0001140361-13-005067.txt : 20130207
0001140361-13-005067.hdr.sgml : 20130207
20130207090011
ACCESSION NUMBER: 0001140361-13-005067
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130207
DATE AS OF CHANGE: 20130207
EFFECTIVENESS DATE: 20130207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CASTLEROCK ASSET MANAGEMENT INC
CENTRAL INDEX KEY: 0001134576
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06185
FILM NUMBER: 13580214
BUSINESS ADDRESS:
STREET 1: 101 PARK AVENUE 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10178
BUSINESS PHONE: 2128787654
MAIL ADDRESS:
STREET 1: 101 PARK AVENUE 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10178
13F-HR
1
form13fhr.txt
NONE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/2012
Check here if Amendment []; Amendment Number:
-------
This Amendment (Check only one.): [] is a restatement.
[] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: CastleRock Asset Management, Inc.
Address: 101 Park Avenue, 23rd Floor
New York, NY 10178
Form 13F File Number: 028-6185
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Persons Signing this Report on Behalf of Reporting Manager:
Name: Paul P. Tanico
Title: Principal
Phone: 212-251-3300
Signature, Place, and Date of Signing:
/s/ Paul P. Tanico New York, NY 2/7/2013
--------------------------------- --------------------------------- ----------
[Signature] [City, State] [Date]
Report Type (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 31
Form 13F Information Table Value Total: $ 116,185
--------------
(In Thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------- ---------------- --------- -------- ------------------ ---------- -------- ---------------------
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
----------------------------- ---------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ----
ABERCROMBIE & FITCH CO CL A 002896207 3,920 81,712 SH SOLE 81,712 0 0
AK STL HLDG CORP COM 001547108 4,600 1,000,001 SH SOLE 1,000,001 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 8,836 250,312 SH SOLE 250,312 0 0
APPLE INC COM 037833100 6,325 11,886 SH SOLE 11,886 0 0
BIOGEN IDEC INC COM 09062X103 3,288 22,464 SH SOLE 22,464 0 0
CAPITAL ONE FINL CORP COM 14040H105 6,327 109,213 SH SOLE 109,213 0 0
CBS CORP NEW CL B 124857202 6,130 161,101 SH SOLE 161,101 0 0
CHICAGO BRIDGE & IRON CO N.V. COM 167250109 4,311 93,004 SH SOLE 93,004 0 0
CORNING INC COM 219350105 5,673 449,535 SH SOLE 449,535 0 0
ENCANA CORP COM 292505104 1,723 87,194 SH SOLE 87,194 0 0
EQUINIX INC COM NEW 29444U502 4,341 21,051 SH SOLE 21,051 0 0
EXPRESS INC COM 30219E103 1,595 105,674 SH SOLE 105,674 0 0
FINISH LINE INC CL A 317923100 1,328 70,137 SH SOLE 70,137 0 0
GOODRICH PETE CORP COM NEW 382410405 3,225 346,009 SH SOLE 346,009 0 0
GULFPORT ENERGY CORP COM NEW 402635304 754 19,715 SH SOLE 19,715 0 0
HANESBRANDS INC COM 410345102 1,397 38,996 SH SOLE 38,996 0 0
HOME LN SERVICING SOLUTIONS ORD SHS G6648D109 932 49,286 SH SOLE 49,286 0 0
INTERCONTINENTALEXCHANGE INC COM 45865V100 2,551 20,601 SH SOLE 20,601 0 0
JOY GLOBAL INC COM 481165108 4,225 66,236 SH SOLE 66,236 0 0
KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 1,778 470,474 SH SOLE 470,474 0 0
KINDER MORGAN INC DEL COM 49456B101 4,450 125,967 SH SOLE 125,967 0 0
LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 7,121 124,737 SH SOLE 124,737 0 0
NATIONAL OILWELL VARCO INC COM 637071101 5,133 75,098 SH SOLE 75,098 0 0
NCR CORP NEW COM 62886E108 1,328 52,101 SH SOLE 52,101 0 0
NORTHSTAR RLTY FIN CORP COM 66704R100 2,082 295,714 SH SOLE 295,714 0 0
PBF ENERGY INC CL A 69318G106 4,337 149,286 SH SOLE 149,286 0 0
PVH CORP COM 693656100 769 6,930 SH SOLE 6,930 0 0
SKECHERS U S A INC CL A 830566105 1,354 73,213 SH SOLE 73,213 0 0
STARBUCKS CORP COM 855244109 2,220 41,388 SH SOLE 41,388 0 0
UNITED RENTALS INC COM 911363109 8,272 181,730 SH SOLE 181,730 0 0
WEATHERFORD INTERNATIONAL LT REG SHS H27013103 5,862 523,899 SH SOLE 523,899 0 0