0 EQUIFAX INC COM 294429105 1179 10000 SH SOLE 10000 0 0 EV ENERGY PARTNERS LP COM UNITS 26926V107 124 242962 SH SOLE 242962 0 0 EVEREST RE GROUP LTD COM G3223R108 1106 5000 SH SOLE 5000 0 0 EVOLVING SYS INC COM NEW 30049R209 115 24496 SH SOLE 24496 0 0 FACEBOOK INC CL A 30303M102 15299 86700 SH SOLE 86700 0 0 FAIR ISAAC CORP COM 303250104 3064 20000 SH SOLE 20000 0 0 FANHUA INC SPONSORED ADR 30712A103 5394 249491 SH SOLE 249491 0 0 FEDERATED NATL HLDG CO COM 31422T101 414 25000 SH SOLE 25000 0 0 FIESTA RESTAURANT GROUP INC COM 31660B101 2586 136100 SH SOLE 136100 0 0 FIFTH THIRD BANCORP COM 316773100 898 29600 SH SOLE 29600 0 0 FIRST CMNTY CORP S C COM 319835104 1582 70000 SH SOLE 70000 0 0 FIRST DATA CORP NEW COM CL A 32008D106 167 10000 SH SOLE 10000 0 0 FIRST INTERNET BANCORP COM 320557101 500 13100 SH SOLE 13100 0 0 FIRST LONG IS CORP COM 320734106 449 15750 SH SOLE 15750 0 0 FISERV INC COM 337738108 262 2000 SH SOLE 2000 0 0 FIVE STAR SENIOR LIVING INC COM 33832D106 413 275655 SH SOLE 275655 0 0 FLAGSTAR BANCORP INC COM PAR .001 337930705 561 15000 SH SOLE 15000 0 0 FLEXSTEEL INDS INC COM 339382103 2573 55000 SH SOLE 55000 0 0 FLUSHING FINL CORP COM 343873105 302 10983 SH SOLE 10983 0 0 FOOT LOCKER INC COM 344849104 938 20000 SH SOLE 20000 0 0 FRIEDMAN INDS INC COM 358435105 82 14449 SH SOLE 14449 0 0 GANNETT CO INC COM 36473H104 116 10000 SH SOLE 10000 0 0 GCP APPLIED TECHNOLOGIES INC COM 36164Y101 718 22500 SH SOLE 22500 0 0 GENCOR INDS INC COM 368678108 1508 91137 SH SOLE 91137 0 0 GIBRALTAR INDS INC COM 374689107 4620 140000 SH SOLE 140000 0 0 GLATFELTER COM 377316104 300 14000 SH SOLE 14000 0 0 GLOBALSCAPE INC COM 37940G109 96 27000 SH SOLE 27000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 5859 23000 SH SOLE 23000 0 0 GRAND CANYON ED INC COM 38526M106 1343 15000 SH SOLE 15000 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 464 30000 SH SOLE 30000 0 0 GULF ISLAND FABRICATION INC COM 402307102 403 30000 SH SOLE 30000 0 0 BLOCK H & R INC COM 093671105 524 20000 SH SOLE 20000 0 0 H & E EQUIPMENT SERVICES INC COM 404030108 813 20000 SH SOLE 20000 0 0 HALLIBURTON CO COM 406216101 977 20000 SH SOLE 20000 0 0 HANMI FINL CORP COM NEW 410495204 2276 75000 SH SOLE 75000 0 0 HARDINGE INC COM 412324303 1219 70000 SH SOLE 70000 0 0 HARTE-HANKS INC COM 416196103 31 32289 SH SOLE 32289 0 0 HAWTHORN BANCSHARES INC COM 420476103 651 31351 SH SOLE 31351 0 0 HCA HEALTHCARE INC COM 40412C101 6588 75000 SH SOLE 75000 0 0 HD SUPPLY HLDGS INC COM 40416M105 360 9000 SH SOLE 9000 0 0 HOLLYFRONTIER CORP COM 436106108 512 10000 SH SOLE 10000 0 0 HONEYWELL INTL INC COM 438516106 1534 10000 SH SOLE 10000 0 0 HORACE MANN EDUCATORS CORP N COM 440327104 441 10000 SH SOLE 10000 0 0 HORMEL FOODS CORP COM 440452100 728 20000 SH SOLE 20000 0 0 HOUSTON WIRE & CABLE CO COM 44244K109 117 16200 SH SOLE 16200 0 0 HRG GROUP INC COM 40434J100 3390 200000 SH SOLE 200000 0 0 HUBBELL INC COM 443510607 609 4500 SH SOLE 4500 0 0 HUDSON GLOBAL INC COM 443787106 854 379711 SH SOLE 379711 0 0 HUNTINGTON BANCSHARES INC COM 446150104 4945 339596 SH SOLE 339596 0 0 HUTTIG BLDG PRODS INC COM 448451104 3766 566276 SH SOLE 566276 0 0 ICONIX BRAND GROUP INC COM 451055107 88 68000 SH SOLE 68000 0 0 ICU MED INC COM 44930G107 216 1000 SH SOLE 1000 0 0 IES HLDGS INC COM 44951W106 518 30000 SH SOLE 30000 0 0 IMMUCELL CORP COM PAR 452525306 115 13086 SH SOLE 13086 0 0 INDEPENDENCE CONTRACT DRIL I COM 453415309 82 20496 SH SOLE 20496 0 0 INDEPENDENCE HLDG CO NEW COM NEW 453440307 412 15000 SH SOLE 15000 0 0 INDEPENDENT BANK CORP MASS COM 453836108 2096 30000 SH SOLE 30000 0 0 INFUSYSTEM HLDGS INC COM 45685K102 127 55031 SH SOLE 55031 0 0 INTERMOLECULAR INC COM 45882D109 59 43071 SH SOLE 43071 0 0 INVESTORS TITLE CO COM 461804106 793 4000 SH SOLE 4000 0 0 ISHARES TR CORE MSCI EAFE 46432F842 1322 20000 SH SOLE 20000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 2356 50000 SH SOLE 50000 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 19275 153280 SH SOLE 153280 0 0 ITURAN LOCATION AND CONTROL SHS M6158M104 203 5922 SH SOLE 5922 0 0 JD COM INC SPON ADR CL A 47215P106 35148 848578 SH SOLE 848578 0 0 JOHNSON CTLS INTL PLC SHS G51502105 910 23875 SH SOLE 23875 0 0 JONES LANG LASALLE INC COM 48020Q107 298 2000 SH SOLE 2000 0 0 JPMORGAN CHASE & CO COM 46625H100 4385 41000 SH SOLE 41000 0 0 KELLY SVCS INC CL A 488152208 1807 66280 SH SOLE 66280 0 0 KEY ENERGY SVCS INC DEL COM 49309J103 1653 140208 SH SOLE 140208 0 0 KINDER MORGAN INC DEL COM 49456B101 434 24000 SH SOLE 24000 0 0 KROGER CO COM 501044101 8455 308000 SH SOLE 308000 0 0 KULICKE & SOFFA INDS INC COM 501242101 292 12000 SH SOLE 12000 0 0 STARRETT L S CO CL A 855668109 1129 131221 SH SOLE 131221 0 0 LANDSTAR SYS INC COM 515098101 1041 10000 SH SOLE 10000 0 0 LANNET INC COM 516012101 928 40000 SH SOLE 40000 0 0 LEAR CORP COM NEW 521865204 2038 11537 SH SOLE 11537 0 0 LEE ENTERPRISES INC COM 523768109 1010 429843 SH SOLE 429843 0 0 LENDINGTREE INC NEW COM 52603B107 340 1000 SH SOLE 1000 0 0 LIBBEY INC COM 529898108 75 10000 SH SOLE 10000 0 0 LIBERTY LATIN AMERICA LTD COM CL A G9001E102 596 8325 SH SOLE 8325 0 0 LINCOLN EDL SVCS CORP COM 533535100 888 439468 SH SOLE 439468 0 0 LKQ CORP COM 501889208 4614 113456 SH SOLE 113456 0 0 LUMBER LIQUIDATORS HLDGS INC COM 55003T107 5257 167476 SH SOLE 167476 0 0 LUXFER HOLDINGS PLC SHS G5698W116 221 14000 SH SOLE 14000 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 2206 20000 SH SOLE 20000 0 0 M/I HOMES INC COM 55305B101 241 7000 SH SOLE 7000 0 0 MANPOWERGROUP INC COM 56418H100 378 3000 SH SOLE 3000 0 0 MARCHEX INC CL B 56624R108 551 170617 SH SOLE 170617 0 0 MARSH & MCLENNAN COS INC COM 571748102 1221 15000 SH SOLE 15000 0 0 MASTERCARD INCORPORATED CL A 57636Q104 10217 67500 SH SOLE 67500 0 0 MBIA INC COM 55262C100 307 42000 SH SOLE 42000 0 0 MEDNAX INC COM 58502B106 385 7200 SH SOLE 7200 0 0 MICROSOFT CORP COM 594918104 3849 45000 SH SOLE 45000 0 0 MICROSTRATEGY INC CL A NEW 594972408 328 2500 SH SOLE 2500 0 0 MIND C T I LTD ORD M70240102 114 40982 SH SOLE 40982 0 0 MITCHAM INDS INC COM 606501104 506 159592 SH SOLE 159592 0 0 MODEL N INC COM 607525102 241 15287 SH SOLE 15287 0 0 MONDELEZ INTL INC CL A 609207105 6222 145363 SH SOLE 145363 0 0 MORGAN STANLEY COM NEW 617446448 41976 800000 SH SOLE 800000 0 0 MOVADO GROUP INC COM 624580106 322 10000 SH SOLE 10000 0 0 MSCI INC COM 55354G100 2531 20000 SH SOLE 20000 0 0 MUELLER WTR PRODS INC COM SER A 624758108 1702 135855 SH SOLE 135855 0 0 NABORS INDUSTRIES LTD SHS G6359F103 68 10000 SH SOLE 10000 0 0 NASDAQ INC COM 631103108 768 10000 SH SOLE 10000 0 0 NATHANS FAMOUS INC NEW COM 632347100 529 7000 SH SOLE 7000 0 0 NATIONAL OILWELL VARCO INC COM 637071101 720 20000 SH SOLE 20000 0 0 NATIONAL WESTN LIFE GROUP IN CL A 638517102 497 1500 SH SOLE 1500 0 0 NCI BUILDING SYS INC COM NEW 628852204 4323 224000 SH SOLE 224000 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 461 4900 SH SOLE 4900 0 0 NEWS CORP NEW CL A 65249B109 454 28000 SH SOLE 28000 0 0 NICHOLAS FINANCIAL INC COM NEW 65373J209 263 29900 SH SOLE 29900 0 0 NN INC COM 629337106 276 10000 SH SOLE 10000 0 0 NOMAD FOODS LTD USD ORD SHS G6564A105 252 14900 SH SOLE 14900 0 0 NORTHERN TR CORP COM 665859104 999 10000 SH SOLE 10000 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 686 16300 SH SOLE 16300 0 0 OLIN CORP COM PAR $1 680665205 2135 60000 SH SOLE 60000 0 0 OMNICOM GROUP INC COM 681919106 728 10000 SH SOLE 10000 0 0 ONEOK INC NEW COM 682680103 1053 19700 SH SOLE 19700 0 0 OPTICAL CABLE CORP COM NEW 683827208 78 32496 SH SOLE 32496 0 0 OVERSTOCK COM INC DEL COM 690370101 2227 34845 SH SOLE 34845 0 0 OVERSTOCK COM INC DEL COM 690370101 5406 84600 SH Put SOLE 84600 0 0 OWENS RLTY MTG INC COM 690828108 480 30000 SH SOLE 30000 0 0 PANGAEA LOGISTICS SOLUTION L SHS G6891L105 1590 432179 SH SOLE 432179 0 0 PAPA JOHNS INTL INC COM 698813102 224 4000 SH SOLE 4000 0 0 PAR TECHNOLOGY CORP COM 698884103 661 70685 SH SOLE 70685 0 0 PATTERSON UTI ENERGY INC COM 703481101 1383 60100 SH SOLE 60100 0 0 PAYPAL HLDGS INC COM 70450Y103 2945 40000 SH SOLE 40000 0 0 PDL BIOPHARMA INC COM 69329Y104 474 173090 SH SOLE 173090 0 0 PENTAIR PLC SHS G7S00T104 424 6000 SH SOLE 6000 0 0 PEPSICO INC COM 713448108 28781 240000 SH SOLE 240000 0 0 PERCEPTRON INC COM 71361F100 899 92679 SH SOLE 92679 0 0 PERFORMANT FINL CORP COM 71377E105 248 150000 SH SOLE 150000 0 0 PERION NETWORK LTD SHS M78673106 76 74000 SH SOLE 74000 0 0 PERRIGO CO PLC SHS G97822103 349 4000 SH SOLE 4000 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 455 6500 SH SOLE 6500 0 0 PFENEX INC COM 717071104 41 15456 SH SOLE 15456 0 0 PGT INNOVATIONS INC COM 69336V101 1095 65000 SH SOLE 65000 0 0 PHH CORP COM NEW 693320202 769 74626 SH SOLE 74626 0 0 PHILIP MORRIS INTL INC COM 718172109 634 6000 SH SOLE 6000 0 0 PHILLIPS 66 COM 718546104 5058 50000 SH SOLE 50000 0 0 PICO HLDGS INC COM NEW 693366205 512 40000 SH SOLE 40000 0 0 PIERIS PHARMACEUTICALS INC COM 720795103 189 25000 SH SOLE 25000 0 0 PNC FINL SVCS GROUP INC COM 693475105 2164 15000 SH SOLE 15000 0 0 PPG INDS INC COM 693506107 2570 22000 SH SOLE 22000 0 0 PREFORMED LINE PRODS CO COM 740444104 330 4650 SH SOLE 4650 0 0 PRGX GLOBAL INC COM NEW 69357C503 2058 289800 SH SOLE 289800 0 0 PRICESMART INC COM 741511109 215 2500 SH SOLE 2500 0 0 PRIMEENERGY CORP COM 74158E104 289 5615 SH SOLE 5615 0 0 PSYCHEMEDICS CORP COM NEW 744375205 1614 78495 SH SOLE 78495 0 0 PULTE GROUP INC COM 745867101 1663 50000 SH SOLE 50000 0 0 QUARTERHILL INC COM 747713105 427 231810 SH SOLE 231810 0 0 RCM TECHNOLOGIES INC COM NEW 749360400 125 20000 SH SOLE 20000 0 0 RADIAN GROUP INC COM 750236101 2061 100000 SH SOLE 100000 0 0 RAIT FINANCIAL TRUST COM NEW 749227609 8 21000 SH SOLE 21000 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 2601 20708 SH SOLE 20708 0 0 RH COM 74967X103 1552 18000 SH SOLE 18000 0 0 ROCKWELL AUTOMATION INC COM 773903109 589 3000 SH SOLE 3000 0 0 ROSETTA STONE INC COM 777780107 734 58864 SH SOLE 58864 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1334 20000 SH SOLE 20000 0 0 RPM INTL INC COM 749685103 3455 65905 SH SOLE 65905 0 0 S&P GLOBAL INC COM 78409V104 8470 50000 SH SOLE 50000 0 0 SALEM MEDIA GROUP INC CL A 794093104 146 32409 SH SOLE 32409 0 0 SANMINA CORPORATION COM 801056102 330 10000 SH SOLE 10000 0 0 SANOFI SPONSORED ADR 80105N105 2176 50606 SH SOLE 50606 0 0 SCYNEXIS INC COM 811292101 26 11100 SH SOLE 11100 0 0 SENOMYX INC COM 81724Q107 45 34500 SH SOLE 34500 0 0 SERVICE CORP INTL COM 817565104 746 20000 SH SOLE 20000 0 0 SERVICEMASTER GLOBAL HLDGS I COM 81761R109 1025 20000 SH SOLE 20000 0 0 SHIRE PLC SPONSORED ADR 82481R106 310 2000 SH SOLE 2000 0 0 SIERRA ONCOLOGY INC COM 82640U107 93 24800 SH SOLE 24800 0 0 SIFCO INDS INC COM 826546103 1170 175958 SH SOLE 175958 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 379 10000 SH SOLE 10000 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 225 6000 SH SOLE 6000 0 0 SOUTHERN MO BANCORP INC COM 843380106 226 6000 SH SOLE 6000 0 0 SOUTHERN NATL BANCORP OF VA COM 843395104 381 23763 SH SOLE 23763 0 0 SOUTHWESTERN ENERGY CO COM 845467109 127 22796 SH SOLE 22796 0 0 SPAR GROUP INC COM 784933103 1116 907290 SH SOLE 907290 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 41710 156300 SH SOLE 156300 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 10657 30854 SH SOLE 30854 0 0 SPIRIT AIRLS INC COM 848577102 5472 122000 SH SOLE 122000 0 0 SPOK HLDGS INC COM 84863T106 313 20000 SH SOLE 20000 0 0 SPX FLOW INC COM 78469X107 951 20000 SH SOLE 20000 0 0 STAR BULK CARRIERS CORP SHS PAR Y8162K204 3802 337697 SH SOLE 337697 0 0 STARS GROUP INC COM 85570W100 466 20000 SH SOLE 20000 0 0 STARTEK INC COM 85569C107 493 49423 SH SOLE 49423 0 0 STATE STR CORP COM 857477103 10737 110000 SH SOLE 110000 0 0 STEELCASE INC CL A 858155203 228 15000 SH SOLE 15000 0 0 STEWART INFORMATION SVCS COR COM 860372101 3384 80000 SH SOLE 80000 0 0 STRATUS PPTYS INC COM NEW 863167201 3954 133131 SH SOLE 133131 0 0 SUNTRUST BKS INC COM 867914103 1292 20000 SH SOLE 20000 0 0 SUPPORT COM INC COM NEW 86858W200 53 21949 SH SOLE 21949 0 0 SURMODICS INC COM 868873100 280 10000 SH SOLE 10000 0 0 SYNCHRONY FINL COM 87165B103 425 11000 SH SOLE 11000 0 0 SYNTEL INC COM 87162H103 221 9600 SH SOLE 9600 0 0 TAILORED BRANDS INC COM 87403A107 2183 100000 SH SOLE 100000 0 0 TEEKAY CORPORATION COM Y8564W103 280 30000 SH SOLE 30000 0 0 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 1753 87000 SH SOLE 87000 0 0 TEGNA INC COM 87901J105 874 62100 SH SOLE 62100 0 0 TELARIA INC COM 879181105 203 50361 SH SOLE 50361 0 0 TESLA INC COM 88160R101 1557 5000 SH Put SOLE 5000 0 0 TESSCO TECHNOLOGIES INC COM 872386107 331 16429 SH SOLE 16429 0 0 BANK NEW YORK MELLON CORP COM 064058100 5386 100000 SH SOLE 100000 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 162 10352 SH SOLE 10352 0 0 KRAFT HEINZ CO COM 500754106 1555 20000 SH SOLE 20000 0 0 TIFFANY & CO NEW COM 886547108 208 2000 SH SOLE 2000 0 0 TIME INC NEW COM 887228104 268 14500 SH SOLE 14500 0 0 TOLL BROTHERS INC COM 889478103 5762 120000 SH SOLE 120000 0 0 TOTAL SYS SVCS INC COM 891906109 791 10000 SH SOLE 10000 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 77 15000 SH SOLE 15000 0 0 TWITTER INC COM 90184L102 2761 115000 SH SOLE 115000 0 0 U S CONCRETE INC COM NEW 90333L201 436 5211 SH SOLE 5211 0 0 U S PHYSICAL THERAPY INC COM 90337L108 5054 69999 SH SOLE 69999 0 0 UNDER ARMOUR INC CL C 904311206 666 50000 SH SOLE 50000 0 0 UNILEVER N V N Y SHS NEW 904784709 1690 30000 SH SOLE 30000 0 0 UNITED BANCSHARES INC OHIO COM 909458101 1262 57500 SH SOLE 57500 0 0 UNITED CMNTY BKS BLAIRSVLE G COM 90984P303 1407 50000 SH SOLE 50000 0 0 UNITED CONTL HLDGS INC COM 910047109 4718 70000 SH SOLE 70000 0 0 UNITED RENTALS INC COM 911363109 860 5000 SH SOLE 5000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 319 2500 SH SOLE 2500 0 0 UNITEDHEALTH GROUP INC COM 91324P102 12125 55000 SH SOLE 55000 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 1134 10000 SH SOLE 10000 0 0 UNIVERSAL TECHNICAL INST INC COM 913915104 531 221437 SH SOLE 221437 0 0 USA COMPRESSION PARTNERS LP COMUNIT LTDPAR 90290N109 281 17000 SH SOLE 17000 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 7504 361100 SH SOLE 361100 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 897 20000 SH SOLE 20000 0 0 CREDIT SUISSE NASSAU BRH INVRS VIX MDTERM 22542D829 532 6000 SH SOLE 6000 0 0 VERASTEM INC COM 92337C104 36 11580 SH SOLE 11580 0 0 VERINT SYS INC COM 92343X100 837 20000 SH SOLE 20000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2117 40000 SH SOLE 40000 0 0 V F CORP COM 918204108 2368 32000 SH SOLE 32000 0 0 VIAD CORP COM NEW 92552R406 2216 40000 SH SOLE 40000 0 0 VICAL INC COM NEW 925602203 24 13385 SH SOLE 13385 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 2344 200000 SH SOLE 200000 0 0 VISA INC COM CL A 92826C839 10832 95000 SH SOLE 95000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 3186 153538 SH SOLE 153538 0 0 VMWARE INC CL A COM 928563402 1880 15000 SH SOLE 15000 0 0 GRACE W R & CO DEL NEW COM 38388F108 1578 22500 SH SOLE 22500 0 0 WAL-MART STORES INC COM 931142103 12344 125000 SH SOLE 125000 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1510 20800 SH SOLE 20800 0 0 DISNEY WALT CO COM DISNEY 254687106 215 2000 SH SOLE 2000 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 1554 35100 SH SOLE 35100 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 1006 5000 SH SOLE 5000 0 0 WELLS FARGO CO NEW COM 949746101 607 10000 SH SOLE 10000 0 0 WESCO INTL INC COM 95082P105 545 8000 SH SOLE 8000 0 0 WILLDAN GROUP INC COM 96924N100 4624 193159 SH SOLE 193159 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 582 15000 SH SOLE 15000 0 0 WILLIS LEASE FINANCE CORP COM 970646105 749 30000 SH SOLE 30000 0 0 WILLIS TOWERS WATSON PUB LTD SHS G96629103 753 5000 SH SOLE 5000 0 0 XENON PHARMACEUTICALS INC COM 98420N105 43 15100 SH SOLE 15100 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 229 10000 SH SOLE 10000 0 0 ZIX CORP COM 98974P100 96 21900 SH SOLE 21900 0 0