0001140361-14-032446.txt : 20140814 0001140361-14-032446.hdr.sgml : 20140814 20140814104731 ACCESSION NUMBER: 0001140361-14-032446 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLINTON GROUP INC CENTRAL INDEX KEY: 0001134119 IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06121 FILM NUMBER: 141040300 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVE. STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128250400 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVE. STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001134119 XXXXXXXX 06-30-2014 06-30-2014 CLINTON GROUP INC

601 LEXINGTON AVE. 51ST FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-06121 N Francis Ruchalski 212-825-0400 Francis Ruchalski New York NY 08-14-2014 2 305 201252 false 1 0001167048 028-10034 CGI HOLDINGS INC 2 0001167051 028-10033 CLINTON GROUP EQUITY CO INFORMATION TABLE 2 form13fInfoTable.xml ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1003 12402 SH DFND 01,02 12402 0 0 ACE LTD SHS H0023R105 268 2587 SH DFND 01,02 2587 0 0 ADVANCED MICRO DEVICES INC COM 007903107 146 34762 SH DFND 01,02 34762 0 0 AETNA INC NEW COM 00817Y108 948 11686 SH DFND 01,02 11686 0 0 AGRIUM INC COM 008916108 492 5364 SH DFND 01,02 5364 0 0 AIRGAS INC COM 009363102 235 2155 SH DFND 01,02 2155 0 0 ALASKA AIR GROUP INC COM 011659109 380 3999 SH DFND 01,02 3999 0 0 ALCOA INC COM 013817101 683 45887 SH DFND 01,02 45887 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 1403 8977 SH DFND 01,02 8977 0 0 AMDOCS LTD SHS G02602103 1999 43148 SH DFND 01,02 43148 0 0 AMEREN CORP COM 023608102 482 11791 SH DFND 01,02 11791 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 380 16244 SH DFND 01,02 16244 0 0 AMERICAN ELEC PWR INC COM 025537101 299 5358 SH DFND 01,02 5358 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 517 8688 SH DFND 01,02 8688 0 0 AMETEK INC NEW COM 031100100 304 5814 SH DFND 01,02 5814 0 0 AMGEN INC COM 031162100 570 4812 SH DFND 01,02 4812 0 0 ANALOG DEVICES INC COM 032654105 403 7450 SH DFND 01,02 7450 0 0 ANNALY CAP MGMT INC COM 035710409 398 34805 SH DFND 01,02 34805 0 0 ANSYS INC COM 03662Q105 323 4256 SH DFND 01,02 4256 0 0 APARTMENT INVT & MGMT CO CL A 03748R101 362 11217 SH DFND 01,02 11217 0 0 APPLIED MATLS INC COM 038222105 623 27648 SH DFND 01,02 27648 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 595 13487 SH DFND 01,02 13487 0 0 ARRIS GROUP INC NEW COM 04270V106 498 15299 SH DFND 01,02 15299 0 0 ARROW ELECTRS INC COM 042735100 494 8181 SH DFND 01,02 8181 0 0 ASSURANT INC COM 04621X108 1021 15580 SH DFND 01,02 15580 0 0 ASSURED GUARANTY LTD COM G0585R106 503 20512 SH DFND 01,02 20512 0 0 ATMOS ENERGY CORP COM 049560105 413 7728 SH DFND 01,02 7728 0 0 AUTOLIV INC COM 052800109 929 8714 SH DFND 01,02 8714 0 0 AVNET INC COM 053807103 494 11150 SH DFND 01,02 11150 0 0 AXIALL CORP COM 05463D100 496 10487 SH DFND 01,02 10487 0 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 590 13334 SH DFND 01,02 13334 0 0 BALL CORP COM 058498106 492 7845 SH DFND 01,02 7845 0 0 BANK OF AMERICA CORPORATION COM 060505104 346 22542 SH DFND 01,02 22542 0 0 BECTON DICKINSON & CO COM 075887109 397 3356 SH DFND 01,02 3356 0 0 BED BATH & BEYOND INC COM 075896100 583 10161 SH DFND 01,02 10161 0 0 BIO RAD LABS INC CL A 090572207 263 2197 SH DFND 01,02 2197 0 0 BIOGEN IDEC INC COM 09062X103 614 1946 SH DFND 01,02 1946 0 0 BLACKROCK INC COM 09247X101 675 2112 SH DFND 01,02 2112 0 0 BOEING CO COM 097023105 1101 8651 SH DFND 01,02 8651 0 0 BOSTON BEER INC CL A 100557107 272 1215 SH DFND 01,02 1215 0 0 BRINKER INTL INC COM 109641100 1028 21122 SH DFND 01,02 21122 0 0 BROADCOM CORP CL A 111320107 235 6333 SH DFND 01,02 6333 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 493 53619 SH DFND 01,02 53619 0 0 BROOKDALE SR LIVING INC COM 112463104 283 8486 SH DFND 01,02 8486 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 202 4579 SH DFND 01,02 4579 0 0 BRUKER CORP COM 116794108 493 20329 SH DFND 01,02 20329 0 0 BRUNSWICK CORP COM 117043109 287 6807 SH DFND 01,02 6807 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 112 15024 SH DFND 01,02 15024 0 0 BUNGE LIMITED COM G16962105 530 7003 SH DFND 01,02 7003 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 343 5371 SH DFND 01,02 5371 0 0 CA INC COM 12673P105 330 11466 SH DFND 01,02 11466 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 364 20610 SH DFND 01,02 20610 0 0 CABOT OIL & GAS CORP COM 127097103 567 16600 SH DFND 01,02 16600 0 0 CALPINE CORP COM NEW 131347304 519 21810 SH DFND 01,02 21810 0 0 CANADIAN PAC RY LTD COM 13645T100 438 2420 SH DFND 01,02 2420 0 0 CARDINAL HEALTH INC COM 14149Y108 492 7173 SH DFND 01,02 7173 0 0 CARLISLE COS INC COM 142339100 314 3622 SH DFND 01,02 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