0001219210-15-000096.txt : 20150325
0001219210-15-000096.hdr.sgml : 20150325
20150325182103
ACCESSION NUMBER: 0001219210-15-000096
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150323
FILED AS OF DATE: 20150325
DATE AS OF CHANGE: 20150325
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IKANOS COMMUNICATIONS, INC.
CENTRAL INDEX KEY: 0001219210
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 731721486
FISCAL YEAR END: 0103
BUSINESS ADDRESS:
STREET 1: 47669 FREMONT BLVD.
CITY: FREMONT
STATE: CA
ZIP: 94538
BUSINESS PHONE: (510) 979-0400
MAIL ADDRESS:
STREET 1: 47669 FREMONT BLVD.
CITY: FREMONT
STATE: CA
ZIP: 94538
FORMER COMPANY:
FORMER CONFORMED NAME: IKANOS COMMUNICATIONS
DATE OF NAME CHANGE: 20030219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BANATAO DIOSDADO P
CENTRAL INDEX KEY: 0001134607
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51532
FILM NUMBER: 15725796
MAIL ADDRESS:
STREET 1: C/O TALLWOOD VENTURE CAPITAL
STREET 2: 635 WAVERLY STREET
CITY: PALO ALTO
STATE: CA
ZIP: 94301
4
1
wf-form4_142732205369605.xml
FORM 4
X0306
4
2015-03-23
0
0001219210
IKANOS COMMUNICATIONS, INC.
IKAN
0001134607
BANATAO DIOSDADO P
C/O TALLWOOD VENTURE CAPITAL
3000 SAND HILL ROAD, BLDG 3, STE 240
MENLO PARK
CA
94025
0
0
1
0
Director Stock Option (right to buy)
17.7
2015-03-23
4
D
0
3000
D
2019-08-24
Common Stock
3000.0
0
D
Director Stock Option (right to buy)
19.1
2015-03-23
4
D
0
1500
D
2016-12-21
Common Stock
1500.0
0
D
Director Stock Option (right to buy)
2.8
2015-03-23
4
A
0
3600
A
2022-03-23
Common Stock
3600.0
3600
D
Director Stock Option (right to buy)
14.1
2015-03-23
4
D
0
1000
D
2018-06-07
Common Stock
1000.0
0
D
Director Stock Option (right to buy)
7.5
2015-03-23
4
D
0
1500
D
2019-06-05
Common Stock
1500.0
0
D
Director Stock Option (right to buy)
12.4
2015-03-23
4
D
0
1950
D
2020-06-04
Common Stock
1950.0
0
D
Director Stock Option (right to buy)
2.8
2015-03-23
4
A
0
3560
A
2022-03-23
Common Stock
3560.0
3560
D
The canceled option provided for vesting as follows: 25% of the shares vest one year from the transaction date and 1/48th of the shares vest each month thereafter on the same date of the month as the vesting commencement date.
On March 23, 2015, the Issuer canceled, pursuant to the Issuer's option exchange program, options granted to the Reporting Person on 08/24/2009 and 12/21/2009. In exchange for these options to cumulatively purchase 4,500 shares, the Reporting Person received a new option to purchase 3,600 shares at a lower exercise price.
The canceled option provided for vesting as follows: over three years at the rate of 1/36 each month on the same day of the month as the transaction date.
These options vest monthly over 24 months.
The canceled option provided for vesting as follows: monthly over 12 months.
On March 23, 2015, the Issuer canceled, pursuant to the Issuer's option exchange program, options granted to the Reporting Person on 06/07/2011, 06/05/2012, and 06/04/2013. In exchange for these options to cumulatively purchase 4,450 shares, the Reporting Person received a new option to purchase 3,560 shares at a lower exercise price.
These options vest monthly over 12 months.
/s/ Andrew S. Hughes, by power of attorney
2015-03-25