0001062993-18-000850.txt : 20180214
0001062993-18-000850.hdr.sgml : 20180214
20180214165643
ACCESSION NUMBER: 0001062993-18-000850
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
EFFECTIVENESS DATE: 20180214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBF Capital, LLC
CENTRAL INDEX KEY: 0001134621
IRS NUMBER: 680383896
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06357
FILM NUMBER: 18613163
BUSINESS ADDRESS:
STREET 1: 3047 FILLMORE ST.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94123
BUSINESS PHONE: 415-800-8212
MAIL ADDRESS:
STREET 1: 3047 FILLMORE ST.
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94123
FORMER COMPANY:
FORMER CONFORMED NAME: RBF LLC
DATE OF NAME CHANGE: 20010213
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001134621
XXXXXXXX
12-31-2017
12-31-2017
RBF Capital, LLC
3047 FILLMORE ST.
SAN FRANCISCO
CA
94123
13F HOLDINGS REPORT
028-06357
N
Richard B. Fullerton
President
415-800-8212
/s/Richard B. Fullerton
San Francisco
CA
01-25-2018
0
378
906297
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
21VIANET GROUP INC
SPONSORED ADR
90138A103
159
19874
SH
SOLE
19874
0
0
A H BELO CORP
COM CL A
001282102
86
18010
SH
SOLE
18010
0
0
ABBOTT LABS
COM
002824100
571
10000
SH
SOLE
10000
0
0
ACCO BRANDS CORP
COM
00081T108
122
10000
SH
SOLE
10000
0
0
ACI WORLDWIDE INC
COM
004498101
272
12000
SH
SOLE
12000
0
0
ADIENT PLC
ORD SHS
G0084W101
217
2763
SH
SOLE
2763
0
0
AEGEAN MARINE PETROLEUM NETW
SHS
Y0017S102
2093
486765
SH
SOLE
486765
0
0
AEGION CORP
COM
00770F104
232
9119
SH
SOLE
9119
0
0
AETNA INC NEW
COM
00817Y108
902
5000
SH
SOLE
5000
0
0
AFFIMED N V
COM
N01045108
42
32564
SH
SOLE
32564
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
335
5000
SH
SOLE
5000
0
0
AGILYSYS INC
COM
00847J105
276
22505
SH
SOLE
22505
0
0
AGROFRESH SOLUTIONS
COM
00856G109
193
26100
SH
SOLE
26100
0
0
ALASKA COMMUNICATIONS SYS GR
COM
01167P101
804
300000
SH
SOLE
300000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
20692
120000
SH
SOLE
120000
0
0
ALJ REGIONAL HLDGS INC
COM
001627108
82
26117
SH
SOLE
26117
0
0
ALLIANCE ONE INTL INC
COM NEW
018772301
2359
178025
SH
SOLE
178025
0
0
ALLIANCEBERNSTEIN HOLDING LP
UNIT LTD PARTN
01881G106
752
30000
SH
SOLE
30000
0
0
ALLY FINL INC
COM
02005N100
298
10225
SH
SOLE
10225
0
0
ALPHABET INC
CAP STK CL A
02079K305
2634
2500
SH
SOLE
2500
0
0
ALPHABET INC
CAP STK CL C
02079K107
10527
10060
SH
SOLE
10060
0
0
ALTABA INC
COM
021346101
2096
30000
SH
SOLE
30000
0
0
AMERCO
COM
023586100
1058
2800
SH
SOLE
2800
0
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
410
10000
SH
SOLE
10000
0
0
AMERICAN EXPRESS CO
COM
025816109
1490
15000
SH
SOLE
15000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
6065
101800
SH
SOLE
101800
0
0
AMERICAN LORAIN CORP
COM
027297100
6
35039
SH
SOLE
35039
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
2853
20000
SH
SOLE
20000
0
0
AMPCO-PITTSBURGH CORP
COM
032037103
628
50656
SH
SOLE
50656
0
0
AMTRUST FINL SVCS INC
COM
032359309
1309
130000
SH
SOLE
130000
0
0
ANALOG DEVICES INC
COM
032654105
890
10000
SH
SOLE
10000
0
0
ANDEAVOR
COM
03349M105
7089
62000
SH
SOLE
62000
0
0
AON PLC
SHS CL A
G0408V102
549
4100
SH
SOLE
4100
0
0
APOGEE ENTERPRISES INC
COM
037598109
229
5000
SH
SOLE
5000
0
0
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
335
10000
SH
SOLE
10000
0
0
APTEVO THERAPEUTICS INC
COM
03835L108
47
11000
SH
SOLE
11000
0
0
ARC DOCUMENT SOLUTIONS INC
COM
00191G103
35
13629
SH
SOLE
13629
0
0
ARCHROCK PARTNERS L P
COM UNITS REPSTG
03957U100
476
40000
SH
SOLE
40000
0
0
ARCHROCK INC
COM
03957W106
656
62494
SH
SOLE
62494
0
0
ARES CAP CORP
COM
04010L103
1443
91770
SH
SOLE
91770
0
0
ARROW ELECTRS INC
COM
042735100
1608
20000
SH
SOLE
20000
0
0
ASPEN AEROGELS INC
COM
04523Y105
201
41111
SH
SOLE
41111
0
0
ASPEN INSURANCE HOLDINGS LTD
SHS
G05384105
1015
25000
SH
SOLE
25000
0
0
ASTA FDG INC
COM
046220109
3000
400000
SH
SOLE
400000
0
0
AUTODESK INC
COM
052769106
1048
10000
SH
SOLE
10000
0
0
AVID TECHNOLOGY INC
COM
05367P100
2292
425262
SH
SOLE
425262
0
0
AVNET INC
COM
053807103
594
15000
SH
SOLE
15000
0
0
AVON PRODS INC
COM
054303102
108
50000
SH
SOLE
50000
0
0
AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
251
5000
SH
SOLE
5000
0
0
BANK AMER CORP
COM
060505104
24708
837000
SH
SOLE
837000
0
0
BANK OF MARIN BANCORP
COM
063425102
343
5046
SH
SOLE
5046
0
0
BAR HBR BANKSHARES
COM
066849100
3702
137070
SH
SOLE
137070
0
0
BASIC ENERGY SVCS INC NEW
COM NEW
06985P209
6121
260822
SH
SOLE
260822
0
0
BEASLEY BROADCAST GROUP INC
CL A
074014101
435
32469
SH
SOLE
32469
0
0
BENCHMARK ELECTRS INC
COM
08160H101
291
10000
SH
SOLE
10000
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
64877
218
SH
SOLE
218
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
246
1241
SH
SOLE
1241
0
0
BERRY GLOBAL GROUP INC
COM
08579W103
3475
59229
SH
SOLE
59229
0
0
BLACKROCK INC
COM
09247X101
6165
12000
SH
SOLE
12000
0
0
BMC STK HLDGS INC
COM
05591B109
61064
2413583
SH
SOLE
2413583
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
354
130194
SH
SOLE
130194
0
0
BRUNSWICK CORP
COM
117043109
359
6500
SH
SOLE
6500
0
0
CALATLANTIC GROUP INC
COM
128195104
287
5095
SH
SOLE
5095
0
0
CAMBREX CORP
COM
132011107
480
10000
SH
SOLE
10000
0
0
CAMPBELL SOUP CO
COM
134429109
481
10000
SH
SOLE
10000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
2987
30000
SH
SOLE
30000
0
0
CAPITAL PRODUCT PARTNERS L P
COM UNIT LP
Y11082107
79
23595
SH
SOLE
23595
0
0
CAREER EDUCATION CORP
COM
141665109
483
40000
SH
SOLE
40000
0
0
CARRIAGE SVCS INC
COM
143905107
4642
180557
SH
SOLE
180557
0
0
CARROLS RESTAURANT GROUP INC
COM
14574X104
2430
200000
SH
SOLE
200000
0
0
CARS COM INC
COM
14575E105
481
16666
SH
SOLE
16666
0
0
CATERPILLAR INC DEL
COM
149123101
2364
15000
SH
SOLE
15000
0
0
CBRE GROUP INC
CL A
12504L109
217
5000
SH
SOLE
5000
0
0
CECO ENVIRONMENTAL CORP
COM
125141101
243
47293
SH
SOLE
47293
0
0
CENTENE CORP DEL
COM
15135B101
2510
24880
SH
SOLE
24880
0
0
CENTRAL GARDEN & PET CO
COM
153527106
3073
78967
SH
SOLE
78967
0
0
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
1236
32764
SH
SOLE
32764
0
0
CENTURY BANCORP INC MASS
CL A NON VTG
156432106
391
5000
SH
SOLE
5000
0
0
CENTURY CASINOS INC
COM
156492100
913
100000
SH
SOLE
100000
0
0
CENVEO INC
COM NEW
15670S402
37
40833
SH
SOLE
40833
0
0
CF INDS HLDGS INC
COM
125269100
213
5000
SH
SOLE
5000
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
3596
70000
SH
SOLE
70000
0
0
CISCO SYS INC
COM
17275R102
575
15000
SH
SOLE
15000
0
0
CITIZENS FINL GROUP INC
COM
174610105
420
10000
SH
SOLE
10000
0
0
CNO FINL GROUP INC
COM
12621E103
7406
299969
SH
SOLE
299969
0
0
CNX RESOURCES CORPORATION
COM
12653C108
1094
74800
SH
SOLE
74800
0
0
COCA COLA CO
COM
191216100
5964
130000
SH
SOLE
130000
0
0
COGENT COMMUNICATIONS HLDGS
COM NEW
19239V302
906
20000
SH
SOLE
20000
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
2912
41000
SH
SOLE
41000
0
0
COLUMBUS MCKINNON CORP N Y
COM
199333105
2005
50140
SH
SOLE
50140
0
0
CONOCOPHILLIPS
COM
20825C104
274
5000
SH
SOLE
5000
0
0
CONSOL ENERGY INC NEW
COM
20854L108
369
9350
SH
SOLE
9350
0
0
CONSUMER PORTFOLIO SVCS INC
COM
210502100
249
60000
SH
SOLE
60000
0
0
CONTINENTAL MATLS CORP
COM PAR $0.25
211615307
498
26190
SH
SOLE
26190
0
0
COUSINS PPTYS INC
COM
222795106
864
93447
SH
SOLE
93447
0
0
COWEN INC
CL A NEW
223622606
343
25108
SH
SOLE
25108
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
232
9000
SH
SOLE
9000
0
0
CROCS INC
COM
227046109
2127
168300
SH
SOLE
168300
0
0
CSG SYS INTL INC
COM
126349109
1316
30032
SH
SOLE
30032
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
573
13000
SH
SOLE
13000
0
0
CULP INC
COM
230215105
335
10000
SH
SOLE
10000
0
0
CVR REFNG LP
COMUNIT REP LT
12663P107
341
20600
SH
SOLE
20600
0
0
CVS HEALTH CORP
COM
126650100
2900
40000
SH
SOLE
40000
0
0
DANA INCORPORATED
COM
235825205
4223
131934
SH
SOLE
131934
0
0
DAWSON GEOPHYSICAL CO NEW
COM
239360100
562
113111
SH
SOLE
113111
0
0
DCP MIDSTREAM LP
COM UT LTD PTN
23311P100
342
9400
SH
SOLE
9400
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
3348
41193
SH
SOLE
41193
0
0
DELUXE CORP
COM
248019101
768
10000
SH
SOLE
10000
0
0
DESWELL INDS INC
COM
250639101
82
30000
SH
SOLE
30000
0
0
DHI GROUP INC
COM
23331S100
69
36202
SH
SOLE
36202
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
303
84500
SH
SOLE
84500
0
0
DISCOVER FINL SVCS
COM
254709108
1161
15100
SH
SOLE
15100
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
224
10000
SH
SOLE
10000
0
0
DOVER DOWNS GAMING & ENTMT I
COM
260095104
178
174713
SH
SOLE
174713
0
0
DOVER MOTORSPORTS INC
COM
260174107
146
74663
SH
SOLE
74663
0
0
DST SYS INC DEL
COM
233326107
1117
18000
SH
SOLE
18000
0
0
DXC TECHNOLOGY CO
COM
23355L106
281
2959
SH
SOLE
2959
0
0
EZCORP INC
CL A NON VTG
302301106
4852
397714
SH
SOLE
397714
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
496
10000
SH
SOLE
10000
0
0
EBAY INC
COM
278642103
1510
40000
SH
SOLE
40000
0
0
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
156
11000
SH
SOLE
11000
0
0
ENGLOBAL CORP
COM
293306106
130
149768
SH
SOLE
149768
0
0
ENTEGRIS INC
COM
29362U104
3350
110000
SH
SOLE
110000
0
0
ENTERCOM COMMUNICATIONS CORP
CL A
293639100
108
10000
SH
SOLE
10000
0
0
ENTRAVISION COMMUNICATIONS C
CL A
29382R107
3582
500977
SH
SOLE
500977
0
0
EPLUS INC
COM
294268107
376
5000
SH
SOLE
5000
0
0
EQUIFAX INC
COM
294429105
1179
10000
SH
SOLE
10000
0
0
EV ENERGY PARTNERS LP
COM UNITS
26926V107
124
242962
SH
SOLE
242962
0
0
EVEREST RE GROUP LTD
COM
G3223R108
1106
5000
SH
SOLE
5000
0
0
EVOLVING SYS INC
COM NEW
30049R209
115
24496
SH
SOLE
24496
0
0
FACEBOOK INC
CL A
30303M102
15299
86700
SH
SOLE
86700
0
0
FAIR ISAAC CORP
COM
303250104
3064
20000
SH
SOLE
20000
0
0
FANHUA INC
SPONSORED ADR
30712A103
5394
249491
SH
SOLE
249491
0
0
FEDERATED NATL HLDG CO
COM
31422T101
414
25000
SH
SOLE
25000
0
0
FIESTA RESTAURANT GROUP INC
COM
31660B101
2586
136100
SH
SOLE
136100
0
0
FIFTH THIRD BANCORP
COM
316773100
898
29600
SH
SOLE
29600
0
0
FIRST CMNTY CORP S C
COM
319835104
1582
70000
SH
SOLE
70000
0
0
FIRST DATA CORP NEW
COM CL A
32008D106
167
10000
SH
SOLE
10000
0
0
FIRST INTERNET BANCORP
COM
320557101
500
13100
SH
SOLE
13100
0
0
FIRST LONG IS CORP
COM
320734106
449
15750
SH
SOLE
15750
0
0
FISERV INC
COM
337738108
262
2000
SH
SOLE
2000
0
0
FIVE STAR SENIOR LIVING INC
COM
33832D106
413
275655
SH
SOLE
275655
0
0
FLAGSTAR BANCORP INC
COM PAR .001
337930705
561
15000
SH
SOLE
15000
0
0
FLEXSTEEL INDS INC
COM
339382103
2573
55000
SH
SOLE
55000
0
0
FLUSHING FINL CORP
COM
343873105
302
10983
SH
SOLE
10983
0
0
FOOT LOCKER INC
COM
344849104
938
20000
SH
SOLE
20000
0
0
FRIEDMAN INDS INC
COM
358435105
82
14449
SH
SOLE
14449
0
0
GANNETT CO INC
COM
36473H104
116
10000
SH
SOLE
10000
0
0
GCP APPLIED TECHNOLOGIES INC
COM
36164Y101
718
22500
SH
SOLE
22500
0
0
GENCOR INDS INC
COM
368678108
1508
91137
SH
SOLE
91137
0
0
GIBRALTAR INDS INC
COM
374689107
4620
140000
SH
SOLE
140000
0
0
GLATFELTER
COM
377316104
300
14000
SH
SOLE
14000
0
0
GLOBALSCAPE INC
COM
37940G109
96
27000
SH
SOLE
27000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
5859
23000
SH
SOLE
23000
0
0
GRAND CANYON ED INC
COM
38526M106
1343
15000
SH
SOLE
15000
0
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
464
30000
SH
SOLE
30000
0
0
GULF ISLAND FABRICATION INC
COM
402307102
403
30000
SH
SOLE
30000
0
0
BLOCK H & R INC
COM
093671105
524
20000
SH
SOLE
20000
0
0
H & E EQUIPMENT SERVICES INC
COM
404030108
813
20000
SH
SOLE
20000
0
0
HALLIBURTON CO
COM
406216101
977
20000
SH
SOLE
20000
0
0
HANMI FINL CORP
COM NEW
410495204
2276
75000
SH
SOLE
75000
0
0
HARDINGE INC
COM
412324303
1219
70000
SH
SOLE
70000
0
0
HARTE-HANKS INC
COM
416196103
31
32289
SH
SOLE
32289
0
0
HAWTHORN BANCSHARES INC
COM
420476103
651
31351
SH
SOLE
31351
0
0
HCA HEALTHCARE INC
COM
40412C101
6588
75000
SH
SOLE
75000
0
0
HD SUPPLY HLDGS INC
COM
40416M105
360
9000
SH
SOLE
9000
0
0
HOLLYFRONTIER CORP
COM
436106108
512
10000
SH
SOLE
10000
0
0
HONEYWELL INTL INC
COM
438516106
1534
10000
SH
SOLE
10000
0
0
HORACE MANN EDUCATORS CORP N
COM
440327104
441
10000
SH
SOLE
10000
0
0
HORMEL FOODS CORP
COM
440452100
728
20000
SH
SOLE
20000
0
0
HOUSTON WIRE & CABLE CO
COM
44244K109
117
16200
SH
SOLE
16200
0
0
HRG GROUP INC
COM
40434J100
3390
200000
SH
SOLE
200000
0
0
HUBBELL INC
COM
443510607
609
4500
SH
SOLE
4500
0
0
HUDSON GLOBAL INC
COM
443787106
854
379711
SH
SOLE
379711
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
4945
339596
SH
SOLE
339596
0
0
HUTTIG BLDG PRODS INC
COM
448451104
3766
566276
SH
SOLE
566276
0
0
ICONIX BRAND GROUP INC
COM
451055107
88
68000
SH
SOLE
68000
0
0
ICU MED INC
COM
44930G107
216
1000
SH
SOLE
1000
0
0
IES HLDGS INC
COM
44951W106
518
30000
SH
SOLE
30000
0
0
IMMUCELL CORP
COM PAR
452525306
115
13086
SH
SOLE
13086
0
0
INDEPENDENCE CONTRACT DRIL I
COM
453415309
82
20496
SH
SOLE
20496
0
0
INDEPENDENCE HLDG CO NEW
COM NEW
453440307
412
15000
SH
SOLE
15000
0
0
INDEPENDENT BANK CORP MASS
COM
453836108
2096
30000
SH
SOLE
30000
0
0
INFUSYSTEM HLDGS INC
COM
45685K102
127
55031
SH
SOLE
55031
0
0
INTERMOLECULAR INC
COM
45882D109
59
43071
SH
SOLE
43071
0
0
INVESTORS TITLE CO
COM
461804106
793
4000
SH
SOLE
4000
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
1322
20000
SH
SOLE
20000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
2356
50000
SH
SOLE
50000
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
19275
153280
SH
SOLE
153280
0
0
ITURAN LOCATION AND CONTROL
SHS
M6158M104
203
5922
SH
SOLE
5922
0
0
JD COM INC
SPON ADR CL A
47215P106
35148
848578
SH
SOLE
848578
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
910
23875
SH
SOLE
23875
0
0
JONES LANG LASALLE INC
COM
48020Q107
298
2000
SH
SOLE
2000
0
0
JPMORGAN CHASE & CO
COM
46625H100
4385
41000
SH
SOLE
41000
0
0
KELLY SVCS INC
CL A
488152208
1807
66280
SH
SOLE
66280
0
0
KEY ENERGY SVCS INC DEL
COM
49309J103
1653
140208
SH
SOLE
140208
0
0
KINDER MORGAN INC DEL
COM
49456B101
434
24000
SH
SOLE
24000
0
0
KROGER CO
COM
501044101
8455
308000
SH
SOLE
308000
0
0
KULICKE & SOFFA INDS INC
COM
501242101
292
12000
SH
SOLE
12000
0
0
STARRETT L S CO
CL A
855668109
1129
131221
SH
SOLE
131221
0
0
LANDSTAR SYS INC
COM
515098101
1041
10000
SH
SOLE
10000
0
0
LANNET INC
COM
516012101
928
40000
SH
SOLE
40000
0
0
LEAR CORP
COM NEW
521865204
2038
11537
SH
SOLE
11537
0
0
LEE ENTERPRISES INC
COM
523768109
1010
429843
SH
SOLE
429843
0
0
LENDINGTREE INC NEW
COM
52603B107
340
1000
SH
SOLE
1000
0
0
LIBBEY INC
COM
529898108
75
10000
SH
SOLE
10000
0
0
LIBERTY LATIN AMERICA LTD
COM CL A
G9001E102
596
8325
SH
SOLE
8325
0
0
LINCOLN EDL SVCS CORP
COM
533535100
888
439468
SH
SOLE
439468
0
0
LKQ CORP
COM
501889208
4614
113456
SH
SOLE
113456
0
0
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
5257
167476
SH
SOLE
167476
0
0
LUXFER HOLDINGS PLC
SHS
G5698W116
221
14000
SH
SOLE
14000
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
2206
20000
SH
SOLE
20000
0
0
M/I HOMES INC
COM
55305B101
241
7000
SH
SOLE
7000
0
0
MANPOWERGROUP INC
COM
56418H100
378
3000
SH
SOLE
3000
0
0
MARCHEX INC
CL B
56624R108
551
170617
SH
SOLE
170617
0
0
MARSH & MCLENNAN COS INC
COM
571748102
1221
15000
SH
SOLE
15000
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
10217
67500
SH
SOLE
67500
0
0
MBIA INC
COM
55262C100
307
42000
SH
SOLE
42000
0
0
MEDNAX INC
COM
58502B106
385
7200
SH
SOLE
7200
0
0
MICROSOFT CORP
COM
594918104
3849
45000
SH
SOLE
45000
0
0
MICROSTRATEGY INC
CL A NEW
594972408
328
2500
SH
SOLE
2500
0
0
MIND C T I LTD
ORD
M70240102
114
40982
SH
SOLE
40982
0
0
MITCHAM INDS INC
COM
606501104
506
159592
SH
SOLE
159592
0
0
MODEL N INC
COM
607525102
241
15287
SH
SOLE
15287
0
0
MONDELEZ INTL INC
CL A
609207105
6222
145363
SH
SOLE
145363
0
0
MORGAN STANLEY
COM NEW
617446448
41976
800000
SH
SOLE
800000
0
0
MOVADO GROUP INC
COM
624580106
322
10000
SH
SOLE
10000
0
0
MSCI INC
COM
55354G100
2531
20000
SH
SOLE
20000
0
0
MUELLER WTR PRODS INC
COM SER A
624758108
1702
135855
SH
SOLE
135855
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
68
10000
SH
SOLE
10000
0
0
NASDAQ INC
COM
631103108
768
10000
SH
SOLE
10000
0
0
NATHANS FAMOUS INC NEW
COM
632347100
529
7000
SH
SOLE
7000
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
720
20000
SH
SOLE
20000
0
0
NATIONAL WESTN LIFE GROUP IN
CL A
638517102
497
1500
SH
SOLE
1500
0
0
NCI BUILDING SYS INC
COM NEW
628852204
4323
224000
SH
SOLE
224000
0
0
NEW ORIENTAL ED & TECH GRP I
SPON ADR
647581107
461
4900
SH
SOLE
4900
0
0
NEWS CORP NEW
CL A
65249B109
454
28000
SH
SOLE
28000
0
0
NICHOLAS FINANCIAL INC
COM NEW
65373J209
263
29900
SH
SOLE
29900
0
0
NN INC
COM
629337106
276
10000
SH
SOLE
10000
0
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
252
14900
SH
SOLE
14900
0
0
NORTHERN TR CORP
COM
665859104
999
10000
SH
SOLE
10000
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
686
16300
SH
SOLE
16300
0
0
OLIN CORP
COM PAR $1
680665205
2135
60000
SH
SOLE
60000
0
0
OMNICOM GROUP INC
COM
681919106
728
10000
SH
SOLE
10000
0
0
ONEOK INC NEW
COM
682680103
1053
19700
SH
SOLE
19700
0
0
OPTICAL CABLE CORP
COM NEW
683827208
78
32496
SH
SOLE
32496
0
0
OVERSTOCK COM INC DEL
COM
690370101
2227
34845
SH
SOLE
34845
0
0
OVERSTOCK COM INC DEL
COM
690370101
5406
84600
SH
Put
SOLE
84600
0
0
OWENS RLTY MTG INC
COM
690828108
480
30000
SH
SOLE
30000
0
0
PANGAEA LOGISTICS SOLUTION L
SHS
G6891L105
1590
432179
SH
SOLE
432179
0
0
PAPA JOHNS INTL INC
COM
698813102
224
4000
SH
SOLE
4000
0
0
PAR TECHNOLOGY CORP
COM
698884103
661
70685
SH
SOLE
70685
0
0
PATTERSON UTI ENERGY INC
COM
703481101
1383
60100
SH
SOLE
60100
0
0
PAYPAL HLDGS INC
COM
70450Y103
2945
40000
SH
SOLE
40000
0
0
PDL BIOPHARMA INC
COM
69329Y104
474
173090
SH
SOLE
173090
0
0
PENTAIR PLC
SHS
G7S00T104
424
6000
SH
SOLE
6000
0
0
PEPSICO INC
COM
713448108
28781
240000
SH
SOLE
240000
0
0
PERCEPTRON INC
COM
71361F100
899
92679
SH
SOLE
92679
0
0
PERFORMANT FINL CORP
COM
71377E105
248
150000
SH
SOLE
150000
0
0
PERION NETWORK LTD
SHS
M78673106
76
74000
SH
SOLE
74000
0
0
PERRIGO CO PLC
SHS
G97822103
349
4000
SH
SOLE
4000
0
0
PETROCHINA CO LTD
SPONSORED ADR
71646E100
455
6500
SH
SOLE
6500
0
0
PFENEX INC
COM
717071104
41
15456
SH
SOLE
15456
0
0
PGT INNOVATIONS INC
COM
69336V101
1095
65000
SH
SOLE
65000
0
0
PHH CORP
COM NEW
693320202
769
74626
SH
SOLE
74626
0
0
PHILIP MORRIS INTL INC
COM
718172109
634
6000
SH
SOLE
6000
0
0
PHILLIPS 66
COM
718546104
5058
50000
SH
SOLE
50000
0
0
PICO HLDGS INC
COM NEW
693366205
512
40000
SH
SOLE
40000
0
0
PIERIS PHARMACEUTICALS INC
COM
720795103
189
25000
SH
SOLE
25000
0
0
PNC FINL SVCS GROUP INC
COM
693475105
2164
15000
SH
SOLE
15000
0
0
PPG INDS INC
COM
693506107
2570
22000
SH
SOLE
22000
0
0
PREFORMED LINE PRODS CO
COM
740444104
330
4650
SH
SOLE
4650
0
0
PRGX GLOBAL INC
COM NEW
69357C503
2058
289800
SH
SOLE
289800
0
0
PRICESMART INC
COM
741511109
215
2500
SH
SOLE
2500
0
0
PRIMEENERGY CORP
COM
74158E104
289
5615
SH
SOLE
5615
0
0
PSYCHEMEDICS CORP
COM NEW
744375205
1614
78495
SH
SOLE
78495
0
0
PULTE GROUP INC
COM
745867101
1663
50000
SH
SOLE
50000
0
0
QUARTERHILL INC
COM
747713105
427
231810
SH
SOLE
231810
0
0
RCM TECHNOLOGIES INC
COM NEW
749360400
125
20000
SH
SOLE
20000
0
0
RADIAN GROUP INC
COM
750236101
2061
100000
SH
SOLE
100000
0
0
RAIT FINANCIAL TRUST
COM NEW
749227609
8
21000
SH
SOLE
21000
0
0
RENAISSANCERE HOLDINGS LTD
COM
G7496G103
2601
20708
SH
SOLE
20708
0
0
RH
COM
74967X103
1552
18000
SH
SOLE
18000
0
0
ROCKWELL AUTOMATION INC
COM
773903109
589
3000
SH
SOLE
3000
0
0
ROSETTA STONE INC
COM
777780107
734
58864
SH
SOLE
58864
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
1334
20000
SH
SOLE
20000
0
0
RPM INTL INC
COM
749685103
3455
65905
SH
SOLE
65905
0
0
S&P GLOBAL INC
COM
78409V104
8470
50000
SH
SOLE
50000
0
0
SALEM MEDIA GROUP INC
CL A
794093104
146
32409
SH
SOLE
32409
0
0
SANMINA CORPORATION
COM
801056102
330
10000
SH
SOLE
10000
0
0
SANOFI
SPONSORED ADR
80105N105
2176
50606
SH
SOLE
50606
0
0
SCYNEXIS INC
COM
811292101
26
11100
SH
SOLE
11100
0
0
SENOMYX INC
COM
81724Q107
45
34500
SH
SOLE
34500
0
0
SERVICE CORP INTL
COM
817565104
746
20000
SH
SOLE
20000
0
0
SERVICEMASTER GLOBAL HLDGS I
COM
81761R109
1025
20000
SH
SOLE
20000
0
0
SHIRE PLC
SPONSORED ADR
82481R106
310
2000
SH
SOLE
2000
0
0
SIERRA ONCOLOGY INC
COM
82640U107
93
24800
SH
SOLE
24800
0
0
SIFCO INDS INC
COM
826546103
1170
175958
SH
SOLE
175958
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
379
10000
SH
SOLE
10000
0
0
SOLAREDGE TECHNOLOGIES INC
COM
83417M104
225
6000
SH
SOLE
6000
0
0
SOUTHERN MO BANCORP INC
COM
843380106
226
6000
SH
SOLE
6000
0
0
SOUTHERN NATL BANCORP OF VA
COM
843395104
381
23763
SH
SOLE
23763
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
127
22796
SH
SOLE
22796
0
0
SPAR GROUP INC
COM
784933103
1116
907290
SH
SOLE
907290
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
41710
156300
SH
SOLE
156300
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
10657
30854
SH
SOLE
30854
0
0
SPIRIT AIRLS INC
COM
848577102
5472
122000
SH
SOLE
122000
0
0
SPOK HLDGS INC
COM
84863T106
313
20000
SH
SOLE
20000
0
0
SPX FLOW INC
COM
78469X107
951
20000
SH
SOLE
20000
0
0
STAR BULK CARRIERS CORP
SHS PAR
Y8162K204
3802
337697
SH
SOLE
337697
0
0
STARS GROUP INC
COM
85570W100
466
20000
SH
SOLE
20000
0
0
STARTEK INC
COM
85569C107
493
49423
SH
SOLE
49423
0
0
STATE STR CORP
COM
857477103
10737
110000
SH
SOLE
110000
0
0
STEELCASE INC
CL A
858155203
228
15000
SH
SOLE
15000
0
0
STEWART INFORMATION SVCS COR
COM
860372101
3384
80000
SH
SOLE
80000
0
0
STRATUS PPTYS INC
COM NEW
863167201
3954
133131
SH
SOLE
133131
0
0
SUNTRUST BKS INC
COM
867914103
1292
20000
SH
SOLE
20000
0
0
SUPPORT COM INC
COM NEW
86858W200
53
21949
SH
SOLE
21949
0
0
SURMODICS INC
COM
868873100
280
10000
SH
SOLE
10000
0
0
SYNCHRONY FINL
COM
87165B103
425
11000
SH
SOLE
11000
0
0
SYNTEL INC
COM
87162H103
221
9600
SH
SOLE
9600
0
0
TAILORED BRANDS INC
COM
87403A107
2183
100000
SH
SOLE
100000
0
0
TEEKAY CORPORATION
COM
Y8564W103
280
30000
SH
SOLE
30000
0
0
TEEKAY LNG PARTNERS L P
PRTNRSP UNITS
Y8564M105
1753
87000
SH
SOLE
87000
0
0
TEGNA INC
COM
87901J105
874
62100
SH
SOLE
62100
0
0
TELARIA INC
COM
879181105
203
50361
SH
SOLE
50361
0
0
TESLA INC
COM
88160R101
1557
5000
SH
Put
SOLE
5000
0
0
TESSCO TECHNOLOGIES INC
COM
872386107
331
16429
SH
SOLE
16429
0
0
BANK NEW YORK MELLON CORP
COM
064058100
5386
100000
SH
SOLE
100000
0
0
SCRIPPS E W CO OHIO
CL A NEW
811054402
162
10352
SH
SOLE
10352
0
0
KRAFT HEINZ CO
COM
500754106
1555
20000
SH
SOLE
20000
0
0
TIFFANY & CO NEW
COM
886547108
208
2000
SH
SOLE
2000
0
0
TIME INC NEW
COM
887228104
268
14500
SH
SOLE
14500
0
0
TOLL BROTHERS INC
COM
889478103
5762
120000
SH
SOLE
120000
0
0
TOTAL SYS SVCS INC
COM
891906109
791
10000
SH
SOLE
10000
0
0
TRINITY BIOTECH PLC
SPON ADR NEW
896438306
77
15000
SH
SOLE
15000
0
0
TWITTER INC
COM
90184L102
2761
115000
SH
SOLE
115000
0
0
U S CONCRETE INC
COM NEW
90333L201
436
5211
SH
SOLE
5211
0
0
U S PHYSICAL THERAPY INC
COM
90337L108
5054
69999
SH
SOLE
69999
0
0
UNDER ARMOUR INC
CL C
904311206
666
50000
SH
SOLE
50000
0
0
UNILEVER N V
N Y SHS NEW
904784709
1690
30000
SH
SOLE
30000
0
0
UNITED BANCSHARES INC OHIO
COM
909458101
1262
57500
SH
SOLE
57500
0
0
UNITED CMNTY BKS BLAIRSVLE G
COM
90984P303
1407
50000
SH
SOLE
50000
0
0
UNITED CONTL HLDGS INC
COM
910047109
4718
70000
SH
SOLE
70000
0
0
UNITED RENTALS INC
COM
911363109
860
5000
SH
SOLE
5000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
319
2500
SH
SOLE
2500
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
12125
55000
SH
SOLE
55000
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
1134
10000
SH
SOLE
10000
0
0
UNIVERSAL TECHNICAL INST INC
COM
913915104
531
221437
SH
SOLE
221437
0
0
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
281
17000
SH
SOLE
17000
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
7504
361100
SH
SOLE
361100
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
897
20000
SH
SOLE
20000
0
0
CREDIT SUISSE NASSAU BRH
INVRS VIX MDTERM
22542D829
532
6000
SH
SOLE
6000
0
0
VERASTEM INC
COM
92337C104
36
11580
SH
SOLE
11580
0
0
VERINT SYS INC
COM
92343X100
837
20000
SH
SOLE
20000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2117
40000
SH
SOLE
40000
0
0
V F CORP
COM
918204108
2368
32000
SH
SOLE
32000
0
0
VIAD CORP
COM NEW
92552R406
2216
40000
SH
SOLE
40000
0
0
VICAL INC
COM NEW
925602203
24
13385
SH
SOLE
13385
0
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
2344
200000
SH
SOLE
200000
0
0
VISA INC
COM CL A
92826C839
10832
95000
SH
SOLE
95000
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
3186
153538
SH
SOLE
153538
0
0
VMWARE INC
CL A COM
928563402
1880
15000
SH
SOLE
15000
0
0
GRACE W R & CO DEL NEW
COM
38388F108
1578
22500
SH
SOLE
22500
0
0
WAL-MART STORES INC
COM
931142103
12344
125000
SH
SOLE
125000
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1510
20800
SH
SOLE
20800
0
0
DISNEY WALT CO
COM DISNEY
254687106
215
2000
SH
SOLE
2000
0
0
WEIGHT WATCHERS INTL INC NEW
COM
948626106
1554
35100
SH
SOLE
35100
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
1006
5000
SH
SOLE
5000
0
0
WELLS FARGO CO NEW
COM
949746101
607
10000
SH
SOLE
10000
0
0
WESCO INTL INC
COM
95082P105
545
8000
SH
SOLE
8000
0
0
WILLDAN GROUP INC
COM
96924N100
4624
193159
SH
SOLE
193159
0
0
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
582
15000
SH
SOLE
15000
0
0
WILLIS LEASE FINANCE CORP
COM
970646105
749
30000
SH
SOLE
30000
0
0
WILLIS TOWERS WATSON PUB LTD
SHS
G96629103
753
5000
SH
SOLE
5000
0
0
XENON PHARMACEUTICALS INC
COM
98420N105
43
15100
SH
SOLE
15100
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
229
10000
SH
SOLE
10000
0
0
ZIX CORP
COM
98974P100
96
21900
SH
SOLE
21900
0
0